GLEN JAMES H. JR. exercised options at SELECT BANCORP, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 1 exercise

GLEN JAMES H. JR.

Filed: 11/20/2019ACC: 0001638599-19-000968

InsiderGLEN JAMES H. JR.CIK 1612901

→

IssuerSELECT BANCORP, INC.CIK 1263762

Director

Since Aug 2018

+6.68K

Net shares

Net buyer

$14.1K

Total acquired

Open market trades

0B · 0S

Total transactions

6.68K acquired

Non-Derivative Transactions1

Common Stock

Direct

M · Option Exercise

+3.34K

Price / share

$4.22

Trade value

$14.10K

% of position

6.6%

11/19/2019

50.29K→53.63K

Total

Net shares

+3.34K

Net value

$14.10K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	11/19/2019	M · Option Exercise	+3.34K	$4.22	$14.10K	6.6%	50.29K	53.63K
Total			+3.34K		$14.10K

Derivative Transactions1

Stock Options

Direct

M · Option Exercise

Converts to

common stock

3.34K shares

+3.34K

Strike price

4.22

Held after

0.00

Exercisable

—

11/19/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Options Direct	common stock3.34K shares	11/19/2019	M · Option Exercise	+3.34K	4.22	—	0.00

Non-Derivative Holdings (Post-Transaction)0

No non-derivative holdings reported

Derivative Holdings (Post-Transaction)4

Stock Options

Direct

Underlying security

common stock

Underlying shares

2.65K

Shares owned

2.65K

Exercise price

4.65

Expiration

—

Exercise window

—

Options to Purchase Common Stock

Direct

Underlying security

common stock

Underlying shares

Shares owned

Exercise price

11.27

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

common stock

Underlying shares

2.74K

Shares owned

2.74K

Exercise price

4.93

Expiration

—

Exercise window

—

Stock Options

Direct

Underlying security

common stock

Underlying shares

2.60K

Shares owned

2.60K

Exercise price

4.38

Expiration

—

Exercise window

—

Total

Underlying

14.99K

Owned

14.99K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Stock Options Direct	common stock	4.65	—	—	2.65K	2.65K
Options to Purchase Common Stock Direct	common stock	11.27	—	—	7K	7K
Stock Options Direct	common stock	4.93	—	—	2.74K	2.74K
Stock Options Direct	common stock	4.38	—	—	2.60K	2.60K
Total					14.99K	14.99K