GLOBAL WEALTH STRATEGIES & ASSOCIATES

Filed: 7/5/2023ACC: 0001912297-23-000003

📋 What this filing means

GLOBAL WEALTH STRATEGIES & ASSOCIATES filed this quarterly 13F‑HR report disclosing 330 equity positions with a total reported market value of $213.00M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

330

Positions

$213.00M

Total AUM (reported)

2.82M

Total Shares

Allocation by class

ETF$201.81M94.7%

STOCK$10.98M5.2%

ADR$131.8K0.1%

REIT$76.0K0.0%

Portfolio Concentration

Top 3$85.27M40.0%

4–10$65.28M30.6%

11–25$50.69M23.8%

Rest$11.75M5.5%

Top 3 weight

40.0%

Top 10 weight

70.7%

Voting Authority Distribution

Total shares with voting rights: 2.82M

Sole

Full voting authority

2.82M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole330

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings330

Rows:

VANGUARD S&P 500 ETF

SOLE

ETF

Shares134.72K

TypeSH

Market value$54.87M

25.76%

Sole

134.72K

Shared

0.00

None

0.00

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares292.99K

TypeSH

Market value$19.78M

9.28%

Sole

292.99K

Shared

0.00

None

0.00

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

ETF

Shares65.44K

TypeSH

Market value$10.63M

4.99%

Sole

65.44K

Shared

0.00

None

0.00

ISHARES CORE MSCI EMERGING MARKETS ETF

SOLE

ETF

Shares214.27K

TypeSH

Market value$10.56M

4.96%

Sole

214.27K

Shared

0.00

None

0.00

VANGUARD TOTAL BOND MARKET ETF

SOLE

ETF

Shares141.08K

TypeSH

Market value$10.26M

4.81%

Sole

141.08K

Shared

0.00

None

0.00

ISHARES U.S. TREASURY BOND ETF

SOLE

ETF

Shares440.32K

TypeSH

Market value$10.08M

4.73%

Sole

440.32K

Shared

0.00

None

0.00

ISHARES MSCI EAFE GROWTH ETF

SOLE

ETF

Shares96.70K

TypeSH

Market value$9.23M

4.33%

Sole

96.70K

Shared

0.00

None

0.00

VANGUARD VALUE ETF

SOLE

ETF

Shares64.19K

TypeSH

Market value$9.12M

4.28%

Sole

64.19K

Shared

0.00

None

0.00

INVESCO QQQ TRUST

SOLE

ETF

Shares21.94K

TypeSH

Market value$8.10M

3.80%

Sole

21.94K

Shared

0.00

None

0.00

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares106.71K

TypeSH

Market value$7.93M

3.72%

Sole

106.71K

Shared

0.00

None

0.00

ISHARES RUSSELL 2500 ETF

SOLE

ETF

Shares122.71K

TypeSH

Market value$7.05M

3.31%

Sole

122.71K

Shared

0.00

None

0.00

VANGUARD MORTGAGE-BACKED SECURITIES ETF

SOLE

ETF

Shares122.44K

TypeSH

Market value$5.63M

2.64%

Sole

122.44K

Shared

0.00

None

0.00

WISDOMTREE PUTWRITE STRATEGY FUND

SOLE

ETF

Shares165.53K

TypeSH

Market value$5.36M

2.52%

Sole

165.53K

Shared

0.00

None

0.00

GLOBAL X U.S. PREFERRED ETF

SOLE

ETF

Shares225.30K

TypeSH

Market value$4.37M

2.05%

Sole

225.30K

Shared

0.00

None

0.00

VANGUARD SHORT-TERM BOND ETF

SOLE

ETF

Shares56.68K

TypeSH

Market value$4.28M

2.01%

Sole

56.68K

Shared

0.00

None

0.00

ISHARES GOLD TRUST

SOLE

ETF

Shares112.77K

TypeSH

Market value$4.10M

1.93%

Sole

112.77K

Shared

0.00

None

0.00

ISHARES NATIONAL MUNI BOND ETF

SOLE

