Filed: 2/1/2023ACC: 0001172661-23-000384
📋 What this filing means
GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 646 equity positions with a total reported market value of $1.42B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
646
Positions
$1.42B
Total AUM (reported)
21.18M
Total Shares
Allocation by class
COM$453.17M32.0%
TR UNIT$41.76M2.9%
FIRST TR ENH NEW$33.43M2.4%
S&P 500 ETF SHS$32.14M2.3%
FLOATNG RAT TREA$30.66M2.2%
PORTFOLIO S&P500$23.60M1.7%
CORE S&P500 ETF$22.46M1.6%
Portfolio Concentration
Top 3$107.33M7.6%
4–10$161.32M11.4%
11–25$178.36M12.6%
Rest$969.97M68.5%
Top 3 weight
7.6%
Top 10 weight
19.0%
Voting Authority Distribution
Total shares with voting rights: 21.18M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
21.18M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole646
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings646
Rows:
SPDR S&P 500 ETF TR
SOLEShares109.19K
TypeSH
Market value$41.76M
2.95%
Sole
0.00
Shared
0.00
None
109.19K
FIRST TR EXCHANGE-TRADED FD
SOLEShares562.39K
TypeSH
Market value$33.43M
2.36%
Sole
0.00
Shared
0.00
None
562.39K
VANGUARD INDEX FDS
SOLEShares91.49K
TypeSH
Market value$32.14M
2.27%
Sole
0.00
Shared
0.00
None
91.49K
WISDOMTREE TR
SOLEShares609.94K
TypeSH
Market value$30.66M
2.16%
Sole
0.00
Shared
0.00
None
609.94K
APPLE INC
SOLEShares234.40K
TypeSH
Market value$30.46M
2.15%
Sole
0.00
Shared
0.00
None
234.40K
SPDR SER TR
SOLEShares524.64K
TypeSH
Market value$23.60M
1.67%
Sole
0.00
Shared
0.00
None
524.64K
ISHARES TR
SOLEShares58.47K
TypeSH
Market value$22.46M
1.59%
Sole
0.00
Shared
0.00
None
58.47K
MICROSOFT CORP
SOLEShares82.31K
TypeSH
Market value$19.74M
1.39%
Sole
0.00
Shared
0.00
None
82.31K
INVESCO EXCHANGE TRADED FD T
SOLEShares124.10K
TypeSH
Market value$17.53M
1.24%
Sole
0.00
Shared
0.00
None
124.10K
INVESCO EXCH TRADED FD TR II
SOLEShares154.06K
TypeSH
Market value$16.87M
1.19%
Sole
0.00
Shared
0.00
None
154.06K
AMAZON COM INC
SOLEShares191.71K
TypeSH
Market value$16.10M
1.14%
Sole
0.00
Shared
0.00
None
191.71K
SELECT SECTOR SPDR TR
SOLEShares116.72K
TypeSH
Market value$14.52M
1.03%
Sole
0.00
Shared
0.00
None
116.72K
ISHARES TR
SOLEShares95.91K
TypeSH
Market value$13.91M
0.98%
Sole
0.00
Shared
0.00
None
95.91K
GOLDMAN SACHS ETF TR
SOLEShares178.15K
TypeSH
Market value$13.56M
0.96%
Sole
0.00
Shared
0.00
None
178.15K
SELECT SECTOR SPDR TR
SOLEShares190.31K
TypeSH
Market value$13.42M
0.95%
Sole
0.00
Shared
0.00
None
190.31K
ISHARES TR
SOLEShares224.98K
TypeSH
Market value$13.16M
0.93%
Sole
0.00
Shared
0.00
None
224.98K
ISHARES TR
SOLEShares51.74K
TypeSH
Market value$12.51M
0.88%
Sole
0.00
Shared
0.00
None
51.74K
JOHNSON & JOHNSON
SOLEShares62.30K
TypeSH
Market value$11.00M
0.78%
Sole
0.00
Shared
0.00
None
62.30K
ISHARES TR
SOLEShares114.19K
TypeSH
Market value$10.81M
0.76%
Sole
0.00
Shared
0.00
None
114.19K
MERCK & CO INC
SOLEShares97.08K
TypeSH
Market value$10.77M
0.76%
Sole
0.00
Shared
0.00
None
97.08K
EXXON MOBIL CORP
