Filed: 1/8/2020ACC: 0001213900-20-000575
DirectorOfficer10% Owner· Chief Executive Officer
Since Jan 2020
+125K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
125K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions1
Stock Options
Direct
Converts to
Common Shares
125K shares
Shares
+125K
Strike price
1.03
Held after
125K
Exercisable
—
1/6/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Options Direct | Common Shares125K shares | 1/6/2020 | A · Award | +125K | 1.03 | — | 125K |
Non-Derivative Holdings (Post-Transaction)1
Common Shares
DirectShares owned4.78M
Total
4.78M direct4.78M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Shares | 4.78M | Direct |
| Total | 4.78M | 4.78M direct |
Derivative Holdings (Post-Transaction)2
Stock Options
DirectUnderlying security
Common Shares
Underlying shares
150K
Shares owned
150K
Exercise price
2.5
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Shares
Underlying shares
200K
Shares owned
200K
Exercise price
1.6
Expiration
—
Exercise window
—
Total
Underlying
350K
Owned
350K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Shares | 2.5 | — | — | 150K | 150K |
| Stock Options Direct | Common Shares | 1.6 | — | — | 200K | 200K |
| Total | 350K | 350K | ||||