Filed: 10/20/2023ACC: 0001912297-23-000004
📋 What this filing means
GLOBAL WEALTH STRATEGIES & ASSOCIATES filed this quarterly 13F‑HR report disclosing 352 equity positions with a total reported market value of $214.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
352
Positions
$214.13M
Total AUM (reported)
2.90M
Total Shares
Allocation by class
ETF$202.86M94.7%
STOCK$11.13M5.2%
ADR$116.6K0.1%
REIT$15.7K0.0%
Portfolio Concentration
Top 3$96.02M44.8%
4–10$55.95M26.1%
11–25$49.25M23.0%
Rest$12.90M6.0%
Top 3 weight
44.8%
Top 10 weight
71.0%
Voting Authority Distribution
Total shares with voting rights: 2.90M
Sole
Full voting authority
2.90M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole352
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings352
Rows:
VANGUARD S&P 500 ETF
SOLEShares165.31K
TypeSH
Market value$64.92M
30.32%
Sole
165.31K
Shared
0.00
None
0.00
ISHARES CORE MSCI EAFE ETF
SOLEShares312.07K
TypeSH
Market value$20.08M
9.38%
Sole
312.07K
Shared
0.00
None
0.00
VANGUARD TOTAL BOND MARKET ETF
SOLEShares157.95K
TypeSH
Market value$11.02M
5.15%
Sole
157.95K
Shared
0.00
None
0.00
ISHARES U.S. TREASURY BOND ETF
SOLEShares486.61K
TypeSH
Market value$10.72M
5.01%
Sole
486.61K
Shared
0.00
None
0.00
ISHARES MSCI EAFE GROWTH ETF
SOLEShares106.72K
TypeSH
Market value$9.21M
4.30%
Sole
106.72K
Shared
0.00
None
0.00
VANGUARD DIVIDEND APPRECIATION ETF
SOLEShares55.88K
TypeSH
Market value$8.68M
4.05%
Sole
55.88K
Shared
0.00
None
0.00
ISHARES CORE MSCI EMERGING MARKETS ETF
SOLEShares159.76K
TypeSH
Market value$7.60M
3.55%
Sole
159.76K
Shared
0.00
None
0.00
ISHARES MSCI USA QUALITY FACTOR ETF
SOLEShares55.19K
TypeSH
Market value$7.27M
3.40%
Sole
55.19K
Shared
0.00
None
0.00
INVESCO NASDAQ 100 ETF
SOLEShares43.15K
TypeSH
Market value$6.36M
2.97%
Sole
43.15K
Shared
0.00
None
0.00
VANGUARD MORTGAGE-BACKED SECURITIES ETF
SOLEShares139.34K
TypeSH
Market value$6.10M
2.85%
Sole
139.34K
Shared
0.00
None
0.00
WISDOMTREE PUTWRITE STRATEGY FUND
SOLEShares180.66K
TypeSH
Market value$5.55M
2.59%
Sole
180.66K
Shared
0.00
None
0.00
GLOBAL X U.S. PREFERRED ETF
SOLEShares273.57K
TypeSH
Market value$5.15M
2.40%
Sole
273.57K
Shared
0.00
None
0.00
VANGUARD SHORT-TERM BOND ETF
SOLEShares61.12K
TypeSH
Market value$4.59M
2.15%
Sole
61.12K
Shared
0.00
None
0.00
ISHARES RUSSELL 2500 ETF
SOLEShares76.66K
TypeSH
Market value$4.18M
1.95%
Sole
76.66K
Shared
0.00
None
0.00
ISHARES GOLD TRUST
SOLEShares118.98K
TypeSH
Market value$4.16M
1.94%
Sole
118.98K
Shared
0.00
None
0.00
ISHARES MSCI USA MIN VOL FACTOR ETF
SOLEShares54.21K
TypeSH
Market value$3.92M
1.83%
Sole
54.21K
Shared
0.00
None
0.00
ISHARES NATIONAL MUNI BOND ETF
SOLEShares36.85K
TypeSH
Market value$3.78M
1.76%
Sole
36.85K
Shared
0.00
None
0.00
ENERGY SELECT SECTOR SPDR FUND
SOLEShares38.33K
TypeSH
Market value$3.46M
1.62%
Sole
38.33K
Shared
0.00
None
0.00
FINANCIAL SELECT SECTOR SPDR FUND
SOLEShares90.53K
TypeSH
Market value$3.00M
1.40%
Sole
90.53K
Shared
0.00
None
0.00
INVESCO QQQ TRUST SERIES I
SOLEShares7.21K
TypeSH
Market value$2.58M
1.21%
Sole
7.21K
Shared
0.00
None
0.00
SHERWIN WILLIAMS CO COM
