GOSTOUT CHRISTOPHER J. (Chief Medical Officer) reported 1 transaction at APOLLO ENDOSURGERY, INC.

Review the transaction codes below to understand the nature of each event.

GOSTOUT CHRISTOPHER J.

Filed: 4/4/2023ACC: 0001251769-23-000024

InsiderGOSTOUT CHRISTOPHER J.CIK 1694007

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IssuerAPOLLO ENDOSURGERY, INC.CIK 1251769

Officer· Chief Medical Officer

Since May 2019

-338.33K

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

338.33K disposed

Non-Derivative Transactions1

Common Stock

Direct

D · Disposition

−90.27K

Price / share

—

Trade value

—

% of position

New position

4/4/2023

90.27K→0.00

Total

Net shares

−90.27K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	4/4/2023	D · Disposition	−90.27K	—	—	New position	90.27K	0.00
Total			−90.27K		$0.00

Derivative Transactions7

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

3.45K shares

−3.45K

Strike price

2.09

Held after

0.00

Exercisable

—

4/4/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

135K shares

−135K

Strike price

11.79

Held after

0.00

Exercisable

—

4/4/2023

Non-Qualified Stock Option (right to buy)

Direct

D · Disposition

Converts to

Common Sock

14.05K shares

−14.05K

Strike price

6.58

Held after

0.00

Exercisable

—

4/4/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

25.44K shares

−25.44K

Strike price

3.49

Held after

0.00

Exercisable

—

4/4/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

51.61K shares

−51.61K

Strike price

2.08

Held after

0.00

Exercisable

—

4/4/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

11.88K shares

−11.88K

Strike price

5.95

Held after

0.00

Exercisable

—

4/4/2023

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Common Stock

6.63K shares

−6.63K

Strike price

5.63

Held after

0.00

Exercisable

—

4/4/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Common Stock3.45K shares	4/4/2023	D · Disposition	−3.45K	2.09	—
Stock Option (Right to Buy) Direct	Common Stock135K shares	4/4/2023	D · Disposition	−135K	11.79	—
Non-Qualified Stock Option (right to buy) Direct	Common Sock14.05K shares	4/4/2023	D · Disposition	−14.05K	6.58	—
Stock Option (Right to Buy) Direct	Common Stock25.44K shares	4/4/2023	D · Disposition	−25.44K	3.49	—
Stock Option (Right to Buy) Direct	Common Stock51.61K shares	4/4/2023	D · Disposition	−51.61K	2.08	—
Stock Option (Right to Buy) Direct	Common Stock11.88K shares	4/4/2023	D · Disposition	−11.88K	5.95	—
Stock Option (Right to Buy) Direct	Common Stock6.63K shares	4/4/2023	D · Disposition	−6.63K	5.63	—