GLADSTONE INSTITUTIONAL ADVISORY LLC

Filed: 1/29/2025ACC: 0001172661-25-000406

📋 What this filing means

GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 697 equity positions with a total reported market value of $2.16B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

697

Positions

$2.16B

Total AUM (reported)

32.61M

Total Shares

Allocation by class

COM$651.03M30.2%

FT VEST LADDERED$50.83M2.4%

FLOATNG RAT TREA$49.63M2.3%

TR UNIT$48.88M2.3%

CL A$46.51M2.2%

CORE S&P500 ETF$45.87M2.1%

S&P 500 ETF SHS$45.78M2.1%

Portfolio Concentration

Top 3$163.43M7.6%

4–10$301.39M14.0%

11–25$339.75M15.8%

Rest$1.35B62.7%

Top 3 weight

7.6%

Top 10 weight

21.6%

Voting Authority Distribution

Total shares with voting rights: 32.61M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

32.61M

% of voting shares100.0%

Investment Discretion (by position count)

Sole697

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings697

Rows:

APPLE INC

SOLE

COM

Shares250.57K

TypeSH

Market value$62.75M

2.91%

Sole

0.00

Shared

0.00

None

250.56K

NVIDIA CORPORATION

SOLE

COM

Shares380.23K

TypeSH

Market value$51.06M

2.37%

Sole

0.00

Shared

0.00

None

380.23K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares986.19K

TypeSH

Market value$49.63M

2.30%

Sole

0.00

Shared

0.00

None

986.19K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares83.40K

TypeSH

Market value$48.88M

2.27%

Sole

0.00

Shared

0.00

None

83.40K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares77.91K

TypeSH

Market value$45.87M

2.13%

Sole

0.00

Shared

0.00

None

77.91K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares84.97K

TypeSH

Market value$45.78M

2.12%

Sole

0.00

Shared

0.00

None

84.96K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares639.87K

TypeSH

Market value$44.11M

2.05%

Sole

0.00

Shared

0.00

None

639.87K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares1.29M

TypeSH

Market value$39.39M

1.83%

Sole

0.00

Shared

0.00

None

1.29M

AMAZON COM INC

SOLE

COM

Shares179.31K

TypeSH

Market value$39.34M

1.82%

Sole

0.00

Shared

0.00

None

179.31K

MICROSOFT CORP

SOLE

COM

Shares90.23K

TypeSH

Market value$38.03M

1.76%

Sole

0.00

Shared

0.00

None

90.23K

PURECYCLE TECHNOLOGIES INC

SOLE

COM

Shares3.46M

TypeSH

Market value$35.49M

1.65%

Sole

0.00

Shared

0.00

None

3.46M

SPDR SER TR

SOLE

PRTFLO S&P500 VL

Shares621.18K

TypeSH

Market value$31.77M

1.47%

Sole

0.00

Shared

0.00

None

621.18K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares241.11K

TypeSH

Market value$24.48M

1.14%

Sole

0.00

Shared

0.00

None

241.11K

SPDR SER TR

SOLE

PRTFLO S&P500 GW

Shares275.22K

TypeSH

Market value$24.19M

1.12%

Sole

0.00

Shared

0.00

None

275.22K

META PLATFORMS INC

SOLE

CL A

Shares38.33K

TypeSH

Market value$22.44M

1.04%

Sole

0.00

Shared

0.00

None

38.33K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares117.07K

TypeSH

Market value$22.35M

1.04%

Sole

0.00

Shared

0.00

None

117.07K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares103.21K

TypeSH

Market value$21.72M

1.01%

Sole

0.00

Shared

0.00

None

103.21K

TESLA INC

SOLE

COM

Shares51.48K

TypeSH

Market value$20.79M

0.96%

Sole

0.00

Shared

0.00

None

51.48K

INVESCO ACTIVELY MANAGED EXC

SOLE

ULTRA SHRT DUR

Shares412.56K

TypeSH

Market value$20.67M

0.96%

Sole

0.00

Shared

0.00

None

412.56K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares324.76K

TypeSH

Market value$20.24M

0.94%

Sole

0.00

Shared

0.00

None

324.76K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares39.37K

TypeSH

Market value$20.13M

0.93%

Sole

0.00

Shared

0.00

None

39.37K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares173.44K

TypeSH

Market value$19.98M

0.93%

Sole

0.00

Shared

0.00

None

173.44K

JPMORGAN CHASE & CO.

SOLE

COM

Shares82.23K

TypeSH

Market value$19.71M

0.91%

Sole

0.00

Shared

0.00

None

82.23K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares156.02K

TypeSH

Market value$17.97M

0.83%

Sole

0.00

Shared

0.00

None

156.02K

ALPHABET INC

SOLE

CAP STK CL A

Shares94.12K

TypeSH

Market value$17.82M

0.83%

Sole

0.00

Shared

0.00

None

94.12K

Issuer	Class	Shares	Type	Value / Portfolio %	None
APPLE INCSOLE	COM	250.57K	SH	$62.75M 2.91%	250.56K
NVIDIA CORPORATIONSOLE	COM	380.23K	SH	$51.06M 2.37%	380.23K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	986.19K	SH	$49.63M 2.30%	986.19K
SPDR S&P 500 ETF TRSOLE	TR UNIT	83.40K	SH	$48.88M 2.27%	83.40K
ISHARES TRSOLE	CORE S&P500 ETF	77.91K	SH	$45.87M 2.13%	77.91K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	84.97K	SH	$45.78M 2.12%	84.96K
SPDR SER TRSOLE	PORTFOLIO S&P500	639.87K	SH	$44.11M 2.05%	639.87K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	1.29M	SH	$39.39M 1.83%	1.29M
AMAZON COM INCSOLE	COM	179.31K	SH	$39.34M 1.82%	179.31K
MICROSOFT CORPSOLE	COM	90.23K	SH	$38.03M 1.76%	90.23K
PURECYCLE TECHNOLOGIES INCSOLE	COM	3.46M	SH	$35.49M 1.65%	3.46M
SPDR SER TRSOLE	PRTFLO S&P500 VL	621.18K	SH	$31.77M 1.47%	621.18K
ISHARES TRSOLE	S&P 500 GRWT ETF	241.11K	SH	$24.48M 1.14%	241.11K
SPDR SER TRSOLE	PRTFLO S&P500 GW	275.22K	SH	$24.19M 1.12%	275.22K
META PLATFORMS INCSOLE	CL A	38.33K	SH	$22.44M 1.04%	38.33K
ISHARES TRSOLE	S&P 500 VAL ETF	117.07K	SH	$22.35M 1.04%	117.07K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	103.21K	SH	$21.72M 1.01%	103.21K
TESLA INCSOLE	COM	51.48K	SH	$20.79M 0.96%	51.48K
INVESCO ACTIVELY MANAGED EXCSOLE	ULTRA SHRT DUR	412.56K	SH	$20.67M 0.96%	412.56K
ISHARES TRSOLE	CORE S&P MCP ETF	324.76K	SH	$20.24M 0.94%	324.76K
INVESCO QQQ TRSOLE	UNIT SER 1	39.37K	SH	$20.13M 0.93%	39.37K
ISHARES TRSOLE	CORE S&P SCP ETF	173.44K	SH	$19.98M 0.93%	173.44K
JPMORGAN CHASE & CO.SOLE	COM	82.23K	SH	$19.71M 0.91%	82.23K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	156.02K	SH	$17.97M 0.83%	156.02K
ALPHABET INCSOLE	CAP STK CL A	94.12K	SH	$17.82M 0.83%	94.12K

Page 1 of 28

…