GRADIENT INVESTMENTS LLC

Filed: 4/17/2023ACC: 0001542265-23-000003

📋 What this filing means

GRADIENT INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 1507 equity positions with a total reported market value of $3.67B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1507

Positions

$3.67B

Total AUM (reported)

77.44M

Total Shares

Allocation by class

COM$1.42B38.7%

GRADIENT TACTIC$272.57M7.4%

PORTFOLIO S&P500$158.06M4.3%

PORTFOLIO AGRGTE$138.49M3.8%

ISHS 5-10YR INVT$125.55M3.4%

PORTFOLIO DEVLPD$81.16M2.2%

CORE MSCI EMKT$76.96M2.1%

Portfolio Concentration

Top 3$569.12M15.5%

4–10$542.69M14.8%

11–25$654.62M17.8%

Rest$1.90B51.8%

Top 3 weight

15.5%

Top 10 weight

30.3%

Voting Authority Distribution

Total shares with voting rights: 77.44M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

77.44M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1507

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1507

Rows:

INNOVATOR ETFS TR

SOLE

GRADIENT TACTIC

Shares12.28M

TypeSH

Market value$272.57M

7.43%

Sole

0.00

Shared

0.00

None

12.28M

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares3.28M

TypeSH

Market value$158.06M

4.31%

Sole

0.00

Shared

0.00

None

3.28M

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares5.37M

TypeSH

Market value$138.49M

3.78%

Sole

0.00

Shared

0.00

None

5.37M

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares2.45M

TypeSH

Market value$125.55M

3.42%

Sole

0.00

Shared

0.00

None

2.45M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares2.53M

TypeSH

Market value$81.16M

2.21%

Sole

0.00

Shared

0.00

None

2.53M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares1.58M

TypeSH

Market value$76.96M

2.10%

Sole

0.00

Shared

0.00

None

1.58M

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares1M

TypeSH

Market value$67.98M

1.85%

Sole

0.00

Shared

0.00

None

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares1.71M

TypeSH

Market value$66.90M

1.82%

Sole

0.00

Shared

0.00

None

1.71M

JANUS DETROIT STR TR

SOLE

HENDERSON MTG

Shares1.36M

TypeSH

Market value$63.64M

1.74%

Sole

0.00

Shared

0.00

None

1.36M

APPLE INC

SOLE

COM

Shares366.92K

TypeSH

Market value$60.50M

1.65%

Sole

0.00

Shared

0.00

None

366.92K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares667.08K

TypeSH

Market value$56.90M

1.55%

Sole

0.00

Shared

0.00

None

667.08K

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares1.94M

TypeSH

Market value$56.01M

1.53%

Sole

0.00

Shared

0.00

None

1.94M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares413.84K

TypeSH

Market value$51.34M

1.40%

Sole

0.00

Shared

0.00

None

413.84K

INNOVATOR ETFS TR

SOLE

US EQTY PWR BUF

Shares1.75M

TypeSH

Market value$51.04M

1.39%

Sole

0.00

Shared

0.00

None

1.75M

MICROSOFT CORP

SOLE

COM

Shares158.28K

TypeSH

Market value$45.63M

1.24%

Sole

0.00

Shared

0.00

None

158.28K

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares806.76K

