Filed: 8/10/2023ACC: 0001172661-23-002884
📋 What this filing means
GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 629 equity positions with a total reported market value of $1.64B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
629
Positions
$1.64B
Total AUM (reported)
24.54M
Total Shares
Allocation by class
COM$467.24M28.5%
PORTFOLIO S&P500$51.09M3.1%
TR UNIT$44.89M2.7%
CL A$42.45M2.6%
NASDAQ 100 ETF$40.31M2.5%
S&P 500 ETF SHS$35.88M2.2%
FLOATNG RAT TREA$35.01M2.1%
Portfolio Concentration
Top 3$141.31M8.6%
4–10$221.20M13.5%
11–25$228.97M14.0%
Rest$1.05B63.9%
Top 3 weight
8.6%
Top 10 weight
22.1%
Voting Authority Distribution
Total shares with voting rights: 24.54M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
24.54M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole629
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings629
Rows:
SPDR SER TR
SOLEShares980.52K
TypeSH
Market value$51.09M
3.11%
Sole
0.00
Shared
0.00
None
980.52K
APPLE INC
SOLEShares233.65K
TypeSH
Market value$45.32M
2.76%
Sole
0.00
Shared
0.00
None
233.65K
SPDR S&P 500 ETF TR
SOLEShares101.27K
TypeSH
Market value$44.89M
2.74%
Sole
0.00
Shared
0.00
None
101.27K
INVESCO EXCH TRADED FD TR II
SOLEShares265.21K
TypeSH
Market value$40.31M
2.46%
Sole
0.00
Shared
0.00
None
265.21K
VANGUARD INDEX FDS
SOLEShares88.10K
TypeSH
Market value$35.88M
2.19%
Sole
0.00
Shared
0.00
None
88.10K
WISDOMTREE TR
SOLEShares695.69K
TypeSH
Market value$35.01M
2.13%
Sole
0.00
Shared
0.00
None
695.69K
ISHARES TR
SOLEShares74.17K
TypeSH
Market value$33.06M
2.02%
Sole
0.00
Shared
0.00
None
74.17K
MICROSOFT CORP
SOLEShares78.19K
TypeSH
Market value$26.63M
1.62%
Sole
0.00
Shared
0.00
None
78.19K
INVESCO ACTIVELY MANAGED ETF
SOLEShares523.30K
TypeSH
Market value$25.98M
1.58%
Sole
0.00
Shared
0.00
None
523.30K
SELECT SECTOR SPDR TR
SOLEShares140K
TypeSH
Market value$24.34M
1.48%
Sole
0.00
Shared
0.00
None
140K
FIRST TR EXCHANGE-TRADED FD
SOLEShares1.08M
TypeSH
Market value$24.00M
1.46%
Sole
0.00
Shared
0.00
None
1.08M
INVESCO EXCHANGE TRADED FD T
SOLEShares160.32K
TypeSH
Market value$23.99M
1.46%
Sole
0.00
Shared
0.00
None
160.32K
AMAZON COM INC
SOLEShares164.94K
TypeSH
Market value$21.50M
1.31%
Sole
0.00
Shared
0.00
None
164.94K
VANGUARD WORLD FD
SOLEShares205.59K
TypeSH
Market value$17.90M
1.09%
Sole
0.00
Shared
0.00
None
205.59K
GOLDMAN SACHS ETF TR
SOLEShares177.15K
TypeSH
Market value$15.46M
0.94%
Sole
0.00
Shared
0.00
None
177.15K
NVIDIA CORPORATION
SOLEShares35.73K
TypeSH
Market value$15.11M
0.92%
Sole
0.00
Shared
0.00
None
35.73K
ISHARES TR
SOLEShares205.64K
TypeSH
Market value$14.49M
0.88%
Sole
0.00
Shared
0.00
None
205.64K
ISHARES TR
SOLEShares89.76K
TypeSH
Market value$14.47M
0.88%
Sole
0.00
Shared
0.00
None
89.76K
PURECYCLE TECHNOLOGIES INC
SOLEShares1.26M
TypeSH
Market value$13.47M
0.82%
Sole
0.00
Shared
0.00
None
1.26M
ALPHABET INC
SOLEShares105.41K
TypeSH
Market value$12.62M
0.77%
Sole
0.00
Shared
0.00
None
105.41K
JPMORGAN CHASE & CO
