GIROUARD DAVE (Chief Executive Officer) exercised options at UPSTART HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/8/2026ACC: 0001832805-26-000005
DirectorOfficer10% Owner· Chief Executive Officer
Since Dec 2020
0.00
Net shares
Net seller
$693.1K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
835.08K acquired · 835.08K disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+835.08K
Price / share
$0.83
Trade value
$693.11K
% of position
9.8%
5/7/2026
8.51M→9.35M
Total
Net shares
+835.08K
Net value
$693.11K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 5/7/2026 | M · Option Exercise | +835.08K | $0.83 | $693.11K | 9.8% | 8.51M | 9.35M |
| Total | +835.08K | $693.11K | ||||||
Derivative Transactions1
Employee Stock Option (Right to buy)
Direct
Converts to
Common Stock
835.08K shares
Shares
−835.08K
Strike price
0.83
Held after
0.00
Exercisable
—
5/7/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to buy) Direct | Common Stock835.08K shares | 5/7/2026 | M · Option Exercise | −835.08K | 0.83 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)6
Common Stock
IndirectShares owned546.50K
Common Stock
IndirectShares owned126.06K
Common Stock
DirectShares owned52.61K
Common Stock
IndirectShares owned546.50K
Common Stock
IndirectShares owned1M
Common Stock
IndirectShares owned126.06K
Total
52.61K direct·2.35M indirect2.40M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 546.50K | Indirect |
| Common Stock | 126.06K | Indirect |
| Common Stock | 52.61K | Direct |
| Common Stock | 546.50K | Indirect |
| Common Stock | 1M | Indirect |
| Common Stock | 126.06K | Indirect |
| Total | 2.40M | 52.61K direct·2.35M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported