GLADSTONE INSTITUTIONAL ADVISORY LLC

Filed: 5/12/2023ACC: 0001172661-23-002073

📋 What this filing means

GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 657 equity positions with a total reported market value of $1.54B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

657

Positions

$1.54B

Total AUM (reported)

23.28M

Total Shares

Allocation by class

COM$440.98M28.6%

TR UNIT$40.18M2.6%

CL A$33.58M2.2%

FLOATNG RAT TREA$32.58M2.1%

FIRST TR ENH NEW$29.87M1.9%

CORE S&P500 ETF$28.30M1.8%

S&P 500 ETF SHS$27.19M1.8%

Portfolio Concentration

Top 3$111.78M7.2%

4–10$185.77M12.0%

11–25$206.26M13.4%

Rest$1.04B67.4%

Top 3 weight

7.2%

Top 10 weight

19.3%

Voting Authority Distribution

Total shares with voting rights: 23.28M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

23.28M

% of voting shares100.0%

Investment Discretion (by position count)

Sole657

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings657

Rows:

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares98.15K

TypeSH

Market value$40.18M

2.60%

Sole

0.00

Shared

0.00

None

98.15K

APPLE INC

SOLE

COM

Shares236.65K

TypeSH

Market value$39.02M

2.53%

Sole

0.00

Shared

0.00

None

236.65K

WISDOMTREE TR

SOLE

FLOATNG RAT TREA

Shares648.03K

TypeSH

Market value$32.58M

2.11%

Sole

0.00

Shared

0.00

None

648.03K

FIRST TR EXCHANGE-TRADED FD

SOLE

FIRST TR ENH NEW

Shares501.97K

TypeSH

Market value$29.87M

1.93%

Sole

0.00

Shared

0.00

None

501.97K

ISHARES TR

SOLE

CORE S&P500 ETF

Shares68.84K

TypeSH

Market value$28.30M

1.83%

Sole

0.00

Shared

0.00

None

68.84K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares72.30K

TypeSH

Market value$27.19M

1.76%

Sole

0.00

Shared

0.00

None

72.30K

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares199.21K

TypeSH

Market value$26.30M

1.70%

Sole

0.00

Shared

0.00

None

199.21K

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares542.41K

TypeSH

Market value$26.12M

1.69%

Sole

0.00

Shared

0.00

None

542.41K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P500 EQL WGT

Shares173.78K

TypeSH

Market value$25.13M

1.63%

Sole

0.00

Shared

0.00

None

173.78K

MICROSOFT CORP

SOLE

COM

Shares79.31K

TypeSH

Market value$22.87M

1.48%

Sole

0.00

Shared

0.00

None

79.31K

SELECT SECTOR SPDR TR

SOLE

TECHNOLOGY

Shares136.39K

TypeSH

Market value$20.60M

1.33%

Sole

0.00

Shared

0.00

None

136.39K

INVESCO ACTIVELY MANAGED ETF

SOLE

ULTRA SHRT DUR

Shares408.90K

TypeSH

Market value$20.28M

1.31%

Sole

0.00

Shared

0.00

None

408.90K

AMAZON COM INC

SOLE

COM

Shares161.51K

TypeSH

Market value$16.68M

1.08%

Sole

0.00

Shared

0.00

None

161.51K

PIMCO ETF TR

SOLE

25YR+ ZERO U S

Shares163.54K

TypeSH

Market value$15.66M

1.01%

Sole

0.00

Shared

0.00

None

163.54K

VANGUARD SCOTTSDALE FDS

SOLE

LONG TERM TREAS

Shares217.45K

TypeSH

Market value$14.25M

0.92%

Sole

0.00

Shared

0.00

None

217.45K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares169.83K

