GOLDFARB CLAUDIA (Chief Executive Officer (2)) exercised options at SOW GOOD INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 2 exercises
Filed: 4/17/2024ACC: 0000950170-24-045206
DirectorOfficer10% Owner· Chief Executive Officer (2)
Since Oct 2020
0.00
Net shares
Net seller
$556.0K
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
250K acquired · 250K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+25K
Price / share
$2.35
Trade value
$58.75K
% of position
8.7%
4/15/2024
285.99K→310.99K
Common Stock
Direct
Shares
+225K
Price / share
$2.21
Trade value
$497.25K
% of position
72.3%
4/15/2024
310.99K→535.99K
Total
Net shares
+250K
Net value
$556K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/15/2024 | M · Option Exercise | +25K | $2.35 | $58.75K | 8.7% | 285.99K | 310.99K |
| Common Stock Direct | 4/15/2024 | M · Option Exercise | +225K | $2.21 | $497.25K | 72.3% | 310.99K | 535.99K |
| Total | +250K | $556K | ||||||
Derivative Transactions2
Warrant (Right to Buy)
Direct
Converts to
Common Stock
225K shares
Shares
−225K
Strike price
2.21
Held after
0.00
Exercisable
—
4/15/2024
Warrant (Right to Buy)
Direct
Converts to
Common Stock
25K shares
Shares
−25K
Strike price
2.35
Held after
0.00
Exercisable
—
4/15/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy) Direct | Common Stock225K shares | 4/15/2024 | M · Option Exercise | −225K | 2.21 | — | 0.00 |
| Warrant (Right to Buy) Direct | Common Stock25K shares | 4/15/2024 | M · Option Exercise | −25K | 2.35 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.62M
Total
1.62M indirect1.62M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.62M | Indirect |
| Total | 1.62M | 1.62M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported