GOELZER INVESTMENT MANAGEMENT, INC.

Filed: 1/20/2023ACC: 0001085146-23-000264

📋 What this filing means

GOELZER INVESTMENT MANAGEMENT, INC. filed this quarterly 13F‑HR report disclosing 237 equity positions with a total reported market value of $1.17B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

237

Positions

$1.17B

Total AUM (reported)

13.95M

Total Shares

Allocation by class

COM$625.08M53.6%

S&P 600 SMCP VAL$57.51M4.9%

CORE S&P500 ETF$56.44M4.8%

CORE S&P SCP ETF$47.15M4.0%

CORE S&P MCP ETF$44.75M3.8%

INTL EQTY ETF$42.39M3.6%

SHS$25.11M2.2%

Portfolio Concentration

Top 3$161.10M13.8%

4–10$211.25M18.1%

11–25$202.96M17.4%

Rest$591.76M50.7%

Top 3 weight

13.8%

Top 10 weight

31.9%

Voting Authority Distribution

Total shares with voting rights: 13.95M

Sole

Full voting authority

777.70K

% of voting shares5.6%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.17M

% of voting shares94.4%

Investment Discretion (by position count)

Sole237

Shared0

Other0

Dominant voting typeNone · 94.4% of voting shares

Institutional Holdings237

Rows:

