Filed: 10/8/2021ACC: 0000899243-21-039707
Director10% Owner
Since May 2020
-1.25M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
1.25M disposed
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Convertible Promissory Note
Direct
Converts to
Series D Convertible Preferred Stock
1.25M shares
Shares
−1.25M
Strike price
2.00
Held after
0.00
Exercisable
—
10/6/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Convertible Promissory Note Direct | Series D Convertible Preferred Stock1.25M shares | 10/6/2021 | J · J | −1.25M | 2.00 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)4
2020 Warrant (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
783.98K
Shares owned
783.98K
Exercise price
0.01
Expiration
—
Exercise window
—
July 2020 Warrant (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
2.65M
Shares owned
2.65M
Exercise price
2.05
Expiration
—
Exercise window
—
Series C Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
2.46M
Shares owned
1.73M
Exercise price
2.05
Expiration
—
Exercise window
—
2015 Warrant (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
2.71K
Shares owned
2.31K
Exercise price
2.05
Expiration
—
Exercise window
—
Total
Underlying
5.89M
Owned
5.17M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| 2020 Warrant (Right to Buy) Direct | Common Stock | 0.01 | — | — | 783.98K | 783.98K |
| July 2020 Warrant (Right to Buy) Direct | Common Stock | 2.05 | — | — | 2.65M | 2.65M |
| Series C Convertible Preferred Stock Direct | Common Stock | 2.05 | — | — | 2.46M | 1.73M |
| 2015 Warrant (Right to Buy) Direct | Common Stock | 2.05 | — | — | 2.71K | 2.31K |
| Total | 5.89M | 5.17M | ||||