SOLEShares7.68K
TypeSH
Market value$1.96M
0.91%
Sole
7.68K
Shared
0.00
None
0.00
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF
SOLEShares41.84K
TypeSH
Market value$1.93M
0.90%
Sole
41.84K
Shared
0.00
None
0.00
COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF
SOLEShares87.03K
TypeSH
Market value$1.70M
0.79%
Sole
87.03K
Shared
0.00
None
0.00
ISHARES S&P 100 ETF
SOLEShares8.39K
TypeSH
Market value$1.68M
0.79%
Sole
8.39K
Shared
0.00
None
0.00
APPLE INC COM
SOLEShares9.31K
TypeSH
Market value$1.59M
0.74%
Sole
9.31K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD S&P 500 ETFSOLE | ETF | 165.31K | SH | $64.92M 30.32% | 165.31K | 0.00 | 0.00 |
ISHARES CORE MSCI EAFE ETFSOLE | ETF | 312.07K | SH | $20.08M 9.38% | 312.07K | 0.00 | 0.00 |
VANGUARD TOTAL BOND MARKET ETFSOLE | ETF | 157.95K | SH | $11.02M 5.15% | 157.95K | 0.00 | 0.00 |
ISHARES U.S. TREASURY BOND ETFSOLE | ETF | 486.61K | SH | $10.72M 5.01% | 486.61K | 0.00 | 0.00 |
ISHARES MSCI EAFE GROWTH ETFSOLE | ETF | 106.72K | SH | $9.21M 4.30% | 106.72K | 0.00 | 0.00 |
VANGUARD DIVIDEND APPRECIATION ETFSOLE | ETF | 55.88K | SH | $8.68M 4.05% | 55.88K | 0.00 | 0.00 |
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE | ETF | 159.76K | SH | $7.60M 3.55% | 159.76K | 0.00 | 0.00 |
ISHARES MSCI USA QUALITY FACTOR ETFSOLE | ETF | 55.19K | SH | $7.27M 3.40% | 55.19K | 0.00 | 0.00 |
INVESCO NASDAQ 100 ETFSOLE | ETF | 43.15K | SH | $6.36M 2.97% | 43.15K | 0.00 | 0.00 |
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE | ETF | 139.34K | SH | $6.10M 2.85% | 139.34K | 0.00 | 0.00 |
WISDOMTREE PUTWRITE STRATEGY FUNDSOLE | ETF | 180.66K | SH | $5.55M 2.59% | 180.66K | 0.00 | 0.00 |
GLOBAL X U.S. PREFERRED ETFSOLE | ETF | 273.57K | SH | $5.15M 2.40% | 273.57K | 0.00 | 0.00 |
VANGUARD SHORT-TERM BOND ETFSOLE | ETF | 61.12K | SH | $4.59M 2.15% | 61.12K | 0.00 | 0.00 |
ISHARES RUSSELL 2500 ETFSOLE | ETF | 76.66K | SH | $4.18M 1.95% | 76.66K | 0.00 | 0.00 |
ISHARES GOLD TRUSTSOLE | ETF | 118.98K | SH | $4.16M 1.94% | 118.98K | 0.00 | 0.00 |
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE | ETF | 54.21K | SH | $3.92M 1.83% | 54.21K | 0.00 | 0.00 |
ISHARES NATIONAL MUNI BOND ETFSOLE | ETF | 36.85K | SH | $3.78M 1.76% | 36.85K | 0.00 | 0.00 |
ENERGY SELECT SECTOR SPDR FUNDSOLE | ETF | 38.33K | SH | $3.46M 1.62% | 38.33K | 0.00 | 0.00 |
FINANCIAL SELECT SECTOR SPDR FUNDSOLE | ETF | 90.53K | SH | $3.00M 1.40% | 90.53K | 0.00 | 0.00 |
INVESCO QQQ TRUST SERIES ISOLE | ETF | 7.21K | SH | $2.58M 1.21% | 7.21K | 0.00 | 0.00 |
SHERWIN WILLIAMS CO COMSOLE | Stock | 7.68K | SH | $1.96M 0.91% | 7.68K | 0.00 | 0.00 |
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFSOLE | ETF | 41.84K | SH | $1.93M 0.90% | 41.84K | 0.00 | 0.00 |
COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETFSOLE | ETF | 87.03K | SH | $1.70M 0.79% | 87.03K | 0.00 | 0.00 |
ISHARES S&P 100 ETFSOLE | ETF | 8.39K | SH | $1.68M 0.79% | 8.39K | 0.00 | 0.00 |
APPLE INC COMSOLE | Stock | 9.31K | SH | $1.59M 0.74% | 9.31K | 0.00 | 0.00 |
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