GOLDSTEIN ALLAN L

PrivateCIK: 905390

GOLDSTEIN ALLAN L reported 1 transaction at REGENERX BIOPHARMACEUTICALS INC

Review the transaction codes below to understand the nature of each event.

GOLDSTEIN ALLAN L

Filed: 8/28/2019ACC: 0000914190-19-000345

InsiderGOLDSTEIN ALLAN LCIK 905390

→

IssuerREGENERX BIOPHARMACEUTICALS INCCIK 707511

Director

Since Jul 2018

-228K

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

1

Total transactions

228K disposed

Non-Derivative Transactions1

Common Stock

Direct

G · Gift

Shares

−228K

Price / share

—

Trade value

—

% of position

11.7%

6/12/2019

1.94M→1.71M

Total

Net shares

−228K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	6/12/2019	G · Gift	−228K	—	—	11.7%	1.94M	1.71M
Total			−228K		$0.00

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)10

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

250K

Exercise price

.21

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

250K

Exercise price

.36

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

15.63K

Shares owned

15.63K

Exercise price

.18

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

150K

Exercise price

.28

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

450K

Shares owned

450K

Exercise price

.21

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

15.63K

Shares owned

15.63K

Exercise price

.18

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

200K

Shares owned

200K

Exercise price

.64

Expiration

—

Exercise window

—

Convertible Promissory Note (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20.83K

Shares owned

N/A

Exercise price

.12

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

410K

Shares owned

410K

Exercise price

.21

Expiration

—

Exercise window

—

Convertible Promissory Note (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20.83K

Shares owned

N/A

Exercise price

.12

Expiration

—

Exercise window

—

Total

Underlying

1.78M

Owned

1.74M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	.21	—	—	250K	250K
Stock Option (right to buy) Direct	Common Stock	.36	—	—	250K	250K
Common Stock Warrant (right to buy) Direct	Common Stock	.18	—	—	15.63K	15.63K
Stock Option (right to buy) Direct	Common Stock	.28	—	—	150K	150K
Stock Option (right to buy) Direct	Common Stock	.21	—	—	450K	450K
Common Stock Warrant (right to buy) Direct	Common Stock	.18	—	—	15.63K	15.63K
Stock Option (right to buy) Direct	Common Stock	.64	—	—	200K	200K
Convertible Promissory Note (right to buy) Direct	Common Stock	.12	—	—	20.83K	N/A
Stock Option (right to buy) Direct	Common Stock	.21	—	—	410K	410K
Convertible Promissory Note (right to buy) Direct	Common Stock	.12	—	—	20.83K	N/A
Total					1.78M	1.74M

GOLDSTEIN ALLAN L — Insider Transaction (Form 4) Filed Aug 28, 2019 | Finecho