GOTTSCHALK MAX enters PERFECT MOMENT LTD. with 1.03M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 2/7/2024ACC: 0001213900-24-011216
Director10% Owner
Since Feb 2026
1.03M
Baseline shares
0.00
Direct ownership
0 positions
2.71M
Derivative underlying
4 instruments
2
Security positions
1.03M indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned855.15K
Common Stock
IndirectShares owned171.47K
Total
1.03M indirect1.03M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 855.15K | Indirect |
| Common Stock | 171.47K | Indirect |
| Total | 1.03M | 1.03M indirect |
Derivative Holdings4
Incentive Stock Options
IndirectUnderlying security
Common Stock
Underlying shares
68.17K
Shares owned
N/A
Exercise price
3.50
Expiration
—
Exercise window
—
Series A Convertible Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
2.62M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Series A Convertible Preferred Stock
IndirectUnderlying security
Common Stock
Underlying shares
19.65K
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
8% Senior Subordinated Secured Convertible Promissory Note
IndirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
2.71M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Incentive Stock Options Indirect | Common Stock | 3.50 | — | — | 68.17K | N/A |
| Series A Convertible Preferred Stock Indirect | Common Stock | — | — | 2.62M | N/A | |
| Series A Convertible Preferred Stock Indirect | Common Stock | — | — | 19.65K | N/A | |
| 8% Senior Subordinated Secured Convertible Promissory Note Indirect | Common Stock | — | — | N/A | N/A | |
| Total | 2.71M | 0.00 | ||||