GLADSTONE INSTITUTIONAL ADVISORY LLC

Filed: 8/2/2024ACC: 0001172661-24-003044

📋 What this filing means

GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 661 equity positions with a total reported market value of $1.92B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

661

Positions

$1.92B

Total AUM (reported)

29.65M

Total Shares

Allocation by class

COM$587.23M30.6%

S&P 500 ETF SHS$49.77M2.6%

TR UNIT$48.63M2.5%

CORE S&P500 ETF$43.71M2.3%

FLOATNG RAT TREA$42.96M2.2%

PORTFOLIO S&P500$40.76M2.1%

FT VEST LADDERED$40.67M2.1%

Portfolio Concentration

Top 3$143.80M7.5%

4–10$261.46M13.6%

11–25$274.94M14.3%

Rest$1.24B64.6%

Top 3 weight

7.5%

Top 10 weight

21.1%

Voting Authority Distribution

Total shares with voting rights: 29.65M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

29.65M

% of voting shares100.0%

Investment Discretion (by position count)

Sole661

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings661

Rows:

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares99.52K

TypeSH

Market value$49.77M

2.59%

Sole

0.00

Shared

0.00

None

99.52K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares89.35K

TypeSH

Market value$48.63M

2.53%

Sole

0.00

Shared

0.00

None

89.35K

APPLE INC

SOLE

COM

Shares215.56K

TypeSH

Market value$45.40M

2.36%

Sole

0.00

Shared

0.00

None

215.56K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares79.88K

TypeSH

Market value$43.71M

2.28%

Sole

0.00

Shared

0.00

None

79.88K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares853.92K

TypeSH

Market value$42.96M

2.24%

Sole

0.00

Shared

0.00

None

853.92K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares636.91K

TypeSH

Market value$40.76M

2.12%

Sole

0.00

Shared

0.00

None

636.91K

NVIDIA CORPORATION

SOLE

COM

Shares321.23K

TypeSH

Market value$39.68M

2.07%

Sole

0.00

Shared

0.00

None

321.23K

MICROSOFT CORP

SOLE

COM

Shares81.91K

TypeSH

Market value$36.61M

1.91%

Sole

0.00

Shared

0.00

None

81.91K

AMAZON COM INC

SOLE

COM

Shares154.22K

TypeSH

Market value$29.80M

1.55%

Sole

0.00

Shared

0.00

None

154.22K

FIRST TR EXCHNG TRADED FD VI

SOLE

FT VEST LADDERED

Shares965.94K

TypeSH

Market value$27.93M

1.45%

Sole

0.00

Shared

0.00

None

965.94K

JPMORGAN CHASE & CO.

