GNAU SCOTT E (Chief Technology Officer) reported 2 transactions at HORTONWORKS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 1/3/2019ACC: 0000899243-19-000381
Officer· Chief Technology Officer
Since Jul 2018
-427.64K
Net shares
Net seller
$1.12M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
427.64K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−76.49K
Price / share
$14.68
Trade value
$1.12M
% of position
23.6%
1/2/2019
324.49K→248K
Common Stock
Direct
Shares
−248K
Price / share
—
Trade value
—
% of position
New position
1/3/2019
248K→0.00
Total
Net shares
−324.49K
Net value
-$1.12M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 1/2/2019 | F · Tax Withholding | −76.49K | $14.68 | $1.12M | 23.6% | 324.49K | 248K |
| Common Stock Direct | 1/3/2019 | U · U | −248K | — | — | New position | 248K | 0.00 |
| Total | −324.49K | -$1.12M | ||||||
Derivative Transactions2
Incentive Stock Option (right to buy)
Direct
Converts to
Common Stock
18.85K shares
Shares
−18.85K
Strike price
Held after
0.00
Exercisable
—
1/3/2019
Non-Qualified Stock Option (right to buy)
Direct
Converts to
Common Stock
84.30K shares
Shares
−84.30K
Strike price
Held after
0.00
Exercisable
—
1/3/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Incentive Stock Option (right to buy) Direct | Common Stock18.85K shares | 1/3/2019 | M · Option Exercise | −18.85K | — | 0.00 | |
| Non-Qualified Stock Option (right to buy) Direct | Common Stock84.30K shares | 1/3/2019 | M · Option Exercise | −84.30K | — | 0.00 |