GRADIENT INVESTMENTS LLC

Filed: 7/11/2023ACC: 0001542265-23-000004

📋 What this filing means

GRADIENT INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 1772 equity positions with a total reported market value of $3.88B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1772

Positions

$3.88B

Total AUM (reported)

71.95M

Total Shares

Allocation by class

COM$1.52B39.0%

GRADIENT TACTIC$222.58M5.7%

PORTFOLIO S&P500$168.79M4.3%

PORTFOLIO AGRGTE$128.26M3.3%

ISHS 5-10YR INVT$100.20M2.6%

PORTFOLIO DEVLPD$97.10M2.5%

MORTGAGE ETF$90.01M2.3%

Portfolio Concentration

Top 3$519.63M13.4%

4–10$587.08M15.1%

11–25$720.68M18.6%

Rest$2.06B52.9%

Top 3 weight

13.4%

Top 10 weight

28.5%

Voting Authority Distribution

Total shares with voting rights: 71.95M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

71.95M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1772

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1772

Rows:

INNOVATOR ETFS TR

SOLE

GRADIENT TACTIC

Shares9.81M

TypeSH

Market value$222.58M

5.73%

Sole

0.00

Shared

0.00

None

9.81M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares3.24M

TypeSH

Market value$168.79M

4.35%

Sole

0.00

Shared

0.00

None

3.24M

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares5.06M

TypeSH

Market value$128.26M

3.30%

Sole

0.00

Shared

0.00

None

5.06M

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares1.98M

TypeSH

Market value$100.20M

2.58%

Sole

0.00

Shared

0.00

None

1.98M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares2.98M

TypeSH

Market value$97.10M

2.50%

Sole

0.00

Shared

0.00

None

2.98M

DOUBLELINE ETF TRUST

SOLE

MORTGAGE ETF

Shares1.82M

TypeSH

Market value$90.01M

2.32%

Sole

0.00

Shared

0.00

None

1.82M

JANUS DETROIT STR TR

SOLE

HENDERSON MTG

Shares1.73M

TypeSH

Market value$79.33M

2.04%

Sole

0.00

Shared

0.00

None

1.73M

APPLE INC

SOLE

COM

Shares387.50K

TypeSH

Market value$75.16M

1.94%

Sole

0.00

Shared

0.00

None

387.50K

PIMCO ETF TR

SOLE

PREFERRED AND CP

Shares1.56M

TypeSH

Market value$72.81M

1.88%

Sole

0.00

Shared

0.00

None

1.56M

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares798.16K

TypeSH

Market value$72.46M

1.87%

Sole

0.00

Shared

0.00

None

798.16K

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares982.51K

TypeSH

Market value$69.79M

1.80%

Sole

0.00

Shared

0.00

None

982.51K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares1.18M

TypeSH

Market value$65.04M

1.67%

Sole

0.00

Shared

0.00

None

1.18M

INNOVATOR ETFS TR

SOLE

US EQTY PWR BUF

Shares1.99M

TypeSH

Market value$61.21M

1.58%

Sole

0.00

Shared

0.00

None

1.99M

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares1.03M

TypeSH

Market value$51.79M

1.33%

Sole

0.00

Shared

0.00

None

1.03M

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares1.02M

TypeSH

Market value$51.01M

1.31%

Sole

0.00

Shared

0.00

None

1.02M

MICROSOFT CORP

SOLE

COM

Shares146.58K

TypeSH

Market value$49.92M

