GOLDSTEIN SAMUEL D.

PrivateCIK: 1788880

Location

NEW YORK, NY

GOLDSTEIN SAMUEL D. exercised options at SAKER AVIATION SERVICES, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

GOLDSTEIN SAMUEL D.

Filed: 12/1/2023ACC: 0001437749-23-033376

InsiderGOLDSTEIN SAMUEL D.CIK 1788880

→

IssuerSAKER AVIATION SERVICES, INC.CIK 1128281

Director

Since Sep 2018

+2.28K

Net shares

Net buyer

$8.0K

Total sold

0

Open market trades

0B · 0S

4

Total transactions

6.67K acquired · 4.39K disposed

Non-Derivative Transactions2

Common Stock

Direct

M · Option Exercise

Shares

+3.33K

Price / share

$2.40

Trade value

$8K

% of position

New position

11/30/2023

0.00→3.33K

Common Stock

Direct

F · Tax Withholding

Shares

−1.05K

Price / share

$7.59

Trade value

$8K

% of position

31.6%

11/30/2023

3.33K→2.28K

Total

Net shares

+2.28K

Net value

-$0.66

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/30/2023	M · Option Exercise	+3.33K	$2.40	$8K	New position	0.00	3.33K
Common Stock Direct	11/30/2023	F · Tax Withholding	−1.05K	$7.59	$8K	31.6%	3.33K	2.28K
Total			+2.28K		-$0.66

Derivative Transactions2

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.33K shares

Shares

−3.33K

Strike price

2.40

Held after

0.00

Exercisable

—

11/30/2023

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

3.33K shares

Shares

+3.33K

Strike price

7.52

Held after

3.33K

Exercisable

—

12/1/2023

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock3.33K shares	11/30/2023	M · Option Exercise	−3.33K	2.40	—	0.00
Stock Option (Right to Buy) Direct	Common Stock3.33K shares	12/1/2023	A · Award	+3.33K	7.52	—	3.33K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.33K

Shares owned

3.33K

Exercise price

5.4000

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.33K

Shares owned

3.33K

Exercise price

5.6000

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.33K

Shares owned

3.33K

Exercise price

3.4500

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

3.33K

Shares owned

3.33K

Exercise price

2.5800

Expiration

—

Exercise window

—

Total

Underlying

13.33K

Owned

13.33K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	5.4000	—	—	3.33K	3.33K
Stock Option (Right to Buy) Direct	Common Stock	5.6000	—	—	3.33K	3.33K
Stock Option (Right to Buy) Direct	Common Stock	3.4500	—	—	3.33K	3.33K
Stock Option (Right to Buy) Direct	Common Stock	2.5800	—	—	3.33K	3.33K
Total					13.33K	13.33K

GOLDSTEIN SAMUEL D. — Insider Transaction (Form 4) Filed Dec 1, 2023 | Finecho