GLADSTONE INSTITUTIONAL ADVISORY LLC

Filed: 10/22/2025ACC: 0001172661-25-004377

📋 What this filing means

GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 784 equity positions with a total reported market value of $2.60B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

784

Positions

$2.60B

Total AUM (reported)

34.89M

Total Shares

Allocation by class

COM$787.97M30.3%

CL A$68.82M2.7%

CORE S&P500 ETF$56.21M2.2%

S&P 500 ETF SHS$55.13M2.1%

FT VEST LADDERED$55.06M2.1%

TR UNIT$53.56M2.1%

PORTFOLIO S&P500$50.29M1.9%

Portfolio Concentration

Top 3$203.76M7.8%

4–10$349.40M13.5%

11–25$421.49M16.2%

Rest$1.62B62.5%

Top 3 weight

7.8%

Top 10 weight

21.3%

Voting Authority Distribution

Total shares with voting rights: 34.89M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

34.89M

% of voting shares100.0%

Investment Discretion (by position count)

Sole784

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings784

Rows:

NVIDIA CORPORATION

SOLE

COM

Shares421.16K

TypeSH

Market value$78.58M

3.03%

Sole

0.00

Shared

0.00

None

421.16K

APPLE INC

SOLE

COM

Shares270.85K

TypeSH

Market value$68.97M

2.66%

Sole

0.00

Shared

0.00

None

270.85K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares83.98K

TypeSH

Market value$56.21M

2.16%

Sole

0.00

Shared

0.00

None

83.98K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares90.02K

TypeSH

Market value$55.13M

2.12%

Sole

0.00

Shared

0.00

None

90.02K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares80.40K

TypeSH

Market value$53.56M

2.06%

Sole

0.00

Shared

0.00

None

80.40K

SPDR SERIES TRUST

SOLE

PORTFOLIO S&P500

Shares641.95K

TypeSH

Market value$50.29M

1.94%

Sole

0.00

Shared

0.00

None

641.95K

MICROSOFT CORP

SOLE

COM

Shares94.94K

TypeSH

Market value$49.17M

1.89%

Sole

0.00

Shared

0.00

None

94.94K

AMAZON COM INC

SOLE

COM

Shares216.75K

TypeSH

Market value$47.59M

1.83%

Sole

0.00

Shared

0.00

None

216.75K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares1.41M

TypeSH

Market value$47.05M

1.81%

Sole

0.00

Shared

0.00

None

1.41M

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares927.07K

TypeSH

Market value$46.60M

1.79%

Sole

0.00

Shared

0.00

None

927.07K

PURECYCLE TECHNOLOGIES INC

SOLE

COM

Shares3.24M

TypeSH

Market value$42.65M

1.64%

Sole

0.00

Shared

0.00

None

3.24M

SPDR SERIES TRUST

SOLE

PRTFLO S&P500 VL

Shares729.89K

TypeSH

Market value$40.38M

1.56%

Sole

0.00

Shared

0.00

None

729.89K

SPDR SERIES TRUST

SOLE

PRTFLO S&P500 GW

Shares314.98K

TypeSH

Market value$32.92M

1.27%

Sole

0.00

Shared

0.00

None

314.98K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares268.76K

TypeSH

Market value$32.44M

1.25%

Sole

0.00

Shared

0.00

None

268.76K

FIRST TR EXCHANGE TRADED FD

SOLE

RISNG DIVD ACHIV

Shares460.66K

TypeSH

Market value$30.98M

1.19%

Sole

0.00

Shared

0.00

None

460.66K

META PLATFORMS INC

SOLE

CL A

Shares39.53K

TypeSH

Market value$29.03M

1.12%

Sole

0.00

Shared

0.00

None

39.53K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 TOP 50

Shares497.13K

TypeSH

Market value$28.59M

1.10%

Sole

0.00

Shared

0.00

None

497.13K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares408.34K

TypeSH

Market value$26.65M

1.03%

Sole

0.00

Shared

0.00

None

408.34K

JPMORGAN CHASE & CO.

