Filed: 7/6/2020ACC: 0000899243-20-018558
Director10% Owner
Since May 2020
+2.65M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
2.65M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
July 2020 Warrant (Right to Buy)
Direct
Converts to
Common Stock
2.65M shares
Shares
+2.65M
Strike price
2.05
Held after
2.65M
Exercisable
—
7/1/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| July 2020 Warrant (Right to Buy) Direct | Common Stock2.65M shares | 7/1/2020 | A · Award | +2.65M | 2.05 | — | 2.65M |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)4
Convertible Promissory Note
DirectUnderlying security
Series D Convertible Preferred Stock
Underlying shares
N/A
Shares owned
1.25M
Exercise price
Expiration
—
Exercise window
—
2020 Warrant (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
783.98K
Shares owned
783.98K
Exercise price
0.01
Expiration
—
Exercise window
—
Series C Convertible Preferred Stock
DirectUnderlying security
Common Stock
Underlying shares
2.46M
Shares owned
1.73M
Exercise price
2.05
Expiration
—
Exercise window
—
2015 Warrant (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
2.71K
Shares owned
2.31K
Exercise price
2.05
Expiration
—
Exercise window
—
Total
Underlying
3.25M
Owned
3.77M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Convertible Promissory Note Direct | Series D Convertible Preferred Stock | — | — | N/A | 1.25M | |
| 2020 Warrant (Right to Buy) Direct | Common Stock | 0.01 | — | — | 783.98K | 783.98K |
| Series C Convertible Preferred Stock Direct | Common Stock | 2.05 | — | — | 2.46M | 1.73M |
| 2015 Warrant (Right to Buy) Direct | Common Stock | 2.05 | — | — | 2.71K | 2.31K |
| Total | 3.25M | 3.77M | ||||