GOELZER INVESTMENT MANAGEMENT, INC.

Filed: 7/27/2023ACC: 0001085146-23-002932

📋 What this filing means

GOELZER INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 221 equity positions with a total reported market value of $1.18B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

221

Positions

$1.18B

Total AUM (reported)

12.55M

Total Shares

Allocation by class

COM$633.30M53.6%

CORE S&P500 ETF$75.95M6.4%

S&P 600 SMCP VAL$61.39M5.2%

CORE S&P SCP ETF$50.12M4.2%

CORE S&P MCP ETF$49.94M4.2%

INTL EQTY ETF$42.63M3.6%

SHS$37.36M3.2%

Portfolio Concentration

Top 3$187.45M15.9%

4–10$229.50M19.4%

11–25$191.14M16.2%

Rest$573.36M48.5%

Top 3 weight

15.9%

Top 10 weight

35.3%

Voting Authority Distribution

Total shares with voting rights: 12.55M

Sole

Full voting authority

725.31K

% of voting shares5.8%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

11.83M

% of voting shares94.2%

Investment Discretion (by position count)

Sole221

Shared0

Other0

Dominant voting typeNone · 94.2% of voting shares

Institutional Holdings221

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares170.40K

TypeSH

Market value$75.95M

6.43%

Sole

21.36K

Shared

0.00

None

149.04K

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares795.25K

TypeSH

Market value$61.39M

5.20%

Sole

50.73K

Shared

0.00

None

744.51K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares502.94K

TypeSH

Market value$50.12M

4.24%

Sole

25.72K

Shared

0.00

None

477.22K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares191K

TypeSH

Market value$49.94M

4.23%

Sole

13.97K

Shared

0.00

None

177.04K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.20M

TypeSH

Market value$42.63M

3.61%

Sole

0.00

Shared

0.00

None

1.20M

LILLY ELI & CO

SOLE

COM

Shares86.96K

TypeSH

Market value$40.78M

3.45%

Sole

0.00

Shared

0.00

None

86.96K

MICROSOFT CORP

SOLE

COM

Shares92.68K

TypeSH

Market value$31.56M

2.67%

Sole

2.94K

Shared

0.00

None

89.73K

APPLE INC

SOLE

COM

Shares152.46K

TypeSH

Market value$29.57M

2.50%

Sole

5.38K

Shared

0.00

None

147.08K

EATON CORP PLC

SOLE

SHS

Shares88.27K

TypeSH

Market value$17.75M

1.50%

Sole

7.89K

Shared

0.00

None

80.38K

EXXON MOBIL CORP

SOLE

COM

Shares160.89K

TypeSH

Market value$17.26M

1.46%

Sole

13.35K

Shared

0.00

None

147.54K

MERCK & CO INC

SOLE

COM

Shares145.84K

TypeSH

Market value$16.83M

1.42%

Sole

11.33K

Shared

0.00

None

134.51K

LOCKHEED MARTIN CORP

SOLE

COM

Shares31.84K

TypeSH

Market value$14.66M

1.24%

Sole

2.54K

Shared

0.00

None

29.30K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares33.06K

TypeSH

Market value$14.66M

1.24%

Sole

10.75K

Shared

0.00

None

22.31K

QUALCOMM INC

SOLE

COM

Shares123.06K

TypeSH

Market value$14.65M

1.24%

Sole

8.37K

Shared

0.00

None

114.70K

CHEVRON CORP NEW

SOLE

COM

Shares90.37K

TypeSH

Market value$14.22M

1.20%

Sole

7.10K

Shared

0.00

None

83.27K

OMEGA HEALTHCARE INVS INC

