GOLDSTEIN ALLAN L

PrivateCIK: 905390

GOLDSTEIN ALLAN L

Filed: 5/15/2019ACC: 0000914190-19-000148

InsiderGOLDSTEIN ALLAN LCIK 905390

→

IssuerREGENERX BIOPHARMACEUTICALS INCCIK 707511

Director

Since Jul 2018

+15.63K

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

15.63K acquired

Non-Derivative Transactions0

No non-derivative transactions reported

Derivative Transactions2

Convertible Promissory Note (right to buy)

Direct

P · Purchase

Converts to

Common Stock

20.83K shares

Shares

+N/A

Strike price

.12

Held after

N/A

Exercisable

—

5/13/2019

Common Stock Warrant (right to buy)

Direct

P · Purchase

Converts to

Common Stock

15.63K shares

Shares

+15.63K

Strike price

.18

Held after

15.63K

Exercisable

—

5/13/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Convertible Promissory Note (right to buy) Direct	Common Stock20.83K shares	5/13/2019	P · Purchase	+N/A	.12	—	N/A
Common Stock Warrant (right to buy) Direct	Common Stock15.63K shares	5/13/2019	P · Purchase	+15.63K	.18	—	15.63K

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Direct

Shares owned1.94M

Total

1.94M direct1.94M

Security Title	Shares Owned	Ownership Type
Common Stock	1.94M	Direct
Total	1.94M	1.94M direct

Derivative Holdings (Post-Transaction)7

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

200K

Shares owned

200K

Exercise price

.64

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

450K

Shares owned

450K

Exercise price

.21

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

250K

Exercise price

.21

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

150K

Exercise price

.28

Expiration

—

Exercise window

—

Common Stock Warrant (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

15.63K

Shares owned

15.63K

Exercise price

.18

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

250K

Exercise price

.36

Expiration

—

Exercise window

—

Convertible Promissory Note (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

20.83K

Shares owned

N/A

Exercise price

.12

Expiration

—

Exercise window

—

Total

Underlying

1.34M

Owned

1.32M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	.64	—	—	200K	200K
Stock Option (right to buy) Direct	Common Stock	.21	—	—	450K	450K
Stock Option (right to buy) Direct	Common Stock	.21	—	—	250K	250K
Stock Option (right to buy) Direct	Common Stock	.28	—	—	150K	150K
Common Stock Warrant (right to buy) Direct	Common Stock	.18	—	—	15.63K	15.63K
Stock Option (right to buy) Direct	Common Stock	.36	—	—	250K	250K
Convertible Promissory Note (right to buy) Direct	Common Stock	.12	—	—	20.83K	N/A
Total					1.34M	1.32M