GOETZ JOHN PAUL (President & Co-CIO) received a stock award from PZENA INVESTMENT MANAGEMENT, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 3/3/2020ACC: 0001567619-20-005489
DirectorOfficer· President & Co-CIO
Since Dec 2018
+443.46K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
443.46K acquired
Non-Derivative Transactions1
Class B common stock, par value $0.000001
Indirect
Shares
+221.73K
Price / share
—
Trade value
—
% of position
4.5%
2/28/2020
4.92M→5.14M
Total
Net shares
+221.73K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B common stock, par value $0.000001 Indirect | 2/28/2020 | A · Award | +221.73K | — | — | 4.5% | 4.92M | 5.14M |
| Total | +221.73K | $0.00 | ||||||
Derivative Transactions1
Delayed Exchange Class B Units
Indirect
Converts to
Class A common stock, par value $0.01
221.73K shares
Shares
+221.73K
Strike price
Held after
5.14M
Exercisable
—
2/28/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Delayed Exchange Class B Units Indirect | Class A common stock, par value $0.01221.73K shares | 2/28/2020 | A · Award | +221.73K | — | 5.14M |
Non-Derivative Holdings (Post-Transaction)1
Class B common stock, par value $0.000001
IndirectShares owned708.97K
Total
708.97K indirect708.97K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B common stock, par value $0.000001 | 708.97K | Indirect |
| Total | 708.97K | 708.97K indirect |
Derivative Holdings (Post-Transaction)1
Class B Units
IndirectUnderlying security
Class A common stock, par value $0.01
Underlying shares
708.97K
Shares owned
708.97K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
708.97K
Owned
708.97K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Class B Units Indirect | Class A common stock, par value $0.01 | — | — | 708.97K | 708.97K | |
| Total | 708.97K | 708.97K | ||||