Filed: 11/2/2022ACC: 0001727689-22-000033
DirectorOfficer10% Owner· Chief Executive Officer
Since Jan 2020
+400K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
400K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Stock Options
Direct
Converts to
Common Shares
300K shares
Shares
+300K
Strike price
1.6
Held after
300K
Exercisable
—
10/31/2022
Stock Options
Indirect
Converts to
Common Shares
100K shares
Shares
+100K
Strike price
1.6
Held after
100K
Exercisable
—
10/31/2022
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Shares300K shares | 10/31/2022 | A · Award | +300K | 1.6 | — | 300K |
| Stock Options Indirect | Common Shares100K shares | 10/31/2022 | A · Award | +100K | 1.6 | — | 100K |
Non-Derivative Holdings (Post-Transaction)1
Common Shares
DirectShares owned4.81M
Total
4.81M direct4.81M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares | 4.81M | Direct |
| Total | 4.81M | 4.81M direct |
Derivative Holdings (Post-Transaction)3
Stock Options
DirectUnderlying security
Common Shares
Underlying shares
200K
Shares owned
200K
Exercise price
1.76
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Shares
Underlying shares
125K
Shares owned
125K
Exercise price
1.03
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Shares
Underlying shares
66.67K
Shares owned
66.67K
Exercise price
1.6
Expiration
—
Exercise window
—
Total
Underlying
391.67K
Owned
391.67K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Shares | 1.76 | — | — | 200K | 200K |
| Stock Options Direct | Common Shares | 1.03 | — | — | 125K | 125K |
| Stock Options Direct | Common Shares | 1.6 | — | — | 66.67K | 66.67K |
| Total | 391.67K | 391.67K | ||||