GOZANI SHAI (President & CEO) exercised options at NEUROMETRIX, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

GOZANI SHAI

Filed: 2/10/2023ACC: 0001104659-23-018726

InsiderGOZANI SHAICIK 1297259

→

IssuerNEUROMETRIX, INC.CIK 1289850

DirectorOfficer· President & CEO

Since Oct 2018

-5.30K

Net shares

Net seller

$12.3K

Total sold

Open market trades

0B · 0S

Total transactions

15.26K acquired · 20.56K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+5.09K

Price / share

—

Trade value

—

% of position

9.9%

8/2/2022

51.52K→56.61K

Common Stock

Direct

F · Tax Withholding

−1.49K

Price / share

$3.59

Trade value

$5.36K

% of position

2.6%

8/2/2022

56.61K→55.11K

Common Stock

Direct

M · Option Exercise

+5.09K

Price / share

—

Trade value

—

% of position

9.2%

11/2/2022

55.11K→60.20K

Common Stock

Direct

F · Tax Withholding

−1.15K

Price / share

$1.57

Trade value

$1.81K

% of position

1.9%

11/2/2022

60.20K→59.05K

Common Stock

Direct

M · Option Exercise

+5.09K

Price / share

—

Trade value

—

% of position

8.6%

2/2/2023

59.05K→64.13K

Common Stock

Direct

F · Tax Withholding

−2.66K

Price / share

$1.92

Trade value

$5.10K

% of position

4.1%

2/2/2023

64.13K→61.47K

Total

Net shares

+9.95K

Net value

-$12.28K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/2/2022	M · Option Exercise	+5.09K	—	—	9.9%	51.52K	56.61K
Common Stock Direct	8/2/2022	F · Tax Withholding	−1.49K	$3.59	$5.36K	2.6%	56.61K	55.11K
Common Stock Direct	11/2/2022	M · Option Exercise	+5.09K	—	—	9.2%	55.11K	60.20K
Common Stock Direct	11/2/2022	F · Tax Withholding	−1.15K	$1.57	$1.81K	1.9%	60.20K	59.05K
Common Stock Direct	2/2/2023	M · Option Exercise	+5.09K	—	—	8.6%	59.05K	64.13K
Common Stock Direct	2/2/2023	F · Tax Withholding	−2.66K	$1.92	$5.10K	4.1%	64.13K	61.47K
Total			+9.95K		-$12.28K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

5.09K shares

−5.09K

Strike price

Held after

55.94K

Exercisable

—

8/2/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

5.09K shares

−5.09K

Strike price

Held after

50.86K

Exercisable

—

11/2/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

5.09K shares

−5.09K

Strike price

Held after

45.77K

Exercisable

—

2/2/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock5.09K shares	8/2/2022	M · Option Exercise	−5.09K	—	55.94K
Restricted Stock Unit Direct	Common Stock5.09K shares	11/2/2022	M · Option Exercise	−5.09K	—	50.86K
Restricted Stock Unit Direct	Common Stock5.09K shares	2/2/2023	M · Option Exercise	−5.09K	—	45.77K