GORDON DOUGLAS S exercised options at WATERSTONE FINANCIAL, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/10/2020ACC: 0001567619-20-013152
Director
Since Feb 2026
-221.57K
Net shares
Net seller
$1.41M
Total sold
0
Open market trades
0B · 0S
2
Total transactions
221.57K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
−110.78K
Price / share
$12.75
Trade value
$1.41M
% of position
17.2%
7/8/2020
645.95K→535.16K
Total
Net shares
−110.78K
Net value
-$1.41M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 7/8/2020 | M · Option Exercise | −110.78K | $12.75 | $1.41M | 17.2% | 645.95K | 535.16K |
| Total | −110.78K | -$1.41M | ||||||
Derivative Transactions1
Stock Options
Direct
Converts to
Common Stock
110.78K shares
Shares
−110.78K
Strike price
12.75
Held after
0.00
Exercisable
—
7/8/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock110.78K shares | 7/8/2020 | M · Option Exercise | −110.78K | 12.75 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned39.90K
Common Stock
IndirectShares owned22.50K
Total
62.40K indirect62.40K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 39.90K | Indirect |
| Common Stock | 22.50K | Indirect |
| Total | 62.40K | 62.40K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported