GOLD IRWIN (EXECUTIVE CHAIRMAN) sold 10K shares of HOULIHAN LOKEY, INC. on the open market
Open‑market sale worth $1.22M. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 12/27/2023ACC: 0001302215-23-000102
DirectorOfficer10% Owner· EXECUTIVE CHAIRMAN
Since Apr 2019
-10K
Net shares
Net seller
$1.22M
Total sold
1
Open market trades
0B · 1S
3
Total transactions
10K acquired · 20K disposed
Non-Derivative Transactions2
CLASS A COMMON STOCK
Direct
Shares
+10K
Price / share
—
Trade value
—
% of position
New position
12/27/2023
0.00→10K
CLASS A COMMON STOCK
Direct
Shares
−10K
Price / share
$122.18
Trade value
$1.22M
% of position
New position
12/27/2023
10K→0.00
Total
Net shares
+0.00
Net value
-$1.22M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK Direct | 12/27/2023 | C · Conversion | +10K | — | — | New position | 0.00 | 10K |
| CLASS A COMMON STOCK Direct | 12/27/2023 | S · Sale | −10K | $122.18 | $1.22M | New position | 10K | 0.00 |
| Total | +0.00 | -$1.22M | ||||||
Derivative Transactions1
CLASS B COMMON STOCK
Direct
Converts to
CLASS A COMMON STOCK
10K shares
Shares
−10K
Strike price
Held after
0.00
Exercisable
—
12/27/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Direct | CLASS A COMMON STOCK10K shares | 12/27/2023 | C · Conversion | −10K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
CLASS B COMMON STOCK
IndirectUnderlying security
CLASS A COMMON STOCK
Underlying shares
1.11M
Shares owned
1.11M
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.11M
Owned
1.11M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK Indirect | CLASS A COMMON STOCK | — | — | 1.11M | 1.11M | |
| Total | 1.11M | 1.11M | ||||