Filed: 11/14/2023ACC: 0001398344-23-020704
📋 What this filing means
GOTHAM ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 1313 equity positions with a total reported market value of $4.84B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1313
Positions
$4.84B
Total AUM (reported)
89.29M
Total Shares
Allocation by class
COM$3.03B62.6%
TR UNIT$389.60M8.0%
CL A$314.60M6.5%
GOTHAM ENHNCD$259.78M5.4%
COM NEW$122.77M2.5%
SHS$78.92M1.6%
CORE S&P500 ETF$78.80M1.6%
Portfolio Concentration
Top 3$728.18M15.0%
4–10$360.03M7.4%
11–25$352.84M7.3%
Rest$3.40B70.2%
Top 3 weight
15.0%
Top 10 weight
22.5%
Voting Authority Distribution
Total shares with voting rights: 89.29M
Sole
Full voting authority
89.29M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1313
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1313
Rows:
SPDR S&P 500 ETF TR
SOLEShares911.38K
TypeSH
Market value$389.60M
8.05%
Sole
911.38K
Shared
0.00
None
0.00
TIDAL ETF TR
SOLEShares10.96M
TypeSH
Market value$259.78M
5.37%
Sole
10.96M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares183.50K
TypeSH
Market value$78.80M
1.63%
Sole
183.50K
Shared
0.00
None
0.00
APPLE INC
SOLEShares411.28K
TypeSH
Market value$70.42M
1.45%
Sole
411.28K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares190.37K
TypeSH
Market value$60.11M
1.24%
Sole
190.37K
Shared
0.00
None
0.00
SNOWFLAKE INC
SOLEShares391K
TypeSH
Market value$59.73M
1.23%
Sole
391K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares372.45K
TypeSH
Market value$48.74M
1.01%
Sole
372.45K
Shared
0.00
None
0.00
TIDAL ETF TR
SOLEShares2.29M
TypeSH
Market value$46.02M
0.95%
Sole
2.29M
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares128.14K
TypeSH
Market value$38.47M
0.79%
Sole
128.14K
Shared
0.00
None
0.00
NVIDIA CORPORATION
SOLEShares84.01K
TypeSH
Market value$36.54M
0.75%
Sole
84.01K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares285.45K
TypeSH
Market value$36.29M
0.75%
Sole
285.45K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares684.88K
TypeSH
Market value$32.59M
0.67%
Sole
684.88K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares82.91K
TypeSH
Market value$29.04M
0.60%
Sole
82.91K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares439.55K
TypeSH
Market value$28.29M
0.58%
Sole
439.55K
Shared
0.00
None
0.00
APPLIED MATLS INC
SOLEShares164.75K
TypeSH
Market value$22.81M
0.47%
Sole
164.75K
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares82.86K
TypeSH
Market value$22.62M
0.47%
Sole
82.86K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares402.08K
TypeSH
Market value$21.62M
0.45%
Sole
402.08K
Shared
0.00
None
0.00
SALESFORCE INC
SOLEShares104.25K
TypeSH
Market value$21.14M
0.44%
Sole
104.25K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares24.59K
TypeSH
Market value$20.42M
0.42%
Sole
24.59K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares291.68K
TypeSH
Market value$20.35M
0.42%
Sole
291.68K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares172.30K
TypeSH
Market value$20.26M
0.42%
Sole
172.30K
Shared
0.00
None
0.00
SKYWORKS SOLUTIONS INC
SOLEShares202.91K
TypeSH
Market value$20.01M
0.41%
Sole
202.91K
Shared
0.00
None
0.00
EMERSON ELEC CO
SOLEShares204.83K
TypeSH
Market value$19.78M
0.41%
Sole
204.83K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares124.99K
TypeSH
Market value$19.47M
0.40%
Sole
124.99K
Shared
0.00
None
0.00
LAM RESEARCH CORP
SOLEShares28.97K
TypeSH
Market value$18.16M
0.38%
Sole
28.97K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 911.38K | SH | $389.60M 8.05% | 911.38K | 0.00 | 0.00 |
TIDAL ETF TRSOLE | GOTHAM ENHNCD | 10.96M | SH | $259.78M 5.37% | 10.96M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 183.50K | SH | $78.80M 1.63% | 183.50K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 411.28K | SH | $70.42M 1.45% | 411.28K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 190.37K | SH | $60.11M 1.24% | 190.37K | 0.00 | 0.00 |
SNOWFLAKE INCSOLE | CL A | 391K | SH | $59.73M 1.23% | 391K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 372.45K | SH | $48.74M 1.01% | 372.45K | 0.00 | 0.00 |
TIDAL ETF TRSOLE | GOTHAM 1000 VALU | 2.29M | SH | $46.02M 0.95% | 2.29M | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 128.14K | SH | $38.47M 0.79% | 128.14K | 0.00 | 0.00 |
NVIDIA CORPORATIONSOLE | COM | 84.01K | SH | $36.54M 0.75% | 84.01K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 285.45K | SH | $36.29M 0.75% | 285.45K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 684.88K | SH | $32.59M 0.67% | 684.88K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 82.91K | SH | $29.04M 0.60% | 82.91K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 439.55K | SH | $28.29M 0.58% | 439.55K | 0.00 | 0.00 |
APPLIED MATLS INCSOLE | COM | 164.75K | SH | $22.81M 0.47% | 164.75K | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 82.86K | SH | $22.62M 0.47% | 82.86K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 402.08K | SH | $21.62M 0.45% | 402.08K | 0.00 | 0.00 |
SALESFORCE INCSOLE | COM | 104.25K | SH | $21.14M 0.44% | 104.25K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 24.59K | SH | $20.42M 0.42% | 24.59K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 291.68K | SH | $20.35M 0.42% | 291.68K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 172.30K | SH | $20.26M 0.42% | 172.30K | 0.00 | 0.00 |
SKYWORKS SOLUTIONS INCSOLE | COM | 202.91K | SH | $20.01M 0.41% | 202.91K | 0.00 | 0.00 |
EMERSON ELEC COSOLE | COM | 204.83K | SH | $19.78M 0.41% | 204.83K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 124.99K | SH | $19.47M 0.40% | 124.99K | 0.00 | 0.00 |
LAM RESEARCH CORPSOLE | COM | 28.97K | SH | $18.16M 0.38% | 28.97K | 0.00 | 0.00 |
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