GOLDSTEIN BORIS enters BRAIN SCIENTIFIC INC. with 7.41M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 10/15/2020ACC: 0001213900-20-031426
DirectorOfficer10% Owner· Chairman of the Board & EVP
Since Oct 2020
7.41M
Baseline shares
4% direct
328.13K
Direct ownership
1 position
1.60M
Derivative underlying
2 instruments
3
Security positions
7.09M indirect
Non-Derivative Holdings3
Common Stock, par value $0.001 per share
IndirectShares owned6.75M
Common Stock, par value $0.001 per share
IndirectShares owned337.45K
Common Stock, par value $0.001 per share
DirectShares owned328.13K
Total
328.13K direct·7.09M indirect7.41M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.001 per share | 6.75M | Indirect |
| Common Stock, par value $0.001 per share | 337.45K | Indirect |
| Common Stock, par value $0.001 per share | 328.13K | Direct |
| Total | 7.41M | 328.13K direct·7.09M indirect |
Derivative Holdings2
Employee Stock Options (right to buy)
DirectUnderlying security
Common Stock, par value $0.001 per share
Underlying shares
800K
Shares owned
N/A
Exercise price
0.75
Expiration
—
Exercise window
—
Employee Stock Options (right to buy)
DirectUnderlying security
Common Stock, par value $0.001 per share
Underlying shares
800K
Shares owned
N/A
Exercise price
0.75
Expiration
—
Exercise window
—
Total
Underlying
1.60M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy) Direct | Common Stock, par value $0.001 per share | 0.75 | — | — | 800K | N/A |
| Employee Stock Options (right to buy) Direct | Common Stock, par value $0.001 per share | 0.75 | — | — | 800K | N/A |
| Total | 1.60M | 0.00 | ||||