GOESCHEL BURKHARD exercised options at MAXWELL TECHNOLOGIES INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/16/2019ACC: 0001209191-19-030445
-233.94K
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
5
Total transactions
19.79K acquired · 253.72K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+19.79K
Price / share
—
Trade value
—
% of position
9.7%
5/16/2019
204.15K→223.94K
Common Stock
Direct
Shares
−223.94K
Price / share
—
Trade value
—
% of position
New position
5/16/2019
223.94K→0.00
Total
Net shares
−204.15K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/16/2019 | M · Option Exercise | +19.79K | — | — | 9.7% | 204.15K | 223.94K |
| Common Stock Direct | 5/16/2019 | U · U | −223.94K | — | — | New position | 223.94K | 0.00 |
| Total | −204.15K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
19.79K shares
Shares
−19.79K
Strike price
0.00
Held after
0.00
Exercisable
—
5/16/2019
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
5.37
Held after
0.00
Exercisable
—
5/16/2019
Stock Options (Right to Buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
5.53
Held after
0.00
Exercisable
—
5/16/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock19.79K shares | 5/16/2019 | M · Option Exercise | −19.79K | 0.00 | — | 0.00 |
| Stock Options (Right to Buy) Direct | Common Stock5K shares | 5/16/2019 | D · Disposition | −5K | 5.37 | — | 0.00 |
| Stock Options (Right to Buy) Direct | Common Stock5K shares | 5/16/2019 | D · Disposition | −5K | 5.53 | — | 0.00 |