GOETZ JOHN PAUL (President & Co-CIO) reported 1 transaction at PZENA INVESTMENT MANAGEMENT, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/2/2022ACC: 0000929638-22-001645
DirectorOfficer· President & Co-CIO
Since Dec 2018
-5.21M
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
5.21M disposed
Non-Derivative Transactions1
Class B Common Stock, par value $0.000001
Direct
Shares
−5.21M
Price / share
—
Trade value
—
% of position
New position
10/31/2022
5.21M→0.00
Total
Net shares
−5.21M
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock, par value $0.000001 Direct | 10/31/2022 | U · U | −5.21M | — | — | New position | 5.21M | 0.00 |
| Total | −5.21M | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)3
Phantom Class B Units
DirectUnderlying security
Class B Units
Underlying shares
19.39K
Shares owned
19.39K
Exercise price
Expiration
—
Exercise window
—
Class B Units
IndirectUnderlying security
None
Underlying shares
708.97K
Shares owned
708.97K
Exercise price
Expiration
—
Exercise window
—
Class B Units
DirectUnderlying security
None
Underlying shares
5.21M
Shares owned
5.21M
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
5.94M
Owned
5.94M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Phantom Class B Units Direct | Class B Units | — | — | 19.39K | 19.39K | |
| Class B Units Indirect | None | — | — | 708.97K | 708.97K | |
| Class B Units Direct | None | — | — | 5.21M | 5.21M | |
| Total | 5.94M | 5.94M | ||||