GOLDSTEIN ALLAN L

PrivateCIK: 905390

GOLDSTEIN ALLAN L reported 1 transaction at REGENERX BIOPHARMACEUTICALS INC

Review the transaction codes below to understand the nature of each event.

GOLDSTEIN ALLAN L

Filed: 1/8/2019ACC: 0000914190-19-000005

InsiderGOLDSTEIN ALLAN LCIK 905390

→

IssuerREGENERX BIOPHARMACEUTICALS INCCIK 707511

Director

Since Jul 2018

0.00

Net shares

Net seller

$12.5K

Total acquired

0

Open market trades

0B · 0S

2

Total transactions

208.91K acquired · 208.91K disposed

Non-Derivative Transactions1

Common Stock

Direct

C · Conversion

Shares

+208.91K

Price / share

$0.06

Trade value

$12.53K

% of position

12.1%

1/6/2019

1.73M→1.94M

Total

Net shares

+208.91K

Net value

$12.53K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	1/6/2019	C · Conversion	+208.91K	$0.06	$12.53K	12.1%	1.73M	1.94M
Total			+208.91K		$12.53K

Derivative Transactions1

Convertible Promissory Note (right to buy)

Direct

C · Conversion

Converts to

Common Stock

208.91K shares

Shares

−208.91K

Strike price

.06

Held after

0.00

Exercisable

—

1/6/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Convertible Promissory Note (right to buy) Direct	Common Stock208.91K shares	1/6/2019	C · Conversion	−208.91K	.06	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)8

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

200K

Shares owned

200K

Exercise price

.64

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

300K

Shares owned

300K

Exercise price

.14

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

150K

Exercise price

.28

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

250K

Exercise price

.36

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

35K

Shares owned

35K

Exercise price

.16

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

71.94K

Shares owned

71.94K

Exercise price

.57

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

250K

Shares owned

250K

Exercise price

.21

Expiration

—

Exercise window

—

Stock Option (right to buy)

Direct

Underlying security

Common Stock

Underlying shares

450K

Shares owned

450K

Exercise price

.21

Expiration

—

Exercise window

—

Total

Underlying

1.71M

Owned

1.71M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (right to buy) Direct	Common Stock	.64	—	—	200K	200K
Stock Option (right to buy) Direct	Common Stock	.14	—	—	300K	300K
Stock Option (right to buy) Direct	Common Stock	.28	—	—	150K	150K
Stock Option (right to buy) Direct	Common Stock	.36	—	—	250K	250K
Stock Option (right to buy) Direct	Common Stock	.16	—	—	35K	35K
Stock Option (right to buy) Direct	Common Stock	.57	—	—	71.94K	71.94K
Stock Option (right to buy) Direct	Common Stock	.21	—	—	250K	250K
Stock Option (right to buy) Direct	Common Stock	.21	—	—	450K	450K
Total					1.71M	1.71M

GOLDSTEIN ALLAN L — Insider Transaction (Form 4) Filed Jan 8, 2019 | Finecho