GOLDBERG BRUCE M

PrivateCIK: 1005688
Location

NEWARK, CA

GOLDBERG BRUCE M (VP, Chief Legal Officer) sold 37.3% of their position (4K shares) of PENGUIN SOLUTIONS, INC. on the open market

Open‑market sale worth $100.2K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 2 sales
InsiderGOLDBERG BRUCE MCIK 1005688
IssuerPENGUIN SOLUTIONS, INC.CIK 1616533
Officer· VP, Chief Legal Officer
Since Jul 2018
-4K
Net shares
Net seller
$100.2K
Total sold
2
Open market trades
0B · 2S
6
Total transactions
4K acquired · 8K disposed
Non-Derivative Transactions4

Ordinary Shares

Direct
M · Option Exercise

Shares

+2K

Price / share

$2.64

Trade value

$5.28K

% of position

29.7%
3/19/2019
6.73K8.73K

Ordinary Shares

Direct
S · Sale

Shares

2K

Price / share

$25.04

Trade value

$50.08K

% of position

22.9%
3/19/2019
8.73K6.73K

Ordinary Shares

Direct
M · Option Exercise

Shares

+2K

Price / share

$2.64

Trade value

$5.28K

% of position

29.7%
3/19/2019
6.73K8.73K

Ordinary Shares

Direct
S · Sale

Shares

2K

Price / share

$25.04

Trade value

$50.08K

% of position

22.9%
3/19/2019
8.73K6.73K
Total

Net shares

+0.00

Net value

-$89.60K

Derivative Transactions2

Employee Stock Options (right to buy)

Direct
M · Option Exercise
Converts to

Ordinary Shares

2K shares

Shares

2K

Strike price

2.64

Held after

4.38K

Exercisable

3/19/2019

Employee Stock Options (right to buy)

Direct
M · Option Exercise
Converts to

Ordinary Shares

2K shares

Shares

2K

Strike price

2.64

Held after

4.38K

Exercisable

3/19/2019
GOLDBERG BRUCE M — Insider Transaction (Form 4) Filed Mar 21, 2019 | Finecho