GLICK FREDERICK L (PRESIDENT) received a stock award from SONNET BIOTHERAPEUTICS HOLDINGS, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 5/14/2019ACC: 0001493152-19-007107
Officer· PRESIDENT
Since Nov 2018
+50K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
50K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+10K
Price / share
—
Trade value
—
% of position
85.0%
4/12/2019
11.76K→21.76K
Total
Net shares
+10K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/12/2019 | A · Award | +10K | — | — | 85.0% | 11.76K | 21.76K |
| Total | +10K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Units
Direct
Converts to
Common Stock
20K shares
Shares
+20K
Strike price
Held after
20K
Exercisable
—
4/12/2019
Incentive Stock Option
Direct
Converts to
Common Stock
10K shares
Shares
+10K
Strike price
3.5
Held after
10K
Exercisable
—
4/12/2019
Incentive Stock Option
Direct
Converts to
Common Stock
10K shares
Shares
+10K
Strike price
4.5
Held after
20K
Exercisable
—
4/12/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock20K shares | 4/12/2019 | A · Award | +20K | — | 20K | |
| Incentive Stock Option Direct | Common Stock10K shares | 4/12/2019 | A · Award | +10K | 3.5 | — | 10K |
| Incentive Stock Option Direct | Common Stock10K shares | 4/12/2019 | A · Award | +10K | 4.5 | — | 20K |