GRADIENT INVESTMENTS LLC

Filed: 1/10/2023ACC: 0001542265-23-000001

📋 What this filing means

GRADIENT INVESTMENTS LLC filed this quarterly 13F‑HR report disclosing 1496 equity positions with a total reported market value of $3.17B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

1496

Positions

$3.17B

Total AUM (reported)

66.08M

Total Shares

Allocation by class

COM$1.29B40.8%

PORTFOLIO S&P500$144.60M4.6%

PORTFOLIO AGRGTE$135.63M4.3%

ISHS 5-10YR INVT$121.63M3.8%

PORTFLI INTRMDIT$114.87M3.6%

PORTFOLIO DEVLPD$67.76M2.1%

US MID-CAP ETF$67.55M2.1%

Portfolio Concentration

Top 3$401.85M12.7%

4–10$482.77M15.2%

11–25$578.45M18.2%

Rest$1.71B53.9%

Top 3 weight

12.7%

Top 10 weight

27.9%

Voting Authority Distribution

Total shares with voting rights: 66.08M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

66.08M

% of voting shares100.0%

Investment Discretion (by position count)

Sole1496

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings1496

Rows:

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares3.21M

TypeSH

Market value$144.60M

4.56%

Sole

0.00

Shared

0.00

None

3.21M

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares5.40M

TypeSH

Market value$135.63M

4.28%

Sole

0.00

Shared

0.00

None

5.40M

ISHARES TR

SOLE

ISHS 5-10YR INVT

Shares2.46M

TypeSH

Market value$121.63M

3.83%

Sole

0.00

Shared

0.00

None

2.46M

SPDR SER TR

SOLE

PORTFLI INTRMDIT

Shares4.07M

TypeSH

Market value$114.87M

3.62%

Sole

0.00

Shared

0.00

None

4.07M

SPDR INDEX SHS FDS

SOLE

PORTFOLIO DEVLPD

Shares2.28M

TypeSH

Market value$67.76M

2.14%

Sole

0.00

Shared

0.00

None

2.28M

SCHWAB STRATEGIC TR

SOLE

US MID-CAP ETF

Shares1.03M

TypeSH

Market value$67.55M

2.13%

Sole

0.00

Shared

0.00

None

1.03M

WORLD GOLD TR

SOLE

SPDR GLD MINIS

Shares1.78M

TypeSH

Market value$64.29M

2.03%

Sole

0.00

Shared

0.00

None

1.78M

ISHARES INC

SOLE

CORE MSCI EMKT

Shares1.36M

TypeSH

Market value$63.32M

2.00%

Sole

0.00

Shared

0.00

None

1.36M

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares654.70K

TypeSH

Market value$54.08M

1.70%

Sole

0.00

Shared

0.00

None

654.70K

SPDR SER TR

SOLE

PORTFOLIO INTRMD

Shares1.60M

TypeSH

Market value$50.92M

1.61%

Sole

0.00

Shared

0.00

None

1.60M

GLOBAL X FDS

SOLE

RATE PREFERRED

Shares2.21M

TypeSH

Market value$49.66M

1.57%

Sole

0.00

Shared

0.00

None

2.21M

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares427.22K

TypeSH

Market value$48.69M

1.53%

Sole

0.00

Shared

0.00

None

427.22K

SPDR SER TR

SOLE

PORTFOLIO S&P600

Shares1.30M

TypeSH

Market value$48.12M

1.52%

Sole

0.00

Shared

0.00

None

1.30M

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares803.45K

TypeSH

Market value$43.78M

1.38%

Sole

0.00

Shared

0.00

None

803.45K

APPLE INC

SOLE

COM

Shares336.21K

TypeSH

Market value$43.68M

1.38%

Sole

0.00

Shared

0.00

None

336.21K

