GLOBAL WEALTH STRATEGIES & ASSOCIATES

Filed: 4/3/2023ACC: 0001912297-23-000002

📋 What this filing means

GLOBAL WEALTH STRATEGIES & ASSOCIATES filed this quarterly 13F‑HR report disclosing 360 equity positions with a total reported market value of $193.64M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

360

Positions

$193.64M

Total AUM (reported)

2.66M

Total Shares

Allocation by class

ETF$185.34M95.7%

STOCK$8.06M4.2%

ADR$156.3K0.1%

REIT$86.4K0.0%

Portfolio Concentration

Top 3$76.81M39.7%

4–10$60.42M31.2%

11–25$46.39M24.0%

Rest$10.02M5.2%

Top 3 weight

39.7%

Top 10 weight

70.9%

Voting Authority Distribution

Total shares with voting rights: 2.66M

Sole

Full voting authority

2.66M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole360

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings360

Rows:

VANGUARD S&P 500 ETF

SOLE

ETF

Shares128.30K

TypeSH

Market value$48.25M

24.92%

Sole

128.30K

Shared

0.00

None

0.00

ISHARES CORE MSCI EAFE ETF

SOLE

ETF

Shares277.86K

TypeSH

Market value$18.57M

9.59%

Sole

277.86K

Shared

0.00

None

0.00

ISHARES CORE MSCI EMERGING MARKETS ETF

SOLE

ETF

Shares204.54K

TypeSH

Market value$9.98M

5.15%

Sole

204.54K

Shared

0.00

None

0.00

VANGUARD TOTAL BOND MARKET ETF

SOLE

ETF

Shares132.87K

TypeSH

Market value$9.81M

5.07%

Sole

132.87K

Shared

0.00

None

0.00

ISHARES U.S. TREASURY BOND ETF

SOLE

ETF

Shares414.87K

TypeSH

Market value$9.70M

5.01%

Sole

414.87K

Shared

0.00

None

0.00

VANGUARD DIVIDEND APPRECIATION ETF

SOLE

ETF

Shares62.39K

TypeSH

Market value$9.61M

4.96%

Sole

62.39K

Shared

0.00

None

0.00

ISHARES MSCI EAFE GROWTH ETF

SOLE

ETF

Shares92.75K

TypeSH

Market value$8.69M

4.49%

Sole

92.75K

Shared

0.00

None

0.00

VANGUARD VALUE ETF

SOLE

ETF

Shares60.80K

TypeSH

Market value$8.40M

4.34%

Sole

60.80K

Shared

0.00

None

0.00

ISHARES MSCI USA MIN VOL FACTOR ETF

SOLE

ETF

Shares100.91K

TypeSH

Market value$7.34M

3.79%

Sole

100.91K

Shared

0.00

None

0.00

INVESCO QQQ TRUST

SOLE

ETF

Shares21.43K

TypeSH

Market value$6.88M

3.55%

Sole

21.43K

Shared

0.00

None

0.00

ISHARES RUSSELL 2500 ETF

SOLE

ETF

Shares115.73K

TypeSH

Market value$6.34M

3.28%

Sole

115.73K

Shared

0.00

None

0.00

VANGUARD MORTGAGE-BACKED SECURITIES ETF

SOLE

ETF

Shares117.65K

TypeSH

Market value$5.48M

2.83%

Sole

117.65K

Shared

0.00

None

0.00

WISDOMTREE PUTWRITE STRATEGY FUND

SOLE

ETF

Shares156.76K

TypeSH

Market value$4.87M

2.51%

Sole

156.76K

Shared

0.00

None

0.00

GLOBAL X U.S. PREFERRED ETF

SOLE

ETF

Shares208.35K

TypeSH

Market value$4.14M

2.14%

Sole

208.35K

Shared

0.00

None

0.00

VANGUARD SHORT-TERM BOND ETF

SOLE

ETF

Shares53.75K

TypeSH

Market value$4.11M

2.12%

Sole

53.75K

Shared

0.00

None

0.00

ISHARES GOLD TRUST

SOLE

ETF

Shares108.07K

TypeSH

Market value$4.04M

2.09%

Sole

108.07K

Shared

0.00

None

0.00

ISHARES NATIONAL MUNI BOND ETF

