Filed: 1/21/2021ACC: 0000891839-21-000034
+29K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
29K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock, par value $0.001
29K shares
Shares
+29K
Strike price
0
Held after
29K
Exercisable
—
1/19/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock, par value $0.00129K shares | 1/19/2021 | A · Award | +29K | 0 | — | 29K |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, par value $0.001
DirectShares owned88.25K
Total
88.25K direct88.25K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, par value $0.001 | 88.25K | Direct |
| Total | 88.25K | 88.25K direct |
Derivative Holdings (Post-Transaction)5
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
5K
Shares owned
5K
Exercise price
5.295
Expiration
—
Exercise window
—
Warrant (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
4.29K
Shares owned
4.29K
Exercise price
7.5
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
10K
Shares owned
10K
Exercise price
3.505
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
10K
Shares owned
10K
Exercise price
3.505
Expiration
—
Exercise window
—
Warrant (Right to Buy)
DirectUnderlying security
Common Stock, par value $0.001
Underlying shares
28.60K
Shares owned
28.60K
Exercise price
7.5
Expiration
—
Exercise window
—
Total
Underlying
57.89K
Owned
57.89K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock, par value $0.001 | 5.295 | — | — | 5K | 5K |
| Warrant (Right to Buy) Direct | Common Stock, par value $0.001 | 7.5 | — | — | 4.29K | 4.29K |
| Stock Option (Right to Buy) Direct | Common Stock, par value $0.001 | 3.505 | — | — | 10K | 10K |
| Stock Option (Right to Buy) Direct | Common Stock, par value $0.001 | 3.505 | — | — | 10K | 10K |
| Warrant (Right to Buy) Direct | Common Stock, par value $0.001 | 7.5 | — | — | 28.60K | 28.60K |
| Total | 57.89K | 57.89K | ||||