Filed: 5/15/2023ACC: 0001398344-23-009832
📋 What this filing means
GOTHAM ASSET MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 1309 equity positions with a total reported market value of $4.13B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
1309
Positions
$4.13B
Total AUM (reported)
78.98M
Total Shares
Allocation by class
COM$2.66B64.5%
GOTHAM ENHNCD$269.56M6.5%
TR UNIT$259.00M6.3%
CL A$249.60M6.1%
COM NEW$108.83M2.6%
SHS$70.94M1.7%
CORE S&P500 ETF$68.63M1.7%
Portfolio Concentration
Top 3$597.19M14.5%
4–10$324.27M7.9%
11–25$270.79M6.6%
Rest$2.93B71.1%
Top 3 weight
14.5%
Top 10 weight
22.3%
Voting Authority Distribution
Total shares with voting rights: 78.98M
Sole
Full voting authority
78.98M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole1309
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings1309
Rows:
TIDAL ETF TR
SOLEShares12.01M
TypeSH
Market value$269.56M
6.53%
Sole
12.01M
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares632.65K
TypeSH
Market value$259.00M
6.28%
Sole
632.65K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares166.95K
TypeSH
Market value$68.63M
1.66%
Sole
166.95K
Shared
0.00
None
0.00
SNOWFLAKE INC
SOLEShares390.97K
TypeSH
Market value$60.32M
1.46%
Sole
390.97K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares191.89K
TypeSH
Market value$55.32M
1.34%
Sole
191.89K
Shared
0.00
None
0.00
TIDAL ETF TR
SOLEShares2.85M
TypeSH
Market value$53.83M
1.30%
Sole
2.85M
Shared
0.00
None
0.00
APPLE INC
SOLEShares306.06K
TypeSH
Market value$50.47M
1.22%
Sole
306.06K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares404.37K
TypeSH
Market value$41.95M
1.02%
Sole
404.37K
Shared
0.00
None
0.00
ISHARES INC
SOLEShares666.69K
TypeSH
Market value$32.53M
0.79%
Sole
666.69K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares289.05K
TypeSH
Market value$29.86M
0.72%
Sole
289.05K
Shared
0.00
None
0.00
BERKSHIRE HATHAWAY INC DEL
SOLEShares89.02K
TypeSH
Market value$27.49M
0.67%
Sole
89.02K
Shared
0.00
None
0.00
META PLATFORMS INC
SOLEShares120.99K
TypeSH
Market value$25.64M
0.62%
Sole
120.99K
Shared
0.00
None
0.00
EXXON MOBIL CORP
SOLEShares181.62K
TypeSH
Market value$19.92M
0.48%
Sole
181.62K
Shared
0.00
None
0.00
VANGUARD BD INDEX FDS
SOLEShares258.65K
TypeSH
Market value$19.10M
0.46%
Sole
258.65K
Shared
0.00
None
0.00
PFIZER INC
SOLEShares453.22K
TypeSH
Market value$18.49M
0.45%
Sole
453.22K
Shared
0.00
None
0.00
MERCK & CO INC
SOLEShares171.44K
TypeSH
Market value$18.24M
0.44%
Sole
171.44K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares116.34K
TypeSH
Market value$18.03M
0.44%
Sole
116.34K
Shared
0.00
None
0.00
CISCO SYS INC
SOLEShares341.48K
TypeSH
Market value$17.85M
0.43%
Sole
341.48K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares26.65K
TypeSH
Market value$17.10M
0.41%
Sole
26.65K
Shared
0.00
None
0.00
DUPONT DE NEMOURS INC
SOLEShares222.92K
TypeSH
Market value$16.00M
0.39%
Sole
222.92K
Shared
0.00
None
0.00
CATERPILLAR INC
SOLEShares69.76K
TypeSH
Market value$15.96M
0.39%
Sole
69.76K
Shared
0.00
None
0.00
LAM RESEARCH CORP
SOLEShares27.71K
TypeSH
Market value$14.69M
0.36%
Sole
27.71K
Shared
0.00
None
0.00
WALMART INC
SOLEShares99.58K
TypeSH
Market value$14.68M
0.36%
Sole
99.58K
Shared
0.00
None
0.00
COMCAST CORP NEW
SOLEShares364.07K
TypeSH
Market value$13.80M
0.33%
Sole
364.07K
Shared
0.00
None
0.00
NETFLIX INC
SOLEShares39.94K
TypeSH
Market value$13.80M
0.33%
Sole
39.94K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
TIDAL ETF TRSOLE | GOTHAM ENHNCD | 12.01M | SH | $269.56M 6.53% | 12.01M | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 632.65K | SH | $259.00M 6.28% | 632.65K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 166.95K | SH | $68.63M 1.66% | 166.95K | 0.00 | 0.00 |
SNOWFLAKE INCSOLE | CL A | 390.97K | SH | $60.32M 1.46% | 390.97K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 191.89K | SH | $55.32M 1.34% | 191.89K | 0.00 | 0.00 |
TIDAL ETF TRSOLE | GOTHAM 1000 VALU | 2.85M | SH | $53.83M 1.30% | 2.85M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 306.06K | SH | $50.47M 1.22% | 306.06K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 404.37K | SH | $41.95M 1.02% | 404.37K | 0.00 | 0.00 |
ISHARES INCSOLE | CORE MSCI EMKT | 666.69K | SH | $32.53M 0.79% | 666.69K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 289.05K | SH | $29.86M 0.72% | 289.05K | 0.00 | 0.00 |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 89.02K | SH | $27.49M 0.67% | 89.02K | 0.00 | 0.00 |
META PLATFORMS INCSOLE | CL A | 120.99K | SH | $25.64M 0.62% | 120.99K | 0.00 | 0.00 |
EXXON MOBIL CORPSOLE | COM | 181.62K | SH | $19.92M 0.48% | 181.62K | 0.00 | 0.00 |
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 258.65K | SH | $19.10M 0.46% | 258.65K | 0.00 | 0.00 |
PFIZER INCSOLE | COM | 453.22K | SH | $18.49M 0.45% | 453.22K | 0.00 | 0.00 |
MERCK & CO INCSOLE | COM | 171.44K | SH | $18.24M 0.44% | 171.44K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 116.34K | SH | $18.03M 0.44% | 116.34K | 0.00 | 0.00 |
CISCO SYS INCSOLE | COM | 341.48K | SH | $17.85M 0.43% | 341.48K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 26.65K | SH | $17.10M 0.41% | 26.65K | 0.00 | 0.00 |
DUPONT DE NEMOURS INCSOLE | COM | 222.92K | SH | $16.00M 0.39% | 222.92K | 0.00 | 0.00 |
CATERPILLAR INCSOLE | COM | 69.76K | SH | $15.96M 0.39% | 69.76K | 0.00 | 0.00 |
LAM RESEARCH CORPSOLE | COM | 27.71K | SH | $14.69M 0.36% | 27.71K | 0.00 | 0.00 |
WALMART INCSOLE | COM | 99.58K | SH | $14.68M 0.36% | 99.58K | 0.00 | 0.00 |
COMCAST CORP NEWSOLE | CL A | 364.07K | SH | $13.80M 0.33% | 364.07K | 0.00 | 0.00 |
NETFLIX INCSOLE | COM | 39.94K | SH | $13.80M 0.33% | 39.94K | 0.00 | 0.00 |
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