SOLE

COM

Shares79.10K

TypeSH

Market value$24.95M

0.96%

Sole

0.00

Shared

0.00

None

79.10K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares199.81K

TypeSH

Market value$23.74M

0.91%

Sole

0.00

Shared

0.00

None

199.81K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares180.08K

TypeSH

Market value$23.46M

0.90%

Sole

0.00

Shared

0.00

None

180.08K

TESLA INC

SOLE

COM

Shares50.38K

TypeSH

Market value$22.40M

0.86%

Sole

0.00

Shared

0.00

None

50.38K

INVESCO ACTIVELY MANAGED EXC

SOLE

ULTRA SHRT DUR

Shares435.52K

TypeSH

Market value$21.88M

0.84%

Sole

0.00

Shared

0.00

None

435.52K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares34.47K

TypeSH

Market value$20.70M

0.80%

Sole

0.00

Shared

0.00

None

34.47K

SCHWAB STRATEGIC TR

SOLE

US LRG CAP ETF

Shares785.72K

TypeSH

Market value$20.70M

0.80%

Sole

0.00

Shared

0.00

None

785.72K

Issuer	Class	Shares	Type	Value / Portfolio %	None
NVIDIA CORPORATIONSOLE	COM	421.16K	SH	$78.58M 3.03%	421.16K
APPLE INCSOLE	COM	270.85K	SH	$68.97M 2.66%	270.85K
ISHARES TRSOLE	CORE S&P500 ETF	83.98K	SH	$56.21M 2.16%	83.98K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	90.02K	SH	$55.13M 2.12%	90.02K
SPDR S&P 500 ETF TRSOLE	TR UNIT	80.40K	SH	$53.56M 2.06%	80.40K
SPDR SERIES TRUSTSOLE	PORTFOLIO S&P500	641.95K	SH	$50.29M 1.94%	641.95K
MICROSOFT CORPSOLE	COM	94.94K	SH	$49.17M 1.89%	94.94K
AMAZON COM INCSOLE	COM	216.75K	SH	$47.59M 1.83%	216.75K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	1.41M	SH	$47.05M 1.81%	1.41M
WISDOMTREE TRSOLE	FLOATNG RAT TREA	927.07K	SH	$46.60M 1.79%	927.07K
PURECYCLE TECHNOLOGIES INCSOLE	COM	3.24M	SH	$42.65M 1.64%	3.24M
SPDR SERIES TRUSTSOLE	PRTFLO S&P500 VL	729.89K	SH	$40.38M 1.56%	729.89K
SPDR SERIES TRUSTSOLE	PRTFLO S&P500 GW	314.98K	SH	$32.92M 1.27%	314.98K
ISHARES TRSOLE	S&P 500 GRWT ETF	268.76K	SH	$32.44M 1.25%	268.76K
FIRST TR EXCHANGE TRADED FDSOLE	RISNG DIVD ACHIV	460.66K	SH	$30.98M 1.19%	460.66K
META PLATFORMS INCSOLE	CL A	39.53K	SH	$29.03M 1.12%	39.53K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 TOP 50	497.13K	SH	$28.59M 1.10%	497.13K
ISHARES TRSOLE	CORE S&P MCP ETF	408.34K	SH	$26.65M 1.03%	408.34K
JPMORGAN CHASE & CO.SOLE	COM	79.10K	SH	$24.95M 0.96%	79.10K
ISHARES TRSOLE	CORE S&P SCP ETF	199.81K	SH	$23.74M 0.91%	199.81K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	180.08K	SH	$23.46M 0.90%	180.08K
TESLA INCSOLE	COM	50.38K	SH	$22.40M 0.86%	50.38K
INVESCO ACTIVELY MANAGED EXCSOLE	ULTRA SHRT DUR	435.52K	SH	$21.88M 0.84%	435.52K
INVESCO QQQ TRSOLE	UNIT SER 1	34.47K	SH	$20.70M 0.80%	34.47K
SCHWAB STRATEGIC TRSOLE	US LRG CAP ETF	785.72K	SH	$20.70M 0.80%	785.72K

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