Filed: 11/13/2023ACC: 0001172661-23-003748
📋 What this filing means
GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 619 equity positions with a total reported market value of $1.54B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
619
Positions
$1.54B
Total AUM (reported)
26.68M
Total Shares
Allocation by class
COM$433.77M28.1%
TR UNIT$40.47M2.6%
FLOATNG RAT TREA$39.20M2.5%
NASDAQ 100 ETF$38.84M2.5%
S&P 500 ETF SHS$35.84M2.3%
PORTFOLIO S&P500$34.85M2.3%
CORE S&P500 ETF$33.41M2.2%
Portfolio Concentration
Top 3$119.40M7.7%
4–10$225.70M14.6%
11–25$219.44M14.2%
Rest$979.78M63.4%
Top 3 weight
7.7%
Top 10 weight
22.3%
Voting Authority Distribution
Total shares with voting rights: 26.68M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
26.68M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole619
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings619
Rows:
SPDR S&P 500 ETF TR
SOLEShares94.68K
TypeSH
Market value$40.47M
2.62%
Sole
0.00
Shared
0.00
None
94.68K
APPLE INC
SOLEShares232.02K
TypeSH
Market value$39.72M
2.57%
Sole
0.00
Shared
0.00
None
232.02K
WISDOMTREE TR
SOLEShares779.08K
TypeSH
Market value$39.20M
2.54%
Sole
0.00
Shared
0.00
None
779.08K
INVESCO EXCH TRADED FD TR II
SOLEShares263.49K
TypeSH
Market value$38.84M
2.52%
Sole
0.00
Shared
0.00
None
263.49K
VANGUARD INDEX FDS
SOLEShares91.28K
TypeSH
Market value$35.84M
2.32%
Sole
0.00
Shared
0.00
None
91.28K
SPDR SER TR
SOLEShares693.35K
TypeSH
Market value$34.85M
2.26%
Sole
0.00
Shared
0.00
None
693.35K
ISHARES TR
SOLEShares77.80K
TypeSH
Market value$33.41M
2.16%
Sole
0.00
Shared
0.00
None
77.80K
INVESCO ACTIVELY MANAGED ETF
SOLEShares649.53K
TypeSH
Market value$32.28M
2.09%
Sole
0.00
Shared
0.00
None
649.53K
FIRST TR EXCHNG TRADED FD VI
SOLEShares1.08M
TypeSH
Market value$26.54M
1.72%
Sole
0.00
Shared
0.00
None
1.08M
MICROSOFT CORP
SOLEShares75.80K
TypeSH
Market value$23.93M
1.55%
Sole
0.00
Shared
0.00
None
75.80K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.10M
TypeSH
Market value$22.34M
1.45%
Sole
0.00
Shared
0.00
None
1.10M
AMAZON COM INC
SOLEShares157.22K
TypeSH
Market value$19.99M
1.29%
Sole
0.00
Shared
0.00
None
157.22K
JPMORGAN CHASE & CO
SOLEShares119.33K
TypeSH
Market value$17.31M
1.12%
Sole
0.00
Shared
0.00
None
119.33K
INVESCO EXCHANGE TRADED FD T
SOLEShares113.25K
TypeSH
Market value$16.05M
1.04%
Sole
0.00
Shared
0.00
None
113.25K
NVIDIA CORPORATION
SOLEShares34.46K
TypeSH
Market value$14.99M
0.97%
Sole
0.00
Shared
0.00
None
34.46K
GOLDMAN SACHS ETF TR
SOLEShares174.98K
TypeSH
Market value$14.74M
0.95%
Sole
0.00
Shared
0.00
None
174.98K
VANGUARD WORLD FD
SOLEShares208.63K
TypeSH
Market value$14.61M
0.95%
Sole
0.00
Shared
0.00
None
208.63K
ISHARES TR
SOLEShares209.62K
TypeSH
Market value$14.34M
0.93%
Sole
0.00
Shared
0.00
None
209.62K
ISHARES TR
SOLEShares92.44K
TypeSH
Market value$14.22M
0.92%
Sole
0.00
Shared
0.00
None
92.44K
SELECT SECTOR SPDR TR
SOLEShares144.30K
TypeSH
Market value$13.04M
0.84%
