GRADIENT INVESTMENTS LLC

Filed: 10/27/2023ACC: 0001542265-23-000005

📋 What this filing means

GRADIENT INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 1806 equity positions with a total reported market value of $3.79B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1806

Positions

$3.79B

Total AUM (reported)

74.13M

Total Shares

Allocation by class

COM$1.49B39.3%

GRADIENT TACTIC$186.39M4.9%

PORTFOLIO S&P500$184.36M4.9%

PORTFOLIO DEVLPD$125.53M3.3%

PORTFOLIO AGRGTE$113.84M3.0%

ISHS 5-10YR INVT$97.96M2.6%

MORTGAGE ETF$87.81M2.3%

Portfolio Concentration

Top 3$496.28M13.1%

4–10$585.00M15.4%

11–25$690.45M18.2%

Rest$2.02B53.2%

Top 3 weight

13.1%

Top 10 weight

28.5%

Voting Authority Distribution

Total shares with voting rights: 74.13M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

74.13M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1806

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1806

Rows:

INNOVATOR ETFS TR

SOLE

GRADIENT TACTIC

Shares8.51M

TypeSH

Market value$186.39M

4.92%

Sole

0.00

Shared

0.00

None

8.51M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares3.67M

TypeSH

Market value$184.36M

4.87%

Sole

0.00

Shared

0.00

None

3.67M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares4.05M

TypeSH

Market value$125.53M

3.31%

Sole

0.00

Shared

0.00

None

4.05M

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares4.68M

TypeSH

Market value$113.84M

3.00%

Sole

0.00

Shared

0.00

None

4.68M

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares2.01M

TypeSH

Market value$97.96M

2.59%

Sole

0.00

Shared

0.00

None

2.01M

DOUBLELINE ETF TRUST

SOLE

MORTGAGE ETF

Shares1.87M

TypeSH

Market value$87.81M

2.32%

Sole

0.00

Shared

0.00

None

1.87M

JANUS DETROIT STR TR

SOLE

HENDERSON MTG

Shares1.78M

TypeSH

Market value$77.20M

2.04%

Sole

0.00

Shared

0.00

None

1.78M

PIMCO ETF TR

SOLE

PREFERRED AND CP

Shares1.61M

TypeSH

Market value$73.65M

1.94%

Sole

0.00

Shared

0.00

None

1.61M

APPLE INC

SOLE

COM

Shares405.21K

TypeSH

Market value$69.38M

1.83%

Sole

0.00

Shared

0.00

None

405.21K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares1.22M

TypeSH

Market value$65.16M

1.72%

Sole

0.00

Shared

0.00

None

1.22M

INNOVATOR ETFS TR

SOLE

US EQTY BUFR JUL

Shares1.71M

TypeSH

Market value$58.92M

1.56%

Sole

0.00

Shared

0.00

None

1.71M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares444.40K

TypeSH

Market value$58.57M

1.55%

Sole

0.00

Shared

0.00

None

444.40K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares1.05M

TypeSH

Market value$52.47M

1.38%

Sole

0.00

Shared

0.00

None

1.05M

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares1.04M

TypeSH

Market value$52.44M

1.38%

Sole

0.00

Shared

0.00

None

1.04M

ALPHABET INC

SOLE

CAP STK CL C

Shares357.41K

TypeSH

Market value$47.12M

1.24%

Sole

0.00

Shared

0.00

None

357.41K

MICROSOFT CORP

SOLE

COM

Shares148.69K

TypeSH

Market value$46.95M

