GORDON ELLEN R (President) reported 1 transaction at TOOTSIE ROLL INDUSTRIES INC
Review the transaction codes below to understand the nature of each event.
Filed: 8/20/2021ACC: 0001179110-21-008335
DirectorOfficer10% Owner· President
Since Aug 2021
0.00
Net shares
Net seller
$9.86M
Total sold
0
Open market trades
0B · 0S
2
Total transactions
285.46K acquired · 285.46K disposed
Non-Derivative Transactions1
Common stock
Indirect
Shares
−285.46K
Price / share
$34.55
Trade value
$9.86M
% of position
3.2%
8/19/2021
8.99M→8.70M
Total
Net shares
−285.46K
Net value
-$9.86M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock Indirect | 8/19/2021 | J · J | −285.46K | $34.55 | $9.86M | 3.2% | 8.99M | 8.70M |
| Total | −285.46K | -$9.86M | ||||||
Derivative Transactions1
Class B Common Stock
Indirect
Converts to
Common Stock
Shares
+285.46K
Strike price
34.555
Held after
9.85M
Exercisable
—
8/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Indirect | Common Stock | 8/19/2021 | J · J | +285.46K | 34.555 | — | 9.85M |
Non-Derivative Holdings (Post-Transaction)3
Common stock
IndirectShares owned95.79K
Common stock
DirectShares owned12.33M
Common stock
IndirectShares owned1.43M
Total
12.33M direct·1.53M indirect13.86M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock | 95.79K | Indirect |
| Common stock | 12.33M | Direct |
| Common stock | 1.43M | Indirect |
| Total | 13.86M | 12.33M direct·1.53M indirect |
Derivative Holdings (Post-Transaction)1
Class B Common Stock
DirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
13.63M
Exercise price
34.555
Expiration
—
Exercise window
—
Total
Underlying
0.00
Owned
13.63M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B Common Stock Direct | Common Stock | 34.555 | — | — | N/A | 13.63M |
| Total | 0.00 | 13.63M | ||||