GOPALAN ANAND (President and CEO) exercised options at VELODYNE LIDAR, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

GOPALAN ANAND

Filed: 5/28/2021ACC: 0001104659-21-074469

InsiderGOPALAN ANANDCIK 1827155

→

IssuerVELODYNE LIDAR, INC.CIK 1745317

DirectorOfficer· President and CEO

Since Sep 2020

0.00

Net shares

Net seller

$0.00

Total acquired

Open market trades

0B · 0S

Total transactions

147.48K acquired · 147.48K disposed

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+147.48K

Price / share

—

Trade value

—

% of position

48.4%

5/26/2021

305K→452.48K

Total

Net shares

+147.48K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	5/26/2021	M · Option Exercise	+147.48K	—	—	48.4%	305K	452.48K
Total			+147.48K		$0.00

Derivative Transactions6

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

32.13K shares

−4.59K

Strike price

Held after

27.54K

Exercisable

—

5/26/2021

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

110.17K shares

−13.77K

Strike price

Held after

96.40K

Exercisable

—

5/26/2021

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

82.63K shares

−9.18K

Strike price

Held after

73.45K

Exercisable

—

5/26/2021

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

50.49K shares

−9.18K

Strike price

Held after

41.31K

Exercisable

—

5/26/2021

Restricted Stock Unit (Promotion)

Direct

M · Option Exercise

Converts to

Common Stock

312.17K shares

−55.08K

Strike price

Held after

257.09K

Exercisable

—

5/26/2021

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

55.67K shares

−55.67K

Strike price

Held after

0.00

Exercisable

—

5/26/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock32.13K shares	5/26/2021	M · Option Exercise	−4.59K	—	27.54K
Restricted Stock Unit Direct	Common Stock110.17K shares	5/26/2021	M · Option Exercise	−13.77K	—	96.40K
Restricted Stock Unit Direct	Common Stock82.63K shares	5/26/2021	M · Option Exercise	−9.18K	—	73.45K
Restricted Stock Unit Direct	Common Stock50.49K shares	5/26/2021	M · Option Exercise	−9.18K	—	41.31K
Restricted Stock Unit (Promotion) Direct	Common Stock312.17K shares	5/26/2021	M · Option Exercise	−55.08K	—	257.09K
Restricted Stock Unit Direct	Common Stock55.67K shares	5/26/2021	M · Option Exercise	−55.67K	—	0.00