SOLEShares79.77K
TypeSH
Market value$11.60M
0.71%
Sole
0.00
Shared
0.00
None
79.77K
ISHARES TR
SOLEShares115.63K
TypeSH
Market value$11.52M
0.70%
Sole
0.00
Shared
0.00
None
115.63K
FIRST TR EXCHANGE-TRADED FD
SOLEShares185.52K
TypeSH
Market value$11.02M
0.67%
Sole
0.00
Shared
0.00
None
185.52K
ISHARES TR
SOLEShares42.07K
TypeSH
Market value$11.00M
0.67%
Sole
0.00
Shared
0.00
None
42.07K
ISHARES TR
SOLEShares111.77K
TypeSH
Market value$10.80M
0.66%
Sole
0.00
Shared
0.00
None
111.77K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR SER TRSOLE | PORTFOLIO S&P500 | 980.52K | SH | $51.09M 3.11% | 0.00 | 0.00 | 980.52K |
APPLE INCSOLE | COM | 233.65K | SH | $45.32M 2.76% | 0.00 | 0.00 | 233.65K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 101.27K | SH | $44.89M 2.74% | 0.00 | 0.00 | 101.27K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 265.21K | SH | $40.31M 2.46% | 0.00 | 0.00 | 265.21K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 88.10K | SH | $35.88M 2.19% | 0.00 | 0.00 | 88.10K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 695.69K | SH | $35.01M 2.13% | 0.00 | 0.00 | 695.69K |
ISHARES TRSOLE | CORE S&P500 ETF | 74.17K | SH | $33.06M 2.02% | 0.00 | 0.00 | 74.17K |
MICROSOFT CORPSOLE | COM | 78.19K | SH | $26.63M 1.62% | 0.00 | 0.00 | 78.19K |
INVESCO ACTIVELY MANAGED ETFSOLE | ULTRA SHRT DUR | 523.30K | SH | $25.98M 1.58% | 0.00 | 0.00 | 523.30K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 140K | SH | $24.34M 1.48% | 0.00 | 0.00 | 140K |
FIRST TR EXCHANGE-TRADED FDSOLE | LNG DUR OPRTUN | 1.08M | SH | $24.00M 1.46% | 0.00 | 0.00 | 1.08M |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 160.32K | SH | $23.99M 1.46% | 0.00 | 0.00 | 160.32K |
AMAZON COM INCSOLE | COM | 164.94K | SH | $21.50M 1.31% | 0.00 | 0.00 | 164.94K |
VANGUARD WORLD FDSOLE | EXTENDED DUR | 205.59K | SH | $17.90M 1.09% | 0.00 | 0.00 | 205.59K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 177.15K | SH | $15.46M 0.94% | 0.00 | 0.00 | 177.15K |
NVIDIA CORPORATIONSOLE | COM | 35.73K | SH | $15.11M 0.92% | 0.00 | 0.00 | 35.73K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 205.64K | SH | $14.49M 0.88% | 0.00 | 0.00 | 205.64K |
ISHARES TRSOLE | S&P 500 VAL ETF | 89.76K | SH | $14.47M 0.88% | 0.00 | 0.00 | 89.76K |
PURECYCLE TECHNOLOGIES INCSOLE | COM | 1.26M | SH | $13.47M 0.82% | 0.00 | 0.00 | 1.26M |
ALPHABET INCSOLE | CAP STK CL A | 105.41K | SH | $12.62M 0.77% | 0.00 | 0.00 | 105.41K |
JPMORGAN CHASE & COSOLE | COM | 79.77K | SH | $11.60M 0.71% | 0.00 | 0.00 | 79.77K |
ISHARES TRSOLE | CORE S&P SCP ETF | 115.63K | SH | $11.52M 0.70% | 0.00 | 0.00 | 115.63K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 185.52K | SH | $11.02M 0.67% | 0.00 | 0.00 | 185.52K |
ISHARES TRSOLE | CORE S&P MCP ETF | 42.07K | SH | $11.00M 0.67% | 0.00 | 0.00 | 42.07K |
ISHARES TRSOLE | RUS MD CP GR ETF | 111.77K | SH | $10.80M 0.66% | 0.00 | 0.00 | 111.77K |
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