SOLE

COM

Shares124K

TypeSH

Market value$25.08M

1.31%

Sole

0.00

Shared

0.00

None

124K

POWERSHARES ACTIVELY MANAGED

SOLE

ULTRA SHRT DUR

Shares466.01K

TypeSH

Market value$23.25M

1.21%

Sole

0.00

Shared

0.00

None

466.01K

FIRST TR EXCHANGE-TRADED FD

SOLE

LNG DUR OPRTUN

Shares995.03K

TypeSH

Market value$20.93M

1.09%

Sole

0.00

Shared

0.00

None

995.03K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares105.58K

TypeSH

Market value$20.81M

1.08%

Sole

0.00

Shared

0.00

None

105.58K

SIMPLIFY EXCHANGE TRADED FUN

SOLE

HEALTH CARE ETF

Shares626.29K

TypeSH

Market value$19.67M

1.02%

Sole

0.00

Shared

0.00

None

626.29K

PURECYCLE TECHNOLOGIES INC

SOLE

COM

Shares3.30M

TypeSH

Market value$19.51M

1.02%

Sole

0.00

Shared

0.00

None

3.30M

META PLATFORMS INC

SOLE

CL A

Shares38.25K

TypeSH

Market value$19.29M

1.00%

Sole

0.00

Shared

0.00

None

38.25K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares198.19K

TypeSH

Market value$18.34M

0.96%

Sole

0.00

Shared

0.00

None

198.19K

ALPHABET INC

SOLE

CAP STK CL A

Shares94.86K

TypeSH

Market value$17.28M

0.90%

Sole

0.00

Shared

0.00

None

94.86K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares94.22K

TypeSH

Market value$17.15M

0.89%

Sole

0.00

Shared

0.00

None

94.22K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares157.14K

TypeSH

Market value$16.81M

0.88%

Sole

0.00

Shared

0.00

None

157.14K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares94.74K

TypeSH

Market value$15.56M

0.81%

Sole

0.00

Shared

0.00

None

94.74K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares143.75K

TypeSH

Market value$15.33M

0.80%

Sole

0.00

Shared

0.00

None

143.75K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares223.96K

TypeSH

Market value$13.11M

0.68%

Sole

0.00

Shared

0.00

None

223.96K

VANGUARD WORLD FD

SOLE

EXTENDED DUR

Shares174.75K

TypeSH

Market value$12.83M

0.67%

Sole

0.00

Shared

0.00

None

174.75K

Issuer	Class	Shares	Type	Value / Portfolio %	None
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	99.52K	SH	$49.77M 2.59%	99.52K
SPDR S&P 500 ETF TRSOLE	TR UNIT	89.35K	SH	$48.63M 2.53%	89.35K
APPLE INCSOLE	COM	215.56K	SH	$45.40M 2.36%	215.56K
ISHARES TRSOLE	CORE S&P500 ETF	79.88K	SH	$43.71M 2.28%	79.88K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	853.92K	SH	$42.96M 2.24%	853.92K
SPDR SER TRSOLE	PORTFOLIO S&P500	636.91K	SH	$40.76M 2.12%	636.91K
NVIDIA CORPORATIONSOLE	COM	321.23K	SH	$39.68M 2.07%	321.23K
MICROSOFT CORPSOLE	COM	81.91K	SH	$36.61M 1.91%	81.91K
AMAZON COM INCSOLE	COM	154.22K	SH	$29.80M 1.55%	154.22K
FIRST TR EXCHNG TRADED FD VISOLE	FT VEST LADDERED	965.94K	SH	$27.93M 1.45%	965.94K
JPMORGAN CHASE & CO.SOLE	COM	124K	SH	$25.08M 1.31%	124K
POWERSHARES ACTIVELY MANAGEDSOLE	ULTRA SHRT DUR	466.01K	SH	$23.25M 1.21%	466.01K
FIRST TR EXCHANGE-TRADED FDSOLE	LNG DUR OPRTUN	995.03K	SH	$20.93M 1.09%	995.03K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	105.58K	SH	$20.81M 1.08%	105.58K
SIMPLIFY EXCHANGE TRADED FUNSOLE	HEALTH CARE ETF	626.29K	SH	$19.67M 1.02%	626.29K
PURECYCLE TECHNOLOGIES INCSOLE	COM	3.30M	SH	$19.51M 1.02%	3.30M
META PLATFORMS INCSOLE	CL A	38.25K	SH	$19.29M 1.00%	38.25K
ISHARES TRSOLE	S&P 500 GRWT ETF	198.19K	SH	$18.34M 0.96%	198.19K
ALPHABET INCSOLE	CAP STK CL A	94.86K	SH	$17.28M 0.90%	94.86K
ISHARES TRSOLE	S&P 500 VAL ETF	94.22K	SH	$17.15M 0.89%	94.22K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	157.14K	SH	$16.81M 0.88%	157.14K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	94.74K	SH	$15.56M 0.81%	94.74K
ISHARES TRSOLE	CORE S&P SCP ETF	143.75K	SH	$15.33M 0.80%	143.75K
ISHARES TRSOLE	CORE S&P MCP ETF	223.96K	SH	$13.11M 0.68%	223.96K
VANGUARD WORLD FDSOLE	EXTENDED DUR	174.75K	SH	$12.83M 0.67%	174.75K

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