GOLD DANIEL P PHD

PrivateCIK: 1288233

Location

SAN DIEGO, CA

GOLD DANIEL P PHD (Chief Executive Officer) reported 1 transaction at LITE STRATEGY, INC.

Review the transaction codes below to understand the nature of each event.

GOLD DANIEL P PHD

Filed: 7/6/2021ACC: 0001209191-21-045638

InsiderGOLD DANIEL P PHDCIK 1288233

→

IssuerLITE STRATEGY, INC.CIK 1262104

DirectorOfficer· Chief Executive Officer

Since Jul 2018

+813.68K

Net shares

Net buyer

$121.5K

Total sold

0

Open market trades

0B · 0S

2

Total transactions

855K acquired · 41.32K disposed

Non-Derivative Transactions1

Common Stock

Direct

F · Tax Withholding

Shares

−41.32K

Price / share

$2.94

Trade value

$121.48K

% of position

9.0%

7/2/2021

458.63K→417.31K

Total

Net shares

−41.32K

Net value

-$121.48K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/2/2021	F · Tax Withholding	−41.32K	$2.94	$121.48K	9.0%	458.63K	417.31K
Total			−41.32K		-$121.48K

Derivative Transactions1

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Common Stock

855K shares

Shares

+855K

Strike price

2.95

Held after

855K

Exercisable

—

7/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Common Stock855K shares	7/1/2021	A · Award	+855K	2.95	—	855K

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)7

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

300K

Shares owned

300K

Exercise price

4.28

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

675K

Shares owned

675K

Exercise price

2.52

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

380K

Shares owned

380K

Exercise price

2.83

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

680K

Shares owned

680K

Exercise price

3.49

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

380K

Shares owned

380K

Exercise price

1.36

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

275.50K

Shares owned

275.50K

Exercise price

1.57

Expiration

—

Exercise window

—

Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

380K

Shares owned

380K

Exercise price

4.33

Expiration

—

Exercise window

—

Total

Underlying

3.07M

Owned

3.07M

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Option (Right to Buy) Direct	Common Stock	4.28	—	—	300K	300K
Stock Option (Right to Buy) Direct	Common Stock	2.52	—	—	675K	675K
Stock Option (Right to Buy) Direct	Common Stock	2.83	—	—	380K	380K
Stock Option (Right to Buy) Direct	Common Stock	3.49	—	—	680K	680K
Stock Option (Right to Buy) Direct	Common Stock	1.36	—	—	380K	380K
Stock Option (Right to Buy) Direct	Common Stock	1.57	—	—	275.50K	275.50K
Stock Option (Right to Buy) Direct	Common Stock	4.33	—	—	380K	380K
Total					3.07M	3.07M

GOLD DANIEL P PHD — Insider Transaction (Form 4) Filed Jul 6, 2021 | Finecho