SOLE

COM

Shares435.77K

TypeSH

Market value$13.37M

1.13%

Sole

32.01K

Shared

0.00

None

403.76K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares188.97K

TypeSH

Market value$13.32M

1.13%

Sole

0.00

Shared

0.00

None

188.97K

PEPSICO INC

SOLE

COM

Shares71.89K

TypeSH

Market value$13.31M

1.13%

Sole

4.34K

Shared

0.00

None

67.54K

ISHARES TR

SOLE

ISHS 1-5YR INVS

Shares232.86K

TypeSH

Market value$11.68M

0.99%

Sole

0.00

Shared

0.00

None

232.86K

AIR PRODS & CHEMS INC

SOLE

COM

Shares37.44K

TypeSH

Market value$11.21M

0.95%

Sole

3.74K

Shared

0.00

None

33.70K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares70.48K

TypeSH

Market value$11.12M

0.94%

Sole

0.00

Shared

0.00

None

70.48K

ISHARES TR

SOLE

20 YR TR BD ETF

Shares107.75K

TypeSH

Market value$11.09M

0.94%

Sole

11.31K

Shared

0.00

None

96.43K

ALPHABET INC

SOLE

CAP STK CL C

Shares91.27K

TypeSH

Market value$11.04M

0.93%

Sole

0.00

Shared

0.00

None

91.27K

PRINCIPAL FINANCIAL GROUP IN

SOLE

COM

Shares131.65K

TypeSH

Market value$9.98M

0.85%

Sole

12.90K

Shared

0.00

None

118.74K

JOHNSON & JOHNSON

SOLE

COM

Shares60.31K

TypeSH

Market value$9.98M

0.84%

Sole

5.91K

Shared

0.00

None

54.40K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	170.40K	SH	$75.95M 6.43%	21.36K	149.04K
SPDR SER TRSOLE	S&P 600 SMCP VAL	795.25K	SH	$61.39M 5.20%	50.73K	744.51K
ISHARES TRSOLE	CORE S&P SCP ETF	502.94K	SH	$50.12M 4.24%	25.72K	477.22K
ISHARES TRSOLE	CORE S&P MCP ETF	191K	SH	$49.94M 4.23%	13.97K	177.04K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.20M	SH	$42.63M 3.61%	0.00	1.20M
LILLY ELI & COSOLE	COM	86.96K	SH	$40.78M 3.45%	0.00	86.96K
MICROSOFT CORPSOLE	COM	92.68K	SH	$31.56M 2.67%	2.94K	89.73K
APPLE INCSOLE	COM	152.46K	SH	$29.57M 2.50%	5.38K	147.08K
EATON CORP PLCSOLE	SHS	88.27K	SH	$17.75M 1.50%	7.89K	80.38K
EXXON MOBIL CORPSOLE	COM	160.89K	SH	$17.26M 1.46%	13.35K	147.54K
MERCK & CO INCSOLE	COM	145.84K	SH	$16.83M 1.42%	11.33K	134.51K
LOCKHEED MARTIN CORPSOLE	COM	31.84K	SH	$14.66M 1.24%	2.54K	29.30K
SPDR S&P 500 ETF TRSOLE	TR UNIT	33.06K	SH	$14.66M 1.24%	10.75K	22.31K
QUALCOMM INCSOLE	COM	123.06K	SH	$14.65M 1.24%	8.37K	114.70K
CHEVRON CORP NEWSOLE	COM	90.37K	SH	$14.22M 1.20%	7.10K	83.27K
OMEGA HEALTHCARE INVS INCSOLE	COM	435.77K	SH	$13.37M 1.13%	32.01K	403.76K
ISHARES TRSOLE	S&P 500 GRWT ETF	188.97K	SH	$13.32M 1.13%	0.00	188.97K
PEPSICO INCSOLE	COM	71.89K	SH	$13.31M 1.13%	4.34K	67.54K
ISHARES TRSOLE	ISHS 1-5YR INVS	232.86K	SH	$11.68M 0.99%	0.00	232.86K
AIR PRODS & CHEMS INCSOLE	COM	37.44K	SH	$11.21M 0.95%	3.74K	33.70K
ISHARES TRSOLE	RUS 1000 VAL ETF	70.48K	SH	$11.12M 0.94%	0.00	70.48K
ISHARES TRSOLE	20 YR TR BD ETF	107.75K	SH	$11.09M 0.94%	11.31K	96.43K
ALPHABET INCSOLE	CAP STK CL C	91.27K	SH	$11.04M 0.93%	0.00	91.27K
PRINCIPAL FINANCIAL GROUP INSOLE	COM	131.65K	SH	$9.98M 0.85%	12.90K	118.74K
JOHNSON & JOHNSONSOLE	COM	60.31K	SH	$9.98M 0.84%	5.91K	54.40K

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