TypeSH

Market value$13.79M

0.89%

Sole

0.00

Shared

0.00

None

169.83K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares86.63K

TypeSH

Market value$13.15M

0.85%

Sole

0.00

Shared

0.00

None

86.63K

JOHNSON & JOHNSON

SOLE

COM

Shares83.99K

TypeSH

Market value$13.02M

0.84%

Sole

0.00

Shared

0.00

None

83.99K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares199.16K

TypeSH

Market value$12.72M

0.82%

Sole

0.00

Shared

0.00

None

199.16K

NVIDIA CORPORATION

SOLE

COM

Shares42.77K

TypeSH

Market value$11.88M

0.77%

Sole

0.00

Shared

0.00

None

42.77K

ISHARES TR

SOLE

CORE S&P MCP ETF

Shares47.44K

TypeSH

Market value$11.87M

0.77%

Sole

0.00

Shared

0.00

None

47.44K

EXXON MOBIL CORP

SOLE

COM

Shares101.37K

TypeSH

Market value$11.12M

0.72%

Sole

0.00

Shared

0.00

None

101.37K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares111.90K

TypeSH

Market value$10.82M

0.70%

Sole

0.00

Shared

0.00

None

111.90K

ALPHABET INC

SOLE

CAP STK CL A

Shares98.54K

TypeSH

Market value$10.22M

0.66%

Sole

0.00

Shared

0.00

None

98.54K

VANGUARD WORLD FD

SOLE

EXTENDED DUR

Shares112.68K

TypeSH

Market value$10.20M

0.66%

Sole

0.00

Shared

0.00

None

112.68K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SPDR S&P 500 ETF TRSOLE	TR UNIT	98.15K	SH	$40.18M 2.60%	98.15K
APPLE INCSOLE	COM	236.65K	SH	$39.02M 2.53%	236.65K
WISDOMTREE TRSOLE	FLOATNG RAT TREA	648.03K	SH	$32.58M 2.11%	648.03K
FIRST TR EXCHANGE-TRADED FDSOLE	FIRST TR ENH NEW	501.97K	SH	$29.87M 1.93%	501.97K
ISHARES TRSOLE	CORE S&P500 ETF	68.84K	SH	$28.30M 1.83%	68.84K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	72.30K	SH	$27.19M 1.76%	72.30K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	199.21K	SH	$26.30M 1.70%	199.21K
SPDR SER TRSOLE	PORTFOLIO S&P500	542.41K	SH	$26.12M 1.69%	542.41K
INVESCO EXCHANGE TRADED FD TSOLE	S&P500 EQL WGT	173.78K	SH	$25.13M 1.63%	173.78K
MICROSOFT CORPSOLE	COM	79.31K	SH	$22.87M 1.48%	79.31K
SELECT SECTOR SPDR TRSOLE	TECHNOLOGY	136.39K	SH	$20.60M 1.33%	136.39K
INVESCO ACTIVELY MANAGED ETFSOLE	ULTRA SHRT DUR	408.90K	SH	$20.28M 1.31%	408.90K
AMAZON COM INCSOLE	COM	161.51K	SH	$16.68M 1.08%	161.51K
PIMCO ETF TRSOLE	25YR+ ZERO U S	163.54K	SH	$15.66M 1.01%	163.54K
VANGUARD SCOTTSDALE FDSSOLE	LONG TERM TREAS	217.45K	SH	$14.25M 0.92%	217.45K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	169.83K	SH	$13.79M 0.89%	169.83K
ISHARES TRSOLE	S&P 500 VAL ETF	86.63K	SH	$13.15M 0.85%	86.63K
JOHNSON & JOHNSONSOLE	COM	83.99K	SH	$13.02M 0.84%	83.99K
ISHARES TRSOLE	S&P 500 GRWT ETF	199.16K	SH	$12.72M 0.82%	199.16K
NVIDIA CORPORATIONSOLE	COM	42.77K	SH	$11.88M 0.77%	42.77K
ISHARES TRSOLE	CORE S&P MCP ETF	47.44K	SH	$11.87M 0.77%	47.44K
EXXON MOBIL CORPSOLE	COM	101.37K	SH	$11.12M 0.72%	101.37K
ISHARES TRSOLE	CORE S&P SCP ETF	111.90K	SH	$10.82M 0.70%	111.90K
ALPHABET INCSOLE	CAP STK CL A	98.54K	SH	$10.22M 0.66%	98.54K
VANGUARD WORLD FDSOLE	EXTENDED DUR	112.68K	SH	$10.20M 0.66%	112.68K

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