Sole
0.00
Shared
0.00
None
144.30K
FIRST TR EXCHANGE-TRADED FD
SOLEShares207.61K
TypeSH
Market value$12.34M
0.80%
Sole
0.00
Shared
0.00
None
207.61K
PACER FDS TR
SOLEShares247.27K
TypeSH
Market value$12.22M
0.79%
Sole
0.00
Shared
0.00
None
247.27K
ISHARES TR
SOLEShares121.56K
TypeSH
Market value$11.47M
0.74%
Sole
0.00
Shared
0.00
None
121.56K
ISHARES TR
SOLEShares44.51K
TypeSH
Market value$11.10M
0.72%
Sole
0.00
Shared
0.00
None
44.51K
ALPHABET INC
SOLEShares81.72K
TypeSH
Market value$10.69M
0.69%
Sole
0.00
Shared
0.00
None
81.72K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 94.68K | SH | $40.47M 2.62% | 0.00 | 0.00 | 94.68K |
APPLE INCSOLE | COM | 232.02K | SH | $39.72M 2.57% | 0.00 | 0.00 | 232.02K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 779.08K | SH | $39.20M 2.54% | 0.00 | 0.00 | 779.08K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 263.49K | SH | $38.84M 2.52% | 0.00 | 0.00 | 263.49K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 91.28K | SH | $35.84M 2.32% | 0.00 | 0.00 | 91.28K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 693.35K | SH | $34.85M 2.26% | 0.00 | 0.00 | 693.35K |
ISHARES TRSOLE | CORE S&P500 ETF | 77.80K | SH | $33.41M 2.16% | 0.00 | 0.00 | 77.80K |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 649.53K | SH | $32.28M 2.09% | 0.00 | 0.00 | 649.53K |
FIRST TR EXCHNG TRADED FD VISOLE | CBOE VEST US EQ | 1.08M | SH | $26.54M 1.72% | 0.00 | 0.00 | 1.08M |
MICROSOFT CORPSOLE | COM | 75.80K | SH | $23.93M 1.55% | 0.00 | 0.00 | 75.80K |
FIRST TR EXCHANGE-TRADED FDSOLE | LNG DUR OPRTUN | 1.10M | SH | $22.34M 1.45% | 0.00 | 0.00 | 1.10M |
AMAZON COM INCSOLE | COM | 157.22K | SH | $19.99M 1.29% | 0.00 | 0.00 | 157.22K |
JPMORGAN CHASE & COSOLE | COM | 119.33K | SH | $17.31M 1.12% | 0.00 | 0.00 | 119.33K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 113.25K | SH | $16.05M 1.04% | 0.00 | 0.00 | 113.25K |
NVIDIA CORPORATIONSOLE | COM | 34.46K | SH | $14.99M 0.97% | 0.00 | 0.00 | 34.46K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 174.98K | SH | $14.74M 0.95% | 0.00 | 0.00 | 174.98K |
VANGUARD WORLD FDSOLE | EXTENDED DUR | 208.63K | SH | $14.61M 0.95% | 0.00 | 0.00 | 208.63K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 209.62K | SH | $14.34M 0.93% | 0.00 | 0.00 | 209.62K |
ISHARES TRSOLE | S&P 500 VAL ETF | 92.44K | SH | $14.22M 0.92% | 0.00 | 0.00 | 92.44K |
SELECT SECTOR SPDR TRSOLE | ENERGY | 144.30K | SH | $13.04M 0.84% | 0.00 | 0.00 | 144.30K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 207.61K | SH | $12.34M 0.80% | 0.00 | 0.00 | 207.61K |
PACER FDS TRSOLE | US CASH COWS 100 | 247.27K | SH | $12.22M 0.79% | 0.00 | 0.00 | 247.27K |
ISHARES TRSOLE | CORE S&P SCP ETF | 121.56K | SH | $11.47M 0.74% | 0.00 | 0.00 | 121.56K |
ISHARES TRSOLE | CORE S&P MCP ETF | 44.51K | SH | $11.10M 0.72% | 0.00 | 0.00 | 44.51K |
ALPHABET INCSOLE | CAP STK CL A | 81.72K | SH | $10.69M 0.69% | 0.00 | 0.00 | 81.72K |
Page 1 of 25
…