SPDR SER TR

SOLE

S&P 600 SMCP VAL

Shares774.79K

TypeSH

Market value$57.51M

4.93%

Sole

47.38K

Shared

0.00

None

727.42K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares146.91K

TypeSH

Market value$56.44M

4.84%

Sole

10.68K

Shared

0.00

None

136.22K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares498.22K

TypeSH

Market value$47.15M

4.04%

Sole

24.99K

Shared

0.00

None

473.23K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares184.99K

TypeSH

Market value$44.75M

3.83%

Sole

13.51K

Shared

0.00

None

171.48K

SCHWAB STRATEGIC TR

SOLE

INTL EQTY ETF

Shares1.32M

TypeSH

Market value$42.39M

3.63%

Sole

0.00

Shared

0.00

None

1.32M

LILLY ELI & CO

SOLE

COM

Shares86.80K

TypeSH

Market value$31.75M

2.72%

Sole

0.00

Shared

0.00

None

86.80K

MICROSOFT CORP

SOLE

COM

Shares105.69K

TypeSH

Market value$25.35M

2.17%

Sole

4.10K

Shared

0.00

None

101.59K

PIMCO ETF TR

SOLE

INTER MUN BD ACT

Shares450.73K

TypeSH

Market value$23.16M

1.98%

Sole

0.00

Shared

0.00

None

450.73K

APPLE INC

SOLE

COM

Shares174.20K

TypeSH

Market value$22.63M

1.94%

Sole

5.24K

Shared

0.00

None

168.96K

EXXON MOBIL CORP

SOLE

COM

Shares192.37K

TypeSH

Market value$21.22M

1.82%

Sole

13.84K

Shared

0.00

None

178.53K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares55.19K

TypeSH

Market value$21.11M

1.81%

Sole

20.04K

Shared

0.00

None

35.16K

MERCK & CO INC

SOLE

COM

Shares168.95K

TypeSH

Market value$18.75M

1.61%

Sole

12.01K

Shared

0.00

None

156.95K

CHEVRON CORP NEW

SOLE

COM

Shares99.78K

TypeSH

Market value$17.91M

1.53%

Sole

8.27K

Shared

0.00

None

91.51K

LOCKHEED MARTIN CORP

SOLE

COM

Shares30.03K

TypeSH

Market value$14.61M

1.25%

Sole

61.00

Shared

0.00

None

29.97K

QUALCOMM INC

SOLE

COM

Shares127.28K

TypeSH

Market value$13.99M

1.20%

Sole

8.20K

Shared

0.00

None

119.08K

ISHARES TR

SOLE

RUS 1000 VAL ETF

Shares87.09K

TypeSH

Market value$13.21M

1.13%

Sole

0.00

Shared

0.00

None

87.09K

OMEGA HEALTHCARE INVS INC

SOLE

COM

Shares450.29K

TypeSH

Market value$12.59M

1.08%

Sole

29.08K

Shared

0.00

None

421.21K

EATON CORP PLC

SOLE

SHS

Shares76.81K

TypeSH

Market value$12.06M

1.03%

Sole

3.99K

Shared

0.00

None

72.82K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares203.72K

TypeSH

Market value$11.92M

1.02%

Sole

0.00

Shared

0.00

None

203.72K

UNITEDHEALTH GROUP INC

SOLE

COM

Shares22.21K

TypeSH

Market value$11.78M

1.01%

Sole

1.99K

Shared

0.00

None

20.23K

PFIZER INC

SOLE

COM

Shares221.64K

TypeSH

Market value$11.36M

0.97%

Sole

21.57K

Shared

0.00

None

200.07K

CVS HEALTH CORP

SOLE

COM

Shares120.59K

TypeSH

Market value$11.24M

0.96%

Sole

11.73K

Shared

0.00

None

108.86K

AIR PRODS & CHEMS INC

SOLE

COM

Shares36.28K

TypeSH

Market value$11.18M

0.96%

Sole

2.59K

Shared

0.00

None

33.69K

PEPSICO INC

SOLE

COM

Shares59.33K

TypeSH

Market value$10.72M

0.92%

Sole

104.00

Shared

0.00

None

59.23K

PRUDENTIAL FINL INC

SOLE

COM

Shares106.11K

TypeSH

Market value$10.55M

0.90%

Sole

8.04K

Shared

0.00

None

98.07K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
SPDR SER TRSOLE	S&P 600 SMCP VAL	774.79K	SH	$57.51M 4.93%	47.38K	727.42K
ISHARES TRSOLE	CORE S&P500 ETF	146.91K	SH	$56.44M 4.84%	10.68K	136.22K
ISHARES TRSOLE	CORE S&P SCP ETF	498.22K	SH	$47.15M 4.04%	24.99K	473.23K
ISHARES TRSOLE	CORE S&P MCP ETF	184.99K	SH	$44.75M 3.83%	13.51K	171.48K
SCHWAB STRATEGIC TRSOLE	INTL EQTY ETF	1.32M	SH	$42.39M 3.63%	0.00	1.32M
LILLY ELI & COSOLE	COM	86.80K	SH	$31.75M 2.72%	0.00	86.80K
MICROSOFT CORPSOLE	COM	105.69K	SH	$25.35M 2.17%	4.10K	101.59K
PIMCO ETF TRSOLE	INTER MUN BD ACT	450.73K	SH	$23.16M 1.98%	0.00	450.73K
APPLE INCSOLE	COM	174.20K	SH	$22.63M 1.94%	5.24K	168.96K
EXXON MOBIL CORPSOLE	COM	192.37K	SH	$21.22M 1.82%	13.84K	178.53K
SPDR S&P 500 ETF TRSOLE	TR UNIT	55.19K	SH	$21.11M 1.81%	20.04K	35.16K
MERCK & CO INCSOLE	COM	168.95K	SH	$18.75M 1.61%	12.01K	156.95K
CHEVRON CORP NEWSOLE	COM	99.78K	SH	$17.91M 1.53%	8.27K	91.51K
LOCKHEED MARTIN CORPSOLE	COM	30.03K	SH	$14.61M 1.25%	61.00	29.97K
QUALCOMM INCSOLE	COM	127.28K	SH	$13.99M 1.20%	8.20K	119.08K
ISHARES TRSOLE	RUS 1000 VAL ETF	87.09K	SH	$13.21M 1.13%	0.00	87.09K
OMEGA HEALTHCARE INVS INCSOLE	COM	450.29K	SH	$12.59M 1.08%	29.08K	421.21K
EATON CORP PLCSOLE	SHS	76.81K	SH	$12.06M 1.03%	3.99K	72.82K
ISHARES TRSOLE	S&P 500 GRWT ETF	203.72K	SH	$11.92M 1.02%	0.00	203.72K
UNITEDHEALTH GROUP INCSOLE	COM	22.21K	SH	$11.78M 1.01%	1.99K	20.23K
PFIZER INCSOLE	COM	221.64K	SH	$11.36M 0.97%	21.57K	200.07K
CVS HEALTH CORPSOLE	COM	120.59K	SH	$11.24M 0.96%	11.73K	108.86K
AIR PRODS & CHEMS INCSOLE	COM	36.28K	SH	$11.18M 0.96%	2.59K	33.69K
PEPSICO INCSOLE	COM	59.33K	SH	$10.72M 0.92%	104.00	59.23K
PRUDENTIAL FINL INCSOLE	COM	106.11K	SH	$10.55M 0.90%	8.04K	98.07K

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