GOIN KATHLEEN (Chief Operating Officer) sold 4.30K shares of PALVELLA THERAPEUTICS, INC. on the open market
Open‑market sale worth $415.0K. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 12/19/2025ACC: 0001104659-25-123109
Officer· Chief Operating Officer
Since Feb 2026
-4.30K
Net shares
Net seller
$415.0K
Total sold
1
Open market trades
0B · 1S
5
Total transactions
4.30K acquired · 8.60K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+2.15K
Price / share
$7.14
Trade value
$15.38K
% of position
New position
12/17/2025
0.00→2.15K
Common Stock
Direct
Shares
+2.15K
Price / share
$9.08
Trade value
$19.50K
% of position
99.7%
12/17/2025
2.15K→4.30K
Common Stock
Direct
Shares
−4.30K
Price / share
$96.47
Trade value
$415.02K
% of position
New position
12/17/2025
4.30K→0.00
Total
Net shares
+0.00
Net value
-$380.14K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/17/2025 | M · Option Exercise | +2.15K | $7.14 | $15.38K | New position | 0.00 | 2.15K |
| Common Stock Direct | 12/17/2025 | M · Option Exercise | +2.15K | $9.08 | $19.50K | 99.7% | 2.15K | 4.30K |
| Common Stock Direct | 12/17/2025 | S · Sale | −4.30K | $96.47 | $415.02K | New position | 4.30K | 0.00 |
| Total | +0.00 | -$380.14K | ||||||
Derivative Transactions2
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2.15K shares
Shares
−2.15K
Strike price
7.14
Held after
21.55K
Exercisable
—
12/17/2025
Stock Option (Right to Buy)
Direct
Converts to
Common Stock
2.15K shares
Shares
−2.15K
Strike price
9.08
Held after
21.48K
Exercisable
—
12/17/2025
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock2.15K shares | 12/17/2025 | M · Option Exercise | −2.15K | 7.14 | — | 21.55K |
| Stock Option (Right to Buy) Direct | Common Stock2.15K shares | 12/17/2025 | M · Option Exercise | −2.15K | 9.08 | — | 21.48K |