1.24%

Sole

0.00

Shared

0.00

None

148.69K

AMAZON COM INC

SOLE

COM

Shares358.78K

TypeSH

Market value$45.61M

1.20%

Sole

0.00

Shared

0.00

None

358.78K

GOLDMAN SACHS ETF TR

SOLE

FUTURE CONSUMER

Shares1.78M

TypeSH

Market value$45.14M

1.19%

Sole

0.00

Shared

0.00

None

1.78M

SSGA ACTIVE ETF TR

SOLE

ULT SHT TRM BD

Shares1.03M

TypeSH

Market value$41.33M

1.09%

Sole

0.00

Shared

0.00

None

1.03M

INVESCO ACTIVELY MANAGED ETF

SOLE

ULTRA SHRT DUR

Shares831.05K

TypeSH

Market value$41.30M

1.09%

Sole

0.00

Shared

0.00

None

831.05K

VANECK ETF TRUST

SOLE

MORNINGSTAR SMID

Shares1.45M

TypeSH

Market value$41.21M

1.09%

Sole

0.00

Shared

0.00

None

1.45M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares862K

TypeSH

Market value$41.02M

1.08%

Sole

0.00

Shared

0.00

None

862K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares674.59K

TypeSH

Market value$40.08M

1.06%

Sole

0.00

Shared

0.00

None

674.59K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares79.25K

TypeSH

Market value$39.96M

1.05%

Sole

0.00

Shared

0.00

None

79.25K

CHEVRON CORP NEW

SOLE

COM

Shares227.26K

TypeSH

Market value$38.32M

1.01%

Sole

0.00

Shared

0.00

None

227.26K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INNOVATOR ETFS TRSOLE	GRADIENT TACTIC	8.51M	SH	$186.39M 4.92%	8.51M
SPDR SER TRSOLE	PORTFOLIO S&P500	3.67M	SH	$184.36M 4.87%	3.67M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	4.05M	SH	$125.53M 3.31%	4.05M
SPDR SER TRSOLE	PORTFOLIO AGRGTE	4.68M	SH	$113.84M 3.00%	4.68M
ISHARES TRSOLE	ISHS 5-10YR INVT	2.01M	SH	$97.96M 2.59%	2.01M
DOUBLELINE ETF TRUSTSOLE	MORTGAGE ETF	1.87M	SH	$87.81M 2.32%	1.87M
JANUS DETROIT STR TRSOLE	HENDERSON MTG	1.78M	SH	$77.20M 2.04%	1.78M
PIMCO ETF TRSOLE	PREFERRED AND CP	1.61M	SH	$73.65M 1.94%	1.61M
APPLE INCSOLE	COM	405.21K	SH	$69.38M 1.83%	405.21K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	1.22M	SH	$65.16M 1.72%	1.22M
INNOVATOR ETFS TRSOLE	US EQTY BUFR JUL	1.71M	SH	$58.92M 1.56%	1.71M
ISHARES TRSOLE	MSCI USA QLT FCT	444.40K	SH	$58.57M 1.55%	444.40K
ISHARES TRSOLE	ISHS 1-5YR INVS	1.05M	SH	$52.47M 1.38%	1.05M
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	1.04M	SH	$52.44M 1.38%	1.04M
ALPHABET INCSOLE	CAP STK CL C	357.41K	SH	$47.12M 1.24%	357.41K
MICROSOFT CORPSOLE	COM	148.69K	SH	$46.95M 1.24%	148.69K
AMAZON COM INCSOLE	COM	358.78K	SH	$45.61M 1.20%	358.78K
GOLDMAN SACHS ETF TRSOLE	FUTURE CONSUMER	1.78M	SH	$45.14M 1.19%	1.78M
SSGA ACTIVE ETF TRSOLE	ULT SHT TRM BD	1.03M	SH	$41.33M 1.09%	1.03M
INVESCO ACTIVELY MANAGED ETFSOLE	ULTRA SHRT DUR	831.05K	SH	$41.30M 1.09%	831.05K
VANECK ETF TRUSTSOLE	MORNINGSTAR SMID	1.45M	SH	$41.21M 1.09%	1.45M
ISHARES INCSOLE	CORE MSCI EMKT	862K	SH	$41.02M 1.08%	862K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	674.59K	SH	$40.08M 1.06%	674.59K
UNITEDHEALTH GROUP INCSOLE	COM	79.25K	SH	$39.96M 1.05%	79.25K
CHEVRON CORP NEWSOLE	COM	227.26K	SH	$38.32M 1.01%	227.26K

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