GIOVANNIELLO JOSEPH (Senior Vice President) sold 2K shares of LADENBURG THALMANN FINANCIAL SERVICES INC. on the open market
Open‑market sale worth $50.2K. Review remaining holdings and any 10b5‑1 plan disclosures.
8.00% Series A Cumulative Redeemable Preferred Stock
Shares
−2K
Price / share
$25.11
Trade value
$50.22K
% of position
Common Stock
Shares
−473.21K
Price / share
$3.50
Trade value
$1.66M
% of position
Net shares
−475.21K
Net value
-$1.71M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| 8.00% Series A Cumulative Redeemable Preferred Stock Direct | 2/12/2020 | S · Sale | −2K | $25.11 | $50.22K | New position | 2K | 0.00 |
| Common Stock Direct | 2/14/2020 | D · Disposition | −473.21K | $3.50 | $1.66M | New position | 473.21K | 0.00 |
| Total | −475.21K | -$1.71M | ||||||
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
1.28
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
50K shares
Shares
−50K
Strike price
2.80
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
25K shares
Shares
−25K
Strike price
1.40
Held after
0.00
Exercisable
—
Stock Option (Right to Buy)
Common Stock
30K shares
Shares
−30K
Strike price
3.25
Held after
0.00
Exercisable
—
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 1.28 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock50K shares | 2/14/2020 | D · Disposition | −50K | 2.80 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock25K shares | 2/14/2020 | D · Disposition | −25K | 1.40 | — | 0.00 |
| Stock Option (Right to Buy) Direct | Common Stock30K shares | 2/14/2020 | D · Disposition | −30K | 3.25 | — | 0.00 |