TypeSH

Market value$44.05M

1.20%

Sole

0.00

Shared

0.00

None

806.76K

SPDR SER TR

SOLE

PORTFOLIO LN COR

Shares1.86M

TypeSH

Market value$43.88M

1.20%

Sole

0.00

Shared

0.00

None

1.86M

PACER FDS TR

SOLE

DATA AND INFRAST

Shares1.44M

TypeSH

Market value$42.82M

1.17%

Sole

0.00

Shared

0.00

None

1.44M

GLOBAL X FDS

SOLE

RATE PREFERRED

Shares1.84M

TypeSH

Market value$42.02M

1.15%

Sole

0.00

Shared

0.00

None

1.84M

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares1.24M

TypeSH

Market value$40.34M

1.10%

Sole

0.00

Shared

0.00

None

1.24M

JANUS DETROIT STR TR

SOLE

HENDRSON AAA CL

Shares744.57K

TypeSH

Market value$36.86M

1.01%

Sole

0.00

Shared

0.00

None

744.57K

CHEVRON CORP NEW

SOLE

COM

Shares223.18K

TypeSH

Market value$36.41M

0.99%

Sole

0.00

Shared

0.00

None

223.18K

GOLDMAN SACHS ETF TR

SOLE

FUTURE CONSUMER

Shares1.36M

TypeSH

Market value$36.37M

0.99%

Sole

0.00

Shared

0.00

None

1.36M

AMAZON COM INC

SOLE

COM

Shares351.79K

TypeSH

Market value$36.34M

0.99%

Sole

0.00

Shared

0.00

None

351.79K

SPDR SER TR

SOLE

PORT MTG BK ETF

Shares1.56M

TypeSH

Market value$34.60M

0.94%

Sole

0.00

Shared

0.00

None

1.56M

Issuer	Class	Shares	Type	Value / Portfolio %	None
INNOVATOR ETFS TRSOLE	GRADIENT TACTIC	12.28M	SH	$272.57M 7.43%	12.28M
SPDR SER TRSOLE	PORTFOLIO S&P500	3.28M	SH	$158.06M 4.31%	3.28M
SPDR SER TRSOLE	PORTFOLIO AGRGTE	5.37M	SH	$138.49M 3.78%	5.37M
ISHARES TRSOLE	ISHS 5-10YR INVT	2.45M	SH	$125.55M 3.42%	2.45M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	2.53M	SH	$81.16M 2.21%	2.53M
ISHARES INCSOLE	CORE MSCI EMKT	1.58M	SH	$76.96M 2.10%	1.58M
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	1M	SH	$67.98M 1.85%	1M
WORLD GOLD TRSOLE	SPDR GLD MINIS	1.71M	SH	$66.90M 1.82%	1.71M
JANUS DETROIT STR TRSOLE	HENDERSON MTG	1.36M	SH	$63.64M 1.74%	1.36M
APPLE INCSOLE	COM	366.92K	SH	$60.50M 1.65%	366.92K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	667.08K	SH	$56.90M 1.55%	667.08K
SPDR SER TRSOLE	PORTFLI INTRMDIT	1.94M	SH	$56.01M 1.53%	1.94M
ISHARES TRSOLE	MSCI USA QLT FCT	413.84K	SH	$51.34M 1.40%	413.84K
INNOVATOR ETFS TRSOLE	US EQTY PWR BUF	1.75M	SH	$51.04M 1.39%	1.75M
MICROSOFT CORPSOLE	COM	158.28K	SH	$45.63M 1.24%	158.28K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	806.76K	SH	$44.05M 1.20%	806.76K
SPDR SER TRSOLE	PORTFOLIO LN COR	1.86M	SH	$43.88M 1.20%	1.86M
PACER FDS TRSOLE	DATA AND INFRAST	1.44M	SH	$42.82M 1.17%	1.44M
GLOBAL X FDSSOLE	RATE PREFERRED	1.84M	SH	$42.02M 1.15%	1.84M
SPDR SER TRSOLE	PORTFOLIO INTRMD	1.24M	SH	$40.34M 1.10%	1.24M
JANUS DETROIT STR TRSOLE	HENDRSON AAA CL	744.57K	SH	$36.86M 1.01%	744.57K
CHEVRON CORP NEWSOLE	COM	223.18K	SH	$36.41M 0.99%	223.18K
GOLDMAN SACHS ETF TRSOLE	FUTURE CONSUMER	1.36M	SH	$36.37M 0.99%	1.36M
AMAZON COM INCSOLE	COM	351.79K	SH	$36.34M 0.99%	351.79K
SPDR SER TRSOLE	PORT MTG BK ETF	1.56M	SH	$34.60M 0.94%	1.56M

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