1.29%

Sole

0.00

Shared

0.00

None

146.58K

INNOVATOR ETFS TR

SOLE

US EQTY BUFR JUN

Shares1.47M

TypeSH

Market value$49.16M

1.27%

Sole

0.00

Shared

0.00

None

1.47M

AMAZON COM INC

SOLE

COM

Shares343.58K

TypeSH

Market value$44.79M

1.15%

Sole

0.00

Shared

0.00

None

343.58K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares326.97K

TypeSH

Market value$44.10M

1.14%

Sole

0.00

Shared

0.00

None

326.97K

SPDR SER TR

SOLE

PORTFOLIO LN TSR

Shares1.36M

TypeSH

Market value$40.67M

1.05%

Sole

0.00

Shared

0.00

None

1.36M

ALPHABET INC

SOLE

CAP STK CL C

Shares335.06K

TypeSH

Market value$40.53M

1.04%

Sole

0.00

Shared

0.00

None

335.06K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares667.85K

TypeSH

Market value$39.68M

1.02%

Sole

0.00

Shared

0.00

None

667.85K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares779.18K

TypeSH

Market value$38.41M

0.99%

Sole

0.00

Shared

0.00

None

779.18K

GOLDMAN SACHS ETF TR

SOLE

FUTURE CONSUMER

Shares1.36M

TypeSH

Market value$37.96M

0.98%

Sole

0.00

Shared

0.00

None

1.36M

UNITEDHEALTH GROUP INC

SOLE

COM

Shares76.22K

TypeSH

Market value$36.63M

0.94%

Sole

0.00

Shared

0.00

None

76.22K

Issuer	Class	Shares	Type	Value / Portfolio %	None
INNOVATOR ETFS TRSOLE	GRADIENT TACTIC	9.81M	SH	$222.58M 5.73%	9.81M
SPDR SER TRSOLE	PORTFOLIO S&P500	3.24M	SH	$168.79M 4.35%	3.24M
SPDR SER TRSOLE	PORTFOLIO AGRGTE	5.06M	SH	$128.26M 3.30%	5.06M
ISHARES TRSOLE	ISHS 5-10YR INVT	1.98M	SH	$100.20M 2.58%	1.98M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	2.98M	SH	$97.10M 2.50%	2.98M
DOUBLELINE ETF TRUSTSOLE	MORTGAGE ETF	1.82M	SH	$90.01M 2.32%	1.82M
JANUS DETROIT STR TRSOLE	HENDERSON MTG	1.73M	SH	$79.33M 2.04%	1.73M
APPLE INCSOLE	COM	387.50K	SH	$75.16M 1.94%	387.50K
PIMCO ETF TRSOLE	PREFERRED AND CP	1.56M	SH	$72.81M 1.88%	1.56M
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	798.16K	SH	$72.46M 1.87%	798.16K
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	982.51K	SH	$69.79M 1.80%	982.51K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	1.18M	SH	$65.04M 1.67%	1.18M
INNOVATOR ETFS TRSOLE	US EQTY PWR BUF	1.99M	SH	$61.21M 1.58%	1.99M
ISHARES TRSOLE	ISHS 1-5YR INVS	1.03M	SH	$51.79M 1.33%	1.03M
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	1.02M	SH	$51.01M 1.31%	1.02M
MICROSOFT CORPSOLE	COM	146.58K	SH	$49.92M 1.29%	146.58K
INNOVATOR ETFS TRSOLE	US EQTY BUFR JUN	1.47M	SH	$49.16M 1.27%	1.47M
AMAZON COM INCSOLE	COM	343.58K	SH	$44.79M 1.15%	343.58K
ISHARES TRSOLE	MSCI USA QLT FCT	326.97K	SH	$44.10M 1.14%	326.97K
SPDR SER TRSOLE	PORTFOLIO LN TSR	1.36M	SH	$40.67M 1.05%	1.36M
ALPHABET INCSOLE	CAP STK CL C	335.06K	SH	$40.53M 1.04%	335.06K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	667.85K	SH	$39.68M 1.02%	667.85K
ISHARES INCSOLE	CORE MSCI EMKT	779.18K	SH	$38.41M 0.99%	779.18K
GOLDMAN SACHS ETF TRSOLE	FUTURE CONSUMER	1.36M	SH	$37.96M 0.98%	1.36M
UNITEDHEALTH GROUP INCSOLE	COM	76.22K	SH	$36.63M 0.94%	76.22K

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