Filed: 10/20/2022ACC: 0001172661-22-002219
📋 What this filing means
GLADSTONE INSTITUTIONAL ADVISORY LLC filed this quarterly 13F‑HR report disclosing 631 equity positions with a total reported market value of $1.28M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
631
Positions
$1.28M
Total AUM (reported)
20.59M
Total Shares
Allocation by class
COM$409.1K32.0%
TR UNIT$53.7K4.2%
FIRST TR ENH NEW$32.7K2.6%
FLOATNG RAT TREA$30.9K2.4%
CL A$21.6K1.7%
CORE S&P500 ETF$20.5K1.6%
S&P 500 ETF SHS$15.9K1.2%
Portfolio Concentration
Top 3$122.1K9.5%
4–10$138.0K10.8%
11–25$171.7K13.4%
Rest$847.5K66.3%
Top 3 weight
9.5%
Top 10 weight
20.3%
Voting Authority Distribution
Total shares with voting rights: 20.59M
Sole
Full voting authority
20.59M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole631
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings631
Rows:
SPDR S&P 500 ETF TR
SOLEShares150.31K
TypeSH
Market value$53.7K
4.20%
Sole
150.31K
Shared
0.00
None
0.00
APPLE INC
SOLEShares258.17K
TypeSH
Market value$35.7K
2.79%
Sole
258.17K
Shared
0.00
None
0.00
FIRST TR EXCHANGE-TRADED FD
SOLEShares551.57K
TypeSH
Market value$32.7K
2.56%
Sole
551.57K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares615.35K
TypeSH
Market value$30.9K
2.42%
Sole
615.35K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares57.17K
TypeSH
Market value$20.5K
1.60%
Sole
57.17K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares86.30K
TypeSH
Market value$20.1K
1.57%
Sole
86.30K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares174.84K
TypeSH
Market value$19.8K
1.54%
Sole
174.84K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares48.55K
TypeSH
Market value$15.9K
1.25%
Sole
48.55K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares131.93K
TypeSH
Market value$15.7K
1.22%
Sole
131.93K
Shared
0.00
None
0.00
INVESCO EXCHANGE TRADED FD T
SOLEShares118.34K
TypeSH
Market value$15.1K
1.18%
Sole
118.34K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares252.82K
TypeSH
Market value$14.6K
1.14%
Sole
252.82K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares110.39K
TypeSH
Market value$14.2K
1.11%
Sole
110.39K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares58.44K
TypeSH
Market value$12.8K
1.00%
Sole
58.44K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares146.60K
TypeSH
Market value$12.7K
0.99%
Sole
146.60K
Shared
0.00
None
0.00
GOLDMAN SACHS ETF TR
SOLEShares173.33K
TypeSH
Market value$12.3K
0.96%
Sole
173.33K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares184.10K
TypeSH
Market value$12.1K
0.94%
Sole
184.10K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares272.09K
TypeSH
Market value$11.4K
0.89%
Sole
272.09K
Shared
0.00
None
0.00
HOME DEPOT INC
SOLEShares40.37K
TypeSH
Market value$11.1K
0.87%
Sole
40.37K
Shared
0.00
None
0.00
CSX CORP
SOLEShares412.44K
TypeSH
Market value$11.0K
0.86%
Sole
412.44K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares118.92K
TypeSH
Market value$10.4K
0.81%
Sole
118.92K
Shared
0.00
None
0.00
FIRST TR EXCHNG TRADED FD VI
SOLEShares237.75K
TypeSH
Market value$10.4K
0.81%
Sole
237.75K
Shared
0.00
None
0.00
JOHNSON & JOHNSON
SOLEShares63.01K
TypeSH
Market value$10.3K
0.80%
Sole
63.01K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares57.65K
TypeSH
Market value$9.5K
0.74%
Sole
57.65K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares328.73K
TypeSH
Market value$9.5K
0.74%
Sole
328.73K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares98.30K
TypeSH
Market value$9.4K
0.74%
Sole
98.30K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | TR UNIT | 150.31K | SH | $53.7K 4.20% | 150.31K | 0.00 | 0.00 |
APPLE INCSOLE | COM | 258.17K | SH | $35.7K 2.79% | 258.17K | 0.00 | 0.00 |
FIRST TR EXCHANGE-TRADED FDSOLE | FIRST TR ENH NEW | 551.57K | SH | $32.7K 2.56% | 551.57K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | FLOATNG RAT TREA | 615.35K | SH | $30.9K 2.42% | 615.35K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 57.17K | SH | $20.5K 1.60% | 57.17K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 86.30K | SH | $20.1K 1.57% | 86.30K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 174.84K | SH | $19.8K 1.54% | 174.84K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 48.55K | SH | $15.9K 1.25% | 48.55K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | TECHNOLOGY | 131.93K | SH | $15.7K 1.22% | 131.93K | 0.00 | 0.00 |
INVESCO EXCHANGE TRADED FD TSOLE | S&P500 EQL WGT | 118.34K | SH | $15.1K 1.18% | 118.34K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P 500 GRWT ETF | 252.82K | SH | $14.6K 1.14% | 252.82K | 0.00 | 0.00 |
ISHARES TRSOLE | S&P 500 VAL ETF | 110.39K | SH | $14.2K 1.11% | 110.39K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P MCP ETF | 58.44K | SH | $12.8K 1.00% | 58.44K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | EXTENDED DUR | 146.60K | SH | $12.7K 0.99% | 146.60K | 0.00 | 0.00 |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 173.33K | SH | $12.3K 0.96% | 173.33K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 184.10K | SH | $12.1K 0.94% | 184.10K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 272.09K | SH | $11.4K 0.89% | 272.09K | 0.00 | 0.00 |
HOME DEPOT INCSOLE | COM | 40.37K | SH | $11.1K 0.87% | 40.37K | 0.00 | 0.00 |
CSX CORPSOLE | COM | 412.44K | SH | $11.0K 0.86% | 412.44K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P SCP ETF | 118.92K | SH | $10.4K 0.81% | 118.92K | 0.00 | 0.00 |
FIRST TR EXCHNG TRADED FD VISOLE | TCW OPPORTUNIS | 237.75K | SH | $10.4K 0.81% | 237.75K | 0.00 | 0.00 |
JOHNSON & JOHNSONSOLE | COM | 63.01K | SH | $10.3K 0.80% | 63.01K | 0.00 | 0.00 |
ISHARES TRSOLE | RUSSELL 2000 ETF | 57.65K | SH | $9.5K 0.74% | 57.65K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO SH TSR | 328.73K | SH | $9.5K 0.74% | 328.73K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 98.30K | SH | $9.4K 0.74% | 98.30K | 0.00 | 0.00 |
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