GOLD IRWIN (EXECUTIVE CHAIRMAN) sold 5K shares of HOULIHAN LOKEY, INC. on the open market

Open‑market sale worth $952.5K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

GOLD IRWIN

Filed: 11/26/2024ACC: 0001302215-24-000121

InsiderGOLD IRWINCIK 1122672

→

IssuerHOULIHAN LOKEY, INC.CIK 1302215

DirectorOfficer10% Owner· EXECUTIVE CHAIRMAN

Since Apr 2019

-15K

Net shares

Net seller

$952.5K

Total sold

Open market trades

0B · 1S

Total transactions

15K acquired · 30K disposed

Non-Derivative Transactions4

CLASS A COMMON STOCK

Direct

C · Conversion

+5K

Price / share

—

Trade value

—

% of position

New position

11/25/2024

0.00→5K

CLASS A COMMON STOCK

Direct

S · Sale

−5K

Price / share

$190.50

Trade value

$952.50K

% of position

New position

11/25/2024

5K→0.00

CLASS A COMMON STOCK

Direct

C · Conversion

+10K

Price / share

—

Trade value

—

% of position

New position

11/25/2024

0.00→10K

CLASS A COMMON STOCK

Direct

G · Gift

−10K

Price / share

—

Trade value

—

% of position

New position

11/25/2024

10K→0.00

Total

Net shares

+0.00

Net value

-$952.50K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
CLASS A COMMON STOCK Direct	11/25/2024	C · Conversion	+5K	—	—	New position	0.00	5K
CLASS A COMMON STOCK Direct	11/25/2024	S · Sale	−5K	$190.50	$952.50K	New position	5K	0.00
CLASS A COMMON STOCK Direct	11/25/2024	C · Conversion	+10K	—	—	New position	0.00	10K
CLASS A COMMON STOCK Direct	11/25/2024	G · Gift	−10K	—	—	New position	10K	0.00
Total			+0.00		-$952.50K

Derivative Transactions2

CLASS B COMMON STOCK

Direct

C · Conversion

Converts to

CLASS A COMMON STOCK

5K shares

−5K

Strike price

Held after

0.00

Exercisable

—

11/25/2024

CLASS B COMMON STOCK

Direct

C · Conversion

Converts to

CLASS A COMMON STOCK

10K shares

−10K

Strike price

Held after

0.00

Exercisable

—

11/25/2024

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
CLASS B COMMON STOCK Direct	CLASS A COMMON STOCK5K shares	11/25/2024	C · Conversion	−5K		—	0.00
CLASS B COMMON STOCK Direct	CLASS A COMMON STOCK10K shares	11/25/2024	C · Conversion	−10K		—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)1

CLASS B COMMON STOCK

Indirect

Underlying security

CLASS A COMMON STOCK

Underlying shares

1.09M

Shares owned

1.09M

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

1.09M

Owned

1.09M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
CLASS B COMMON STOCK Indirect	CLASS A COMMON STOCK		—	—	1.09M	1.09M
Total					1.09M	1.09M