ETF

Shares34.94K

TypeSH

Market value$3.73M

1.75%

Sole

34.94K

Shared

0.00

None

0.00

ENERGY SELECT SECTOR SPDR FUND

SOLE

ETF

Shares41.55K

TypeSH

Market value$3.37M

1.58%

Sole

41.55K

Shared

0.00

None

0.00

FINANCIAL SELECT SECTOR SPDR FUND

SOLE

ETF

Shares88.94K

TypeSH

Market value$3.00M

1.41%

Sole

88.94K

Shared

0.00

None

0.00

SHERWIN WILLIAMS CO COM

SOLE

Stock

Shares7.68K

TypeSH

Market value$2.04M

0.96%

Sole

7.68K

Shared

0.00

None

0.00

ISHARES S&P 100 ETF

SOLE

ETF

Shares8.73K

TypeSH

Market value$1.81M

0.85%

Sole

8.73K

Shared

0.00

None

0.00

SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF

SOLE

ETF

Shares37.10K

TypeSH

Market value$1.75M

0.82%

Sole

37.10K

Shared

0.00

None

0.00

COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF

SOLE

ETF

Shares80.97K

TypeSH

Market value$1.66M

0.78%

Sole

80.97K

Shared

0.00

None

0.00

APPLE INC COM

SOLE

Stock

Shares7.57K

TypeSH

Market value$1.47M

0.69%

Sole

7.57K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

Stock

Shares3.14K

TypeSH

Market value$1.07M

0.50%

Sole

3.14K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD S&P 500 ETFSOLE	ETF	134.72K	SH	$54.87M 25.76%	134.72K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	292.99K	SH	$19.78M 9.28%	292.99K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	ETF	65.44K	SH	$10.63M 4.99%	65.44K
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE	ETF	214.27K	SH	$10.56M 4.96%	214.27K
VANGUARD TOTAL BOND MARKET ETFSOLE	ETF	141.08K	SH	$10.26M 4.81%	141.08K
ISHARES U.S. TREASURY BOND ETFSOLE	ETF	440.32K	SH	$10.08M 4.73%	440.32K
ISHARES MSCI EAFE GROWTH ETFSOLE	ETF	96.70K	SH	$9.23M 4.33%	96.70K
VANGUARD VALUE ETFSOLE	ETF	64.19K	SH	$9.12M 4.28%	64.19K
INVESCO QQQ TRUSTSOLE	ETF	21.94K	SH	$8.10M 3.80%	21.94K
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	106.71K	SH	$7.93M 3.72%	106.71K
ISHARES RUSSELL 2500 ETFSOLE	ETF	122.71K	SH	$7.05M 3.31%	122.71K
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE	ETF	122.44K	SH	$5.63M 2.64%	122.44K
WISDOMTREE PUTWRITE STRATEGY FUNDSOLE	ETF	165.53K	SH	$5.36M 2.52%	165.53K
GLOBAL X U.S. PREFERRED ETFSOLE	ETF	225.30K	SH	$4.37M 2.05%	225.30K
VANGUARD SHORT-TERM BOND ETFSOLE	ETF	56.68K	SH	$4.28M 2.01%	56.68K
ISHARES GOLD TRUSTSOLE	ETF	112.77K	SH	$4.10M 1.93%	112.77K
ISHARES NATIONAL MUNI BOND ETFSOLE	ETF	34.94K	SH	$3.73M 1.75%	34.94K
ENERGY SELECT SECTOR SPDR FUNDSOLE	ETF	41.55K	SH	$3.37M 1.58%	41.55K
FINANCIAL SELECT SECTOR SPDR FUNDSOLE	ETF	88.94K	SH	$3.00M 1.41%	88.94K
SHERWIN WILLIAMS CO COMSOLE	Stock	7.68K	SH	$2.04M 0.96%	7.68K
ISHARES S&P 100 ETFSOLE	ETF	8.73K	SH	$1.81M 0.85%	8.73K
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFSOLE	ETF	37.10K	SH	$1.75M 0.82%	37.10K
COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETFSOLE	ETF	80.97K	SH	$1.66M 0.78%	80.97K
APPLE INC COMSOLE	Stock	7.57K	SH	$1.47M 0.69%	7.57K
MICROSOFT CORP COMSOLE	Stock	3.14K	SH	$1.07M 0.50%	3.14K

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