SOLE

ETF

Shares33.87K

TypeSH

Market value$3.65M

1.88%

Sole

33.87K

Shared

0.00

None

0.00

ENERGY SELECT SECTOR SPDR FUND

SOLE

ETF

Shares39.15K

TypeSH

Market value$3.24M

1.67%

Sole

39.15K

Shared

0.00

None

0.00

FINANCIAL SELECT SECTOR SPDR FUND

SOLE

ETF

Shares83.10K

TypeSH

Market value$2.67M

1.38%

Sole

83.10K

Shared

0.00

None

0.00

SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETF

SOLE

ETF

Shares35.40K

TypeSH

Market value$1.68M

0.87%

Sole

35.40K

Shared

0.00

None

0.00

ISHARES S&P 100 ETF

SOLE

ETF

Shares8.92K

TypeSH

Market value$1.67M

0.86%

Sole

8.92K

Shared

0.00

None

0.00

COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETF

SOLE

ETF

Shares78.30K

TypeSH

Market value$1.61M

0.83%

Sole

78.30K

Shared

0.00

None

0.00

APPLE INC COM

SOLE

Stock

Shares7.63K

TypeSH

Market value$1.26M

0.65%

Sole

7.63K

Shared

0.00

None

0.00

MICROSOFT CORP COM

SOLE

Stock

Shares3.14K

TypeSH

Market value$906.3K

0.47%

Sole

3.14K

Shared

0.00

None

0.00

ISHARES CORE S&P MID-CAP ETF

SOLE

ETF

Shares2.89K

TypeSH

Market value$722.2K

0.37%

Sole

2.89K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD S&P 500 ETFSOLE	ETF	128.30K	SH	$48.25M 24.92%	128.30K
ISHARES CORE MSCI EAFE ETFSOLE	ETF	277.86K	SH	$18.57M 9.59%	277.86K
ISHARES CORE MSCI EMERGING MARKETS ETFSOLE	ETF	204.54K	SH	$9.98M 5.15%	204.54K
VANGUARD TOTAL BOND MARKET ETFSOLE	ETF	132.87K	SH	$9.81M 5.07%	132.87K
ISHARES U.S. TREASURY BOND ETFSOLE	ETF	414.87K	SH	$9.70M 5.01%	414.87K
VANGUARD DIVIDEND APPRECIATION ETFSOLE	ETF	62.39K	SH	$9.61M 4.96%	62.39K
ISHARES MSCI EAFE GROWTH ETFSOLE	ETF	92.75K	SH	$8.69M 4.49%	92.75K
VANGUARD VALUE ETFSOLE	ETF	60.80K	SH	$8.40M 4.34%	60.80K
ISHARES MSCI USA MIN VOL FACTOR ETFSOLE	ETF	100.91K	SH	$7.34M 3.79%	100.91K
INVESCO QQQ TRUSTSOLE	ETF	21.43K	SH	$6.88M 3.55%	21.43K
ISHARES RUSSELL 2500 ETFSOLE	ETF	115.73K	SH	$6.34M 3.28%	115.73K
VANGUARD MORTGAGE-BACKED SECURITIES ETFSOLE	ETF	117.65K	SH	$5.48M 2.83%	117.65K
WISDOMTREE PUTWRITE STRATEGY FUNDSOLE	ETF	156.76K	SH	$4.87M 2.51%	156.76K
GLOBAL X U.S. PREFERRED ETFSOLE	ETF	208.35K	SH	$4.14M 2.14%	208.35K
VANGUARD SHORT-TERM BOND ETFSOLE	ETF	53.75K	SH	$4.11M 2.12%	53.75K
ISHARES GOLD TRUSTSOLE	ETF	108.07K	SH	$4.04M 2.09%	108.07K
ISHARES NATIONAL MUNI BOND ETFSOLE	ETF	33.87K	SH	$3.65M 1.88%	33.87K
ENERGY SELECT SECTOR SPDR FUNDSOLE	ETF	39.15K	SH	$3.24M 1.67%	39.15K
FINANCIAL SELECT SECTOR SPDR FUNDSOLE	ETF	83.10K	SH	$2.67M 1.38%	83.10K
SPDR NUVEEN BLOOMBERG SHORT TERM MUNICIPAL BOND ETFSOLE	ETF	35.40K	SH	$1.68M 0.87%	35.40K
ISHARES S&P 100 ETFSOLE	ETF	8.92K	SH	$1.67M 0.86%	8.92K
COLUMBIA MULTI-SECTOR MUNICIPAL INCOME ETFSOLE	ETF	78.30K	SH	$1.61M 0.83%	78.30K
APPLE INC COMSOLE	Stock	7.63K	SH	$1.26M 0.65%	7.63K
MICROSOFT CORP COMSOLE	Stock	3.14K	SH	$906.3K 0.47%	3.14K
ISHARES CORE S&P MID-CAP ETFSOLE	ETF	2.89K	SH	$722.2K 0.37%	2.89K

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