GOLD IRWIN (EXECUTIVE CHAIRMAN) reported 2 transactions at HOULIHAN LOKEY, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 5/31/2024ACC: 0001302215-24-000070
DirectorOfficer10% Owner· EXECUTIVE CHAIRMAN
Since Apr 2019
-3K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
3
Total transactions
3K acquired · 6K disposed
Non-Derivative Transactions2
CLASS A COMMON STOCK
Direct
Shares
+3K
Price / share
—
Trade value
—
% of position
New position
5/30/2024
0.00→3K
CLASS A COMMON STOCK
Direct
Shares
−3K
Price / share
—
Trade value
—
% of position
New position
5/30/2024
3K→0.00
Total
Net shares
+0.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK Direct | 5/30/2024 | C · Conversion | +3K | — | — | New position | 0.00 | 3K |
| CLASS A COMMON STOCK Direct | 5/30/2024 | G · Gift | −3K | — | — | New position | 3K | 0.00 |
| Total | +0.00 | $0.00 | ||||||
Derivative Transactions1
CLASS B COMMON STOCK
Direct
Converts to
CLASS A COMMON STOCK
3K shares
Shares
−3K
Strike price
Held after
0.00
Exercisable
—
5/30/2024
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Direct | CLASS A COMMON STOCK3K shares | 5/30/2024 | C · Conversion | −3K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
CLASS B COMMON STOCK
IndirectUnderlying security
CLASS A COMMON STOCK
Underlying shares
1.11M
Shares owned
1.11M
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.11M
Owned
1.11M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Indirect | CLASS A COMMON STOCK | — | — | 1.11M | 1.11M | |
| Total | 1.11M | 1.11M | ||||