SOLEShares95.58K
TypeSH
Market value$10.54M
0.74%
Sole
0.00
Shared
0.00
None
95.58K
FIRST TR EXCHNG TRADED FD VI
SOLEShares226.27K
TypeSH
Market value$9.94M
0.70%
Sole
0.00
Shared
0.00
None
226.27K
ISHARES TR
SOLEShares55.70K
TypeSH
Market value$9.71M
0.69%
Sole
0.00
Shared
0.00
None
55.70K
JANUS DETROIT STR TR
SOLEShares194.42K
TypeSH
Market value$9.22M
0.65%
Sole
0.00
Shared
0.00
None
194.42K
VANGUARD WORLD FD
SOLEShares110.69K
TypeSH
Market value$9.17M
0.65%
Sole
0.00
Shared
0.00
None
110.69K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 109.19K | SH | $41.76M 2.95% | 0.00 | 0.00 | 109.19K |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 562.39K | SH | $33.43M 2.36% | 0.00 | 0.00 | 562.39K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 91.49K | SH | $32.14M 2.27% | 0.00 | 0.00 | 91.49K |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 609.94K | SH | $30.66M 2.16% | 0.00 | 0.00 | 609.94K |
APPLE INCSOLE | COM | 234.40K | SH | $30.46M 2.15% | 0.00 | 0.00 | 234.40K |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 524.64K | SH | $23.60M 1.67% | 0.00 | 0.00 | 524.64K |
ISHARES TRSOLE | CORE S&P500 ETF | 58.47K | SH | $22.46M 1.59% | 0.00 | 0.00 | 58.47K |
MICROSOFT CORPSOLE | COM | 82.31K | SH | $19.74M 1.39% | 0.00 | 0.00 | 82.31K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 124.10K | SH | $17.53M 1.24% | 0.00 | 0.00 | 124.10K |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 154.06K | SH | $16.87M 1.19% | 0.00 | 0.00 | 154.06K |
AMAZON COM INCSOLE | COM | 191.71K | SH | $16.10M 1.14% | 0.00 | 0.00 | 191.71K |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 116.72K | SH | $14.52M 1.03% | 0.00 | 0.00 | 116.72K |
ISHARES TRSOLE | S&P 500 VAL ETF | 95.91K | SH | $13.91M 0.98% | 0.00 | 0.00 | 95.91K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 178.15K | SH | $13.56M 0.96% | 0.00 | 0.00 | 178.15K |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 190.31K | SH | $13.42M 0.95% | 0.00 | 0.00 | 190.31K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 224.98K | SH | $13.16M 0.93% | 0.00 | 0.00 | 224.98K |
ISHARES TRSOLE | CORE S&P MCP ETF | 51.74K | SH | $12.51M 0.88% | 0.00 | 0.00 | 51.74K |
JOHNSON & JOHNSONSOLE | COM | 62.30K | SH | $11.00M 0.78% | 0.00 | 0.00 | 62.30K |
ISHARES TRSOLE | CORE S&P SCP ETF | 114.19K | SH | $10.81M 0.76% | 0.00 | 0.00 | 114.19K |
MERCK & CO INCSOLE | COM | 97.08K | SH | $10.77M 0.76% | 0.00 | 0.00 | 97.08K |
EXXON MOBIL CORPSOLE | COM | 95.58K | SH | $10.54M 0.74% | 0.00 | 0.00 | 95.58K |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 226.27K | SH | $9.94M 0.70% | 0.00 | 0.00 | 226.27K |
ISHARES TRSOLE | RUSSELL 2000 ETF | 55.70K | SH | $9.71M 0.69% | 0.00 | 0.00 | 55.70K |
JANUS DETROIT STR TRSOLE | HENDRSN SHRT ETF | 194.42K | SH | $9.22M 0.65% | 0.00 | 0.00 | 194.42K |
VANGUARD WORLD FDSOLE | EXTENDED DUR | 110.69K | SH | $9.17M 0.65% | 0.00 | 0.00 | 110.69K |
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