PACER FDS TR

SOLE

DATA AND INFRAST

Shares1.31M

TypeSH

Market value$38.15M

1.20%

Sole

0.00

Shared

0.00

None

1.31M

VANECK ETF TRUST

SOLE

FALLEN ANGEL HG

Shares1.40M

TypeSH

Market value$37.88M

1.19%

Sole

0.00

Shared

0.00

None

1.40M

MICROSOFT CORP

SOLE

COM

Shares157.61K

TypeSH

Market value$37.80M

1.19%

Sole

0.00

Shared

0.00

None

157.61K

SSGA ACTIVE ETF TR

SOLE

BLACKSTONE SENR

Shares918.65K

TypeSH

Market value$37.57M

1.18%

Sole

0.00

Shared

0.00

None

918.65K

ISHARES TR

SOLE

ISHARES BIOTECH

Shares271.46K

TypeSH

Market value$35.64M

1.12%

Sole

0.00

Shared

0.00

None

271.46K

CHEVRON CORP NEW

SOLE

COM

Shares182.41K

TypeSH

Market value$32.74M

1.03%

Sole

0.00

Shared

0.00

None

182.41K

AMAZON COM INC

SOLE

COM

Shares384.66K

TypeSH

Market value$32.31M

1.02%

Sole

0.00

Shared

0.00

None

384.66K

SPDR SER TR

SOLE

PORTFOLIO LN COR

Shares1.41M

TypeSH

Market value$31.64M

1.00%

Sole

0.00

Shared

0.00

None

1.41M

JPMORGAN CHASE & CO

SOLE

COM

Shares228.48K

TypeSH

Market value$30.64M

0.97%

Sole

0.00

Shared

0.00

None

228.48K

ALPHABET INC

SOLE

CAP STK CL C

Shares339.73K

TypeSH

Market value$30.14M

0.95%

Sole

0.00

Shared

0.00

None

339.73K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR SER TRSOLE	PORTFOLIO S&P500	3.21M	SH	$144.60M 4.56%	3.21M
SPDR SER TRSOLE	PORTFOLIO AGRGTE	5.40M	SH	$135.63M 4.28%	5.40M
ISHARES TRSOLE	ISHS 5-10YR INVT	2.46M	SH	$121.63M 3.83%	2.46M
SPDR SER TRSOLE	PORTFLI INTRMDIT	4.07M	SH	$114.87M 3.62%	4.07M
SPDR INDEX SHS FDSSOLE	PORTFOLIO DEVLPD	2.28M	SH	$67.76M 2.14%	2.28M
SCHWAB STRATEGIC TRSOLE	US MID-CAP ETF	1.03M	SH	$67.55M 2.13%	1.03M
WORLD GOLD TRSOLE	SPDR GLD MINIS	1.78M	SH	$64.29M 2.03%	1.78M
ISHARES INCSOLE	CORE MSCI EMKT	1.36M	SH	$63.32M 2.00%	1.36M
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	654.70K	SH	$54.08M 1.70%	654.70K
SPDR SER TRSOLE	PORTFOLIO INTRMD	1.60M	SH	$50.92M 1.61%	1.60M
GLOBAL X FDSSOLE	RATE PREFERRED	2.21M	SH	$49.66M 1.57%	2.21M
ISHARES TRSOLE	MSCI USA QLT FCT	427.22K	SH	$48.69M 1.53%	427.22K
SPDR SER TRSOLE	PORTFOLIO S&P600	1.30M	SH	$48.12M 1.52%	1.30M
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	803.45K	SH	$43.78M 1.38%	803.45K
APPLE INCSOLE	COM	336.21K	SH	$43.68M 1.38%	336.21K
PACER FDS TRSOLE	DATA AND INFRAST	1.31M	SH	$38.15M 1.20%	1.31M
VANECK ETF TRUSTSOLE	FALLEN ANGEL HG	1.40M	SH	$37.88M 1.19%	1.40M
MICROSOFT CORPSOLE	COM	157.61K	SH	$37.80M 1.19%	157.61K
SSGA ACTIVE ETF TRSOLE	BLACKSTONE SENR	918.65K	SH	$37.57M 1.18%	918.65K
ISHARES TRSOLE	ISHARES BIOTECH	271.46K	SH	$35.64M 1.12%	271.46K
CHEVRON CORP NEWSOLE	COM	182.41K	SH	$32.74M 1.03%	182.41K
AMAZON COM INCSOLE	COM	384.66K	SH	$32.31M 1.02%	384.66K
SPDR SER TRSOLE	PORTFOLIO LN COR	1.41M	SH	$31.64M 1.00%	1.41M
JPMORGAN CHASE & COSOLE	COM	228.48K	SH	$30.64M 0.97%	228.48K
ALPHABET INCSOLE	CAP STK CL C	339.73K	SH	$30